Form 8.3 - LIBERTY GLOBAL PLC

Form 8.3 - LIBERTY GLOBAL PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 9 May 2016
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? CABLE & WIRELESS COMMUNICATIONS

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       USD 0.01 Class A ordinary            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 194,448 0.08% 53,408 0.02%
           
(2) Cash-settled derivatives:
35,400 0.01% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 41,100 0.02% 96,400 0.04%
           
(4)
TOTAL: 270,948 0.11% 149,808 0.06%
 
Class of relevant security:   USD 0.01 Class C ordinary      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 148,600 0.03% 24,478 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 148,600 0.03% 24,478 0.00%
 
Class of relevant security:   USD 0.01 LiLAC Class A ordinary      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 11,910 0.09% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 11,910 0.09% 0 0.00%
 
Class of relevant security:   USD 0.01 LiLAC Class C ordinary      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 314 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 0 0.00% 314 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
USD 0.01 Class A ordinary Purchase 2 37.4550 USD
USD 0.01 Class C ordinary Purchase 2 36.2825 USD
USD 0.01 Class A ordinary Purchase 6 37.3966 USD
USD 0.01 Class A ordinary Purchase 8 37.4500 USD
USD 0.01 LiLAC Class C ordinary Purchase 34 40.8700 USD
USD 0.01 Class A ordinary Purchase 98 37.2900 USD
USD 0.01 Class C ordinary Purchase 100 36.2450 USD
USD 0.01 LiLAC Class C ordinary Purchase 100 40.9300 USD
USD 0.01 Class A ordinary Purchase 100 37.4900 USD
USD 0.01 Class A ordinary Purchase 100 37.3700 USD
USD 0.01 Class A ordinary Purchase 100 37.4800 USD
USD 0.01 Class A ordinary Purchase 110 37.4591 USD
USD 0.01 Class C ordinary Purchase 200 36.2250 USD
USD 0.01 Class A ordinary Purchase 200 37.3450 USD
USD 0.01 Class A ordinary Purchase 283 37.4233 USD
USD 0.01 LiLAC Class C ordinary Purchase 285 40.9600 USD
USD 0.01 LiLAC Class C ordinary Purchase 285 41.1000 USD
USD 0.01 Class C ordinary Purchase 300 36.1933 USD
USD 0.01 Class C ordinary Purchase 306 36.3000 USD
USD 0.01 Class C ordinary Purchase 345 36.2747 USD
USD 0.01 Class A ordinary Purchase 431 37.4100 USD
USD 0.01 Class A ordinary Purchase 431 37.3800 USD
USD 0.01 Class C ordinary Purchase 468 36.1900 USD
USD 0.01 Class A ordinary Purchase 500 37.4379 USD
USD 0.01 Class C ordinary Purchase 502 36.2994 USD
USD 0.01 LiLAC Class C ordinary Purchase 600 40.5633 USD
USD 0.01 Class C ordinary Purchase 600 36.2583 USD
USD 0.01 Class C ordinary Purchase 800 36.2312 USD
USD 0.01 Class C ordinary Purchase 800 36.1087 USD
USD 0.01 Class C ordinary Purchase 1,000 36.2390 USD
USD 0.01 Class A ordinary Purchase 1,093 37.3628 USD
USD 0.01 Class C ordinary Purchase 1,300 36.2182 USD
USD 0.01 Class A ordinary Purchase 2,600 37.3681 USD
USD 0.01 Class A ordinary Purchase 2,754 37.4700 USD
USD 0.01 Class C ordinary Purchase 3,200 36.2083 USD
USD 0.01 Class A ordinary Purchase 4,300 37.3255 USD
USD 0.01 Class A ordinary Purchase 4,613 37.3742 USD
USD 0.01 Class A ordinary Purchase 4,888 37.4524 USD
USD 0.01 Class C ordinary Purchase 5,581 36.2478 USD
USD 0.01 Class A ordinary Purchase 6,210 37.4200 USD
USD 0.01 Class A ordinary Purchase 6,931 37.4313 USD
USD 0.01 LiLAC Class C ordinary Purchase 7,447 40.9982 USD
USD 0.01 Class A ordinary Purchase 8,000 37.3396 USD
USD 0.01 Class A ordinary Purchase 8,305 37.4150 USD
USD 0.01 Class C ordinary Purchase 8,796 36.1936 USD
USD 0.01 Class C ordinary Purchase 20,227 36.2539 USD
USD 0.01 Class C ordinary Purchase 21,271 36.0634 USD
USD 0.01 Class A ordinary Purchase 30,685 37.4433 USD
USD 0.01 Class A ordinary Purchase 32,444 37.3798 USD
USD 0.01 Class A ordinary Purchase 38,465 37.3600 USD
USD 0.01 Class C ordinary Purchase 41,098 36.2655 USD
USD 0.01 Class A ordinary Purchase 67,052 37.2567 USD
USD 0.01 Class C ordinary Purchase 69,022 36.1224 USD
USD 0.01 Class C ordinary Purchase 218,106 36.2800 USD
USD 0.01 Class C ordinary Sale 1 36.2950 USD
USD 0.01 Class C ordinary Sale 2 36.2900 USD
USD 0.01 Class C ordinary Sale 4 36.3000 USD
USD 0.01 Class A ordinary Sale 8 37.4500 USD
USD 0.01 Class C ordinary Sale 27 36.2500 USD
USD 0.01 LiLAC Class C ordinary Sale 34 40.8700 USD
USD 0.01 Class A ordinary Sale 100 37.2300 USD
USD 0.01 Class A ordinary Sale 100 37.3250 USD
USD 0.01 Class A ordinary Sale 100 37.3750 USD
USD 0.01 LiLAC Class C ordinary Sale 100 40.1500 USD
USD 0.01 LiLAC Class C ordinary Sale 100 41.1500 USD
USD 0.01 LiLAC Class C ordinary Sale 100 41.4600 USD
USD 0.01 LiLAC Class C ordinary Sale 100 41.4700 USD
USD 0.01 LiLAC Class C ordinary Sale 100 41.5200 USD
USD 0.01 Class A ordinary Sale 104 37.3700 USD
USD 0.01 Class A ordinary Sale 107 37.4300 USD
USD 0.01 Class C ordinary Sale 145 36.2693 USD
USD 0.01 Class A ordinary Sale 156 37.2192 USD
USD 0.01 Class C ordinary Sale 182 36.0590 USD
USD 0.01 Class A ordinary Sale 189 37.0700 USD
USD 0.01 LiLAC Class C ordinary Sale 200 41.2350 USD
USD 0.01 Class A ordinary Sale 200 37.4150 USD
USD 0.01 LiLAC Class C ordinary Sale 200 40.7700 USD
USD 0.01 Class C ordinary Sale 200 36.2787 USD
USD 0.01 Class A ordinary Sale 200 37.2150 USD
USD 0.01 Class A ordinary Sale 212 37.3500 USD
USD 0.01 Class A ordinary Sale 213 37.3800 USD
USD 0.01 Class C ordinary Sale 218 36.1525 USD
USD 0.01 Class A ordinary Sale 218 37.4729 USD
USD 0.01 Class C ordinary Sale 248 36.0562 USD
USD 0.01 Class A ordinary Sale 283 37.4233 USD
USD 0.01 LiLAC Class C ordinary Sale 285 40.9600 USD
USD 0.01 Class A ordinary Sale 285 37.3002 USD
USD 0.01 Class A ordinary Sale 295 37.3822 USD
USD 0.01 Class C ordinary Sale 300 36.2733 USD
USD 0.01 Class C ordinary Sale 300 35.8900 USD
USD 0.01 LiLAC Class C ordinary Sale 300 40.5633 USD
USD 0.01 Class A ordinary Sale 300 37.3866 USD
USD 0.01 Class A ordinary Sale 300 37.3550 USD
USD 0.01 LiLAC Class C ordinary Sale 400 40.9662 USD
USD 0.01 Class A ordinary Sale 400 37.3150 USD
USD 0.01 Class A ordinary Sale 400 37.3400 USD
USD 0.01 Class A ordinary Sale 400 37.3837 USD
USD 0.01 Class A ordinary Sale 408 37.2500 USD
USD 0.01 Class A ordinary Sale 418 37.3382 USD
USD 0.01 Class A ordinary Sale 437 37.3802 USD
USD 0.01 Class C ordinary Sale 468 36.1900 USD
USD 0.01 Class C ordinary Sale 500 36.2320 USD
USD 0.01 Class A ordinary Sale 500 37.3810 USD
USD 0.01 Class A ordinary Sale 531 37.4231 USD
USD 0.01 LiLAC Class C ordinary Sale 570 41.1000 USD
USD 0.01 Class A ordinary Sale 600 37.3441 USD
USD 0.01 Class A ordinary Sale 600 37.3291 USD
USD 0.01 Class C ordinary Sale 600 36.2400 USD
USD 0.01 Class C ordinary Sale 600 36.2133 USD
USD 0.01 Class C ordinary Sale 643 36.1220 USD
USD 0.01 Class A ordinary Sale 700 37.4203 USD
USD 0.01 Class A ordinary Sale 759 37.3482 USD
USD 0.01 Class A ordinary Sale 900 37.3594 USD
USD 0.01 Class A ordinary Sale 927 37.3386 USD
USD 0.01 LiLAC Class C ordinary Sale 947 41.2517 USD
USD 0.01 Class A ordinary Sale 983 37.2996 USD
USD 0.01 Class C ordinary Sale 1,000 36.2127 USD
USD 0.01 Class A ordinary Sale 1,100 37.4509 USD
USD 0.01 Class A ordinary Sale 1,231 37.4100 USD
USD 0.01 Class A ordinary Sale 1,365 37.3100 USD
USD 0.01 Class C ordinary Sale 1,400 36.2062 USD
USD 0.01 Class A ordinary Sale 1,400 37.3175 USD
USD 0.01 LiLAC Class C ordinary Sale 1,500 40.8000 USD
USD 0.01 Class C ordinary Sale 1,500 36.1881 USD
USD 0.01 Class C ordinary Sale 1,500 36.2450 USD
USD 0.01 Class A ordinary Sale 1,701 37.4564 USD
USD 0.01 Class C ordinary Sale 1,800 36.2100 USD
USD 0.01 Class A ordinary Sale 1,844 37.4172 USD
USD 0.01 Class A ordinary Sale 1,900 37.3565 USD
USD 0.01 LiLAC Class C ordinary Sale 1,900 40.8142 USD
USD 0.01 Class C ordinary Sale 2,195 36.0724 USD
USD 0.01 LiLAC Class C ordinary Sale 2,200 41.0913 USD
USD 0.01 Class C ordinary Sale 2,472 36.0647 USD
USD 0.01 Class A ordinary Sale 2,600 37.3681 USD
USD 0.01 Class A ordinary Sale 2,654 37.4700 USD
USD 0.01 Class A ordinary Sale 2,661 37.4200 USD
USD 0.01 Class A ordinary Sale 2,868 37.3020 USD
USD 0.01 Class A ordinary Sale 2,883 37.3028 USD
USD 0.01 Class A ordinary Sale 3,196 37.4224 USD
USD 0.01 Class C ordinary Sale 3,398 36.1337 USD
USD 0.01 Class A ordinary Sale 4,100 37.3275 USD
USD 0.01 Class A ordinary Sale 4,805 37.3818 USD
USD 0.01 Class A ordinary Sale 5,987 37.3760 USD
USD 0.01 Class A ordinary Sale 6,035 37.3266 USD
USD 0.01 Class A ordinary Sale 7,800 37.3427 USD
USD 0.01 Class C ordinary Sale 16,161 36.0612 USD
USD 0.01 Class A ordinary Sale 21,687 37.4011 USD
USD 0.01 Class A ordinary Sale 29,624 37.3600 USD
USD 0.01 Class A ordinary Sale 47,495 37.4415 USD
USD 0.01 Class A ordinary Sale 67,052 37.2567 USD
USD 0.01 Class C ordinary Sale 69,022 36.1224 USD
USD 0.01 Class C ordinary Sale 75,004 36.2575 USD
USD 0.01 Class C ordinary Sale 206,608 36.2800 USD

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
  Put Options Purchasing 200 37.5000 USD American May 20, 2016 0.9800 USD
  Put Options Selling 100 37.5000 USD American Jun 17, 2016 1.6500 USD

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: May 10, 2016
Contact name: Pinar Coktas
Telephone number: 020 7116 1165

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
USD 0.01 Class A ordinary Call Options Purchased 1,000 42.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Purchased -100 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Purchased 8,500 47.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -18,500 40.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Written 200 32.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -3,600 37.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -21,000 27.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -100 47.5000 American May 20, 2016
USD 0.01 Class A ordinary Put Options Written 2,700 40.0000 American Jun 17, 2016
USD 0.01 Class A ordinary Call Options Written -400 40.0000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Written -100 37.5000 American May 20, 2016
USD 0.01 Class A ordinary Put Options Purchased -100 35.0000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Written -3,800 27.5000 American Jan 19, 2018
USD 0.01 Class A ordinary Put Options Written 5,100 37.5000 American Jun 17, 2016
USD 0.01 Class A ordinary Call Options Purchased 1,600 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -8,100 37.5000 American Jun 17, 2016
USD 0.01 Class A ordinary Put Options Written 900 35.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Written 600 40.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Written 1,200 37.5000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Purchased 2,400 35.0000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -21,000 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -200 35.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 5,400 42.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -4,200 35.0000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Written 11,500 35.0000 American Jun 17, 2016
USD 0.01 Class A ordinary Call Options Written -2,000 40.0000 American Jun 17, 2016
USD 0.01 Class A ordinary Call Options Written -4,600 37.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -1,200 40.0000 American Oct 21, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -6,000 45.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -1,000 17.5000 American Jul 15, 2016

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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