Form 8.3 - LIBERTY GLOBAL PLC

Form 8.3 - LIBERTY GLOBAL PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 10 May 2016
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? CABLE & WIRELESS COMMUNICATIONS

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       USD 0.01 Class A ordinary            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 190,355 0.08% 53,408 0.02%
           
(2) Cash-settled derivatives:
35,400 0.01% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 41,100 0.02% 95,700 0.04%
           
(4)
TOTAL: 266,855 0.11% 149,108 0.06%
 
Class of relevant security:   USD 0.01 Class C ordinary      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 148,600 0.03% 24,168 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 148,600 0.03% 24,168 0.00%
 
Class of relevant security:   USD 0.01 LiLAC Class A ordinary      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 11,832 0.09% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 11,832 0.09% 0 0.00%
 
Class of relevant security:   USD 0.01 LiLAC Class C ordinary      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 314 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 0 0.00% 314 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
USD 0.01 Class A ordinary Purchase 1 37.6200 USD
USD 0.01 Class A ordinary Purchase 2 37.6400 USD
USD 0.01 Class C ordinary Purchase 3 36.5916 USD
USD 0.01 LiLAC Class C ordinary Purchase 25 41.5700 USD
USD 0.01 Class C ordinary Purchase 55 36.3800 USD
USD 0.01 LiLAC Class C ordinary Purchase 68 41.6500 USD
USD 0.01 Class C ordinary Purchase 73 36.3587 USD
USD 0.01 Class C ordinary Purchase 97 36.5500 USD
USD 0.01 Class C ordinary Purchase 97 36.5065 USD
USD 0.01 LiLAC Class C ordinary Purchase 100 40.8500 USD
USD 0.01 Class C ordinary Purchase 100 36.3700 USD
USD 0.01 Class C ordinary Purchase 100 36.3750 USD
USD 0.01 Class A ordinary Purchase 100 36.7380 USD
USD 0.01 Class A ordinary Purchase 100 37.5900 USD
USD 0.01 Class A ordinary Purchase 100 37.6800 USD
USD 0.01 Class A ordinary Purchase 100 37.7400 USD
USD 0.01 Class A ordinary Purchase 100 37.7450 USD
USD 0.01 LiLAC Class C ordinary Purchase 100 40.6700 USD
USD 0.01 LiLAC Class C ordinary Purchase 100 40.7400 USD
USD 0.01 Class C ordinary Purchase 172 36.5900 USD
USD 0.01 Class C ordinary Purchase 173 36.5800 USD
USD 0.01 Class A ordinary Purchase 200 37.6850 USD
USD 0.01 LiLAC Class C ordinary Purchase 200 41.2200 USD
USD 0.01 Class A ordinary Purchase 200 37.6275 USD
USD 0.01 Class A ordinary Purchase 200 37.6075 USD
USD 0.01 Class C ordinary Purchase 200 36.3012 USD
USD 0.01 Class A ordinary Purchase 200 37.5675 USD
USD 0.01 LiLAC Class C ordinary Purchase 200 41.1150 USD
USD 0.01 LiLAC Class C ordinary Purchase 200 40.6750 USD
USD 0.01 Class A ordinary Purchase 200 37.6100 USD
USD 0.01 Class C ordinary Purchase 246 36.6000 USD
USD 0.01 Class A ordinary Purchase 283 37.6323 USD
USD 0.01 Class A ordinary Purchase 300 37.7300 USD
USD 0.01 Class A ordinary Purchase 500 37.6469 USD
USD 0.01 LiLAC Class C ordinary Purchase 700 41.3200 USD
USD 0.01 Class C ordinary Purchase 900 36.5252 USD
USD 0.01 Class C ordinary Purchase 1,100 36.5963 USD
USD 0.01 Class A ordinary Purchase 1,154 37.6955 USD
USD 0.01 Class A ordinary Purchase 1,154 37.7153 USD
USD 0.01 Class A ordinary Purchase 1,200 37.6879 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,400 40.9771 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,690 41.3788 USD
USD 0.01 Class A ordinary Purchase 1,970 37.3510 USD
USD 0.01 Class C ordinary Purchase 2,102 36.5190 USD
USD 0.01 LiLAC Class C ordinary Purchase 2,300 41.1976 USD
USD 0.01 Class C ordinary Purchase 2,501 36.5320 USD
USD 0.01 Class A ordinary Purchase 2,516 37.7116 USD
USD 0.01 Class C ordinary Purchase 2,732 36.3725 USD
USD 0.01 Class A ordinary Purchase 2,742 37.5840 USD
USD 0.01 Class C ordinary Purchase 2,745 36.4767 USD
USD 0.01 Class A ordinary Purchase 3,138 37.6020 USD
USD 0.01 Class A ordinary Purchase 3,138 37.5940 USD
USD 0.01 Class A ordinary Purchase 3,517 37.6871 USD
USD 0.01 Class A ordinary Purchase 4,311 37.6987 USD
USD 0.01 Class A ordinary Purchase 4,353 37.3230 USD
USD 0.01 Class C ordinary Purchase 5,000 36.4659 USD
USD 0.01 Class A ordinary Purchase 6,660 37.7261 USD
USD 0.01 LiLAC Class C ordinary Purchase 9,100 41.2550 USD
USD 0.01 Class A ordinary Purchase 9,500 37.7008 USD
USD 0.01 Class C ordinary Purchase 10,667 36.4788 USD
USD 0.01 Class C ordinary Purchase 18,845 36.4542 USD
USD 0.01 Class C ordinary Purchase 19,797 36.3760 USD
USD 0.01 Class C ordinary Purchase 24,100 36.4658 USD
USD 0.01 Class C ordinary Purchase 26,100 36.4688 USD
USD 0.01 Class C ordinary Purchase 28,584 36.4660 USD
USD 0.01 Class A ordinary Purchase 28,700 37.6270 USD
USD 0.01 Class A ordinary Purchase 29,803 37.5613 USD
USD 0.01 Class A ordinary Purchase 37,300 37.6428 USD
USD 0.01 Class A ordinary Purchase 40,880 37.3738 USD
USD 0.01 Class C ordinary Purchase 42,236 36.1614 USD
USD 0.01 Class A ordinary Purchase 85,693 37.5076 USD
USD 0.01 Class A ordinary Purchase 119,366 37.4448 USD
USD 0.01 Class C ordinary Purchase 123,118 36.3690 USD
USD 0.01 Class C ordinary Purchase 152,918 36.4593 USD
USD 0.01 Class A ordinary Sale 1 37.6100 USD
USD 0.01 Class C ordinary Sale 3 36.6033 USD
USD 0.01 Class A ordinary Sale 4 37.6300 USD
USD 0.01 Class C ordinary Sale 26 36.3800 USD
USD 0.01 LiLAC Class C ordinary Sale 90 40.7400 USD
USD 0.01 LiLAC Class C ordinary Sale 93 41.6284 USD
USD 0.01 Class A ordinary Sale 100 37.5100 USD
USD 0.01 Class C ordinary Sale 100 36.5100 USD
USD 0.01 LiLAC Class C ordinary Sale 100 41.3500 USD
USD 0.01 LiLAC Class C ordinary Sale 100 40.6700 USD
USD 0.01 Class A ordinary Sale 100 37.4400 USD
USD 0.01 LiLAC Class C ordinary Sale 100 40.6800 USD
USD 0.01 Class A ordinary Sale 127 37.1011 USD
USD 0.01 LiLAC Class C ordinary Sale 140 41.4047 USD
USD 0.01 Class C ordinary Sale 172 36.5900 USD
USD 0.01 Class C ordinary Sale 172 36.5800 USD
USD 0.01 Class C ordinary Sale 194 36.5065 USD
USD 0.01 Class A ordinary Sale 200 37.4300 USD
USD 0.01 Class A ordinary Sale 200 37.5362 USD
USD 0.01 LiLAC Class C ordinary Sale 200 40.9325 USD
USD 0.01 Class C ordinary Sale 229 36.3735 USD
USD 0.01 Class C ordinary Sale 300 36.1766 USD
USD 0.01 Class C ordinary Sale 300 36.3633 USD
USD 0.01 Class C ordinary Sale 301 36.5502 USD
USD 0.01 LiLAC Class C ordinary Sale 400 41.2551 USD
USD 0.01 Class C ordinary Sale 400 36.3650 USD
USD 0.01 LiLAC Class C ordinary Sale 400 41.3825 USD
USD 0.01 Class C ordinary Sale 403 36.5503 USD
USD 0.01 Class C ordinary Sale 418 36.5917 USD
USD 0.01 Class C ordinary Sale 500 36.4600 USD
USD 0.01 Class C ordinary Sale 500 36.6740 USD
USD 0.01 Class A ordinary Sale 500 37.3500 USD
USD 0.01 Class C ordinary Sale 510 36.4874 USD
USD 0.01 Class A ordinary Sale 600 37.8316 USD
USD 0.01 LiLAC Class C ordinary Sale 610 41.2219 USD
USD 0.01 Class C ordinary Sale 632 36.3700 USD
USD 0.01 LiLAC Class C ordinary Sale 700 40.9771 USD
USD 0.01 Class A ordinary Sale 760 37.5068 USD
USD 0.01 Class A ordinary Sale 771 37.3714 USD
USD 0.01 LiLAC Class C ordinary Sale 800 41.2675 USD
USD 0.01 Class C ordinary Sale 900 36.5397 USD
USD 0.01 Class C ordinary Sale 1,000 36.4660 USD
USD 0.01 Class A ordinary Sale 1,154 37.7153 USD
USD 0.01 Class C ordinary Sale 1,191 36.3986 USD
USD 0.01 Class A ordinary Sale 1,300 37.7085 USD
USD 0.01 Class C ordinary Sale 1,400 36.3778 USD
USD 0.01 LiLAC Class C ordinary Sale 1,500 41.3360 USD
USD 0.01 Class C ordinary Sale 1,570 36.4003 USD
USD 0.01 Class C ordinary Sale 1,600 36.5925 USD
USD 0.01 Class A ordinary Sale 1,747 37.4467 USD
USD 0.01 LiLAC Class C ordinary Sale 1,800 41.1016 USD
USD 0.01 Class C ordinary Sale 1,948 36.2907 USD
USD 0.01 LiLAC Class C ordinary Sale 1,990 41.3308 USD
USD 0.01 LiLAC Class C ordinary Sale 2,000 41.2165 USD
USD 0.01 LiLAC Class C ordinary Sale 2,300 41.1976 USD
USD 0.01 Class C ordinary Sale 2,400 36.2075 USD
USD 0.01 Class A ordinary Sale 2,496 37.4149 USD
USD 0.01 Class C ordinary Sale 2,500 36.4388 USD
USD 0.01 LiLAC Class C ordinary Sale 2,860 41.2534 USD
USD 0.01 Class A ordinary Sale 2,955 37.3154 USD
USD 0.01 Class C ordinary Sale 3,000 36.5275 USD
USD 0.01 Class A ordinary Sale 3,138 37.6020 USD
USD 0.01 Class C ordinary Sale 3,400 36.4099 USD
USD 0.01 Class A ordinary Sale 3,638 37.6024 USD
USD 0.01 Class A ordinary Sale 4,292 37.6213 USD
USD 0.01 Class C ordinary Sale 5,000 36.4659 USD
USD 0.01 Class A ordinary Sale 7,226 37.4701 USD
USD 0.01 Class A ordinary Sale 11,370 37.7309 USD
USD 0.01 Class C ordinary Sale 11,378 36.4076 USD
USD 0.01 Class A ordinary Sale 13,200 37.6630 USD
USD 0.01 Class A ordinary Sale 18,003 37.5265 USD
USD 0.01 Class C ordinary Sale 21,800 36.4755 USD
USD 0.01 Class C ordinary Sale 23,100 36.4612 USD
USD 0.01 Class A ordinary Sale 25,200 37.6354 USD
USD 0.01 Class A ordinary Sale 36,500 37.6403 USD
USD 0.01 Class A ordinary Sale 39,756 37.5860 USD
USD 0.01 Class A ordinary Sale 40,880 37.3738 USD
USD 0.01 Class C ordinary Sale 42,236 36.1614 USD
USD 0.01 Class A ordinary Sale 57,791 37.5073 USD
USD 0.01 Class A ordinary Sale 119,366 37.4448 USD
USD 0.01 Class C ordinary Sale 123,118 36.3690 USD
USD 0.01 Class C ordinary Sale 210,833 36.4613 USD

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
  Call Options Purchasing 700 40 USD American Jul 15, 2016 1.0000 USD

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: May 11, 2016
Contact name: Pinar Coktas
Telephone number: 020 7116 1165

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
USD 0.01 Class A ordinary Call Options Purchased 2,400 35.0000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -21,000 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -200 35.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 5,400 42.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -4,200 35.0000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Written 11,500 35.0000 American Jun 17, 2016
USD 0.01 Class A ordinary Call Options Written -2,000 40.0000 American Jun 17, 2016
USD 0.01 Class A ordinary Call Options Written -4,600 37.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -1,200 40.0000 American Oct 21, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -6,000 45.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -8,100 37.5000 American Jun 17, 2016
USD 0.01 Class A ordinary Put Options Written 900 35.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -100 47.5000 American May 20, 2016
USD 0.01 Class A ordinary Put Options Written 2,700 40.0000 American Jun 17, 2016
USD 0.01 Class A ordinary Call Options Written -400 40.0000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Purchased 1,000 42.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Purchased -100 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Purchased 8,500 47.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -17,800 40.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Written 200 32.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -1,000 17.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -3,600 37.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -21,000 27.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Written 600 40.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Written 1,200 37.5000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Written -100 37.5000 American May 20, 2016
USD 0.01 Class A ordinary Put Options Purchased -100 35.0000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Written -3,800 27.5000 American Jan 19, 2018
USD 0.01 Class A ordinary Put Options Written 5,100 37.5000 American Jun 17, 2016
USD 0.01 Class A ordinary Call Options Purchased 1,600 37.5000 American Jan 20, 2017

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Barclays (BARC)
UK 100
FTSE quotes by TradingView

Latest directors dealings

All directors dealings today