Form 8.3 - LIBERTY GLOBAL PLC

Form 8.3 - LIBERTY GLOBAL PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 11 May 2016
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? CABLE & WIRELESS COMMUNICATIONS

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   USD 0.01 Class A ordinary
Interests   Short Positions
  Number   (%) Number   (%)
(1)   Relevant securities owned
and/or controlled: 197,087 0.08% 53,409 0.02%
         
(2) Cash-settled derivatives:
35,400 0.01% 0 0.00%
         
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 41,100 0.02% 95,700 0.04%
         
 
TOTAL: 273,587 0.11% 149,109 0.06%
 
Class of relevant security: USD 0.01 Class C ordinary
Interests Short Positions
  Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 148,603 0.03% 23,237 0.00%
         
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
         
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
         
 
TOTAL: 148,603 0.03% 23,237 0.00%
 
Class of relevant security: USD 0.01 LiLAC Class A ordinary
Interests Short Positions
  Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 11,832 0.09% 0 0.00%
         
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
         
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
         
 
TOTAL: 11,832 0.09% 0 0.00%
 
Class of relevant security: USD 0.01 LiLAC Class C ordinary
Interests Short Positions
  Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 314 0.00%
         
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
         
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
         
 
TOTAL: 0 0.00% 314 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
USD 0.01 Class A ordinary Purchase 1 37.1800 USD
USD 0.01 Class A ordinary Purchase 1 36.9000 USD
USD 0.01 Class A ordinary Purchase 1 37.1550 USD
USD 0.01 Class A ordinary Purchase 1 37.1600 USD
USD 0.01 Class A ordinary Purchase 12 37.0966 USD
USD 0.01 LiLAC Class C ordinary Purchase 25 41.6100 USD
USD 0.01 Class C ordinary Purchase 26 36.2799 USD
USD 0.01 LiLAC Class C ordinary Purchase 39 41.7199 USD
USD 0.01 Class A ordinary Purchase 60 37.1299 USD
USD 0.01 Class C ordinary Purchase 100 36.0500 USD
USD 0.01 Class C ordinary Purchase 100 35.9700 USD
USD 0.01 LiLAC Class C ordinary Purchase 100 41.9500 USD
USD 0.01 Class A ordinary Purchase 100 37.1300 USD
USD 0.01 Class C ordinary Purchase 100 36.1800 USD
USD 0.01 Class C ordinary Purchase 100 36.1700 USD
USD 0.01 Class C ordinary Purchase 106 36.1200 USD
USD 0.01 Class A ordinary Purchase 200 37.1900 USD
USD 0.01 Class A ordinary Purchase 200 37.1850 USD
USD 0.01 LiLAC Class C ordinary Purchase 322 41.9000 USD
USD 0.01 Class A ordinary Purchase 372 37.1158 USD
USD 0.01 LiLAC Class C ordinary Purchase 400 41.5375 USD
USD 0.01 LiLAC Class C ordinary Purchase 400 41.7962 USD
USD 0.01 LiLAC Class C ordinary Purchase 400 42.0950 USD
USD 0.01 LiLAC Class C ordinary Purchase 500 41.7420 USD
USD 0.01 Class A ordinary Purchase 511 37.1472 USD
USD 0.01 Class C ordinary Purchase 700 36.2150 USD
USD 0.01 LiLAC Class C ordinary Purchase 722 41.3966 USD
USD 0.01 Class A ordinary Purchase 756 37.1700 USD
USD 0.01 Class A ordinary Purchase 800 37.0831 USD
USD 0.01 Class C ordinary Purchase 800 36.2712 USD
USD 0.01 LiLAC Class C ordinary Purchase 866 41.8787 USD
USD 0.01 Class A ordinary Purchase 949 37.2000 USD
USD 0.01 Class A ordinary Purchase 994 37.1929 USD
USD 0.01 Class A ordinary Purchase 1,100 37.2043 USD
USD 0.01 Class A ordinary Purchase 1,180 37.1978 USD
USD 0.01 Class C ordinary Purchase 1,201 36.1583 USD
USD 0.01 Class A ordinary Purchase 1,400 37.2100 USD
USD 0.01 Class C ordinary Purchase 1,422 36.1600 USD
USD 0.01 Class A ordinary Purchase 1,700 37.0964 USD
USD 0.01 Class C ordinary Purchase 2,300 36.0448 USD
USD 0.01 Class A ordinary Purchase 2,349 37.0589 USD
USD 0.01 Class A ordinary Purchase 2,374 37.0961 USD
USD 0.01 Class A ordinary Purchase 2,801 37.1531 USD
USD 0.01 Class A ordinary Purchase 3,300 37.1248 USD
USD 0.01 Class C ordinary Purchase 3,660 36.0909 USD
USD 0.01 Class C ordinary Purchase 4,002 36.1093 USD
USD 0.01 Class A ordinary Purchase 4,300 37.2059 USD
USD 0.01 Class C ordinary Purchase 4,500 35.9828 USD
USD 0.01 Class C ordinary Purchase 4,959 36.1412 USD
USD 0.01 Class A ordinary Purchase 6,300 37.1596 USD
USD 0.01 Class A ordinary Purchase 6,532 37.1911 USD
USD 0.01 Class A ordinary Purchase 7,685 37.1400 USD
USD 0.01 Class A ordinary Purchase 7,685 37.1200 USD
USD 0.01 Class A ordinary Purchase 8,785 37.1404 USD
USD 0.01 Class A ordinary Purchase 10,680 37.0038 USD
USD 0.01 Class C ordinary Purchase 11,100 36.0013 USD
USD 0.01 Class C ordinary Purchase 13,800 36.2563 USD
USD 0.01 LiLAC Class C ordinary Purchase 16,517 41.8985 USD
USD 0.01 Class A ordinary Purchase 21,421 37.1014 USD
USD 0.01 Class C ordinary Purchase 22,558 36.1718 USD
USD 0.01 Class C ordinary Purchase 27,800 36.1073 USD
USD 0.01 Class C ordinary Purchase 33,176 36.1243 USD
USD 0.01 Class A ordinary Sale 1 36.9000 USD
USD 0.01 Class A ordinary Sale 1 37.3500 USD
USD 0.01 Class A ordinary Sale 2 37.0800 USD
USD 0.01 Class C ordinary Sale 3 36.2366 USD
USD 0.01 Class A ordinary Sale 4 37.1300 USD
USD 0.01 Class C ordinary Sale 6 36.1201 USD
USD 0.01 Class A ordinary Sale 6 37.0966 USD
USD 0.01 Class C ordinary Sale 26 36.2799 USD
USD 0.01 LiLAC Class C ordinary Sale 35 41.6700 USD
USD 0.01 Class A ordinary Sale 44 37.1900 USD
USD 0.01 LiLAC Class C ordinary Sale 64 41.6769 USD
USD 0.01 Class A ordinary Sale 67 37.1103 USD
USD 0.01 LiLAC Class C ordinary Sale 100 41.3900 USD
USD 0.01 Class A ordinary Sale 100 37.1950 USD
USD 0.01 Class A ordinary Sale 100 37.1600 USD
USD 0.01 Class C ordinary Sale 100 36.1200 USD
USD 0.01 Class A ordinary Sale 100 37.1901 USD
USD 0.01 Class A ordinary Sale 100 37.1100 USD
USD 0.01 Class A ordinary Sale 100 37.1000 USD
USD 0.01 LiLAC Class C ordinary Sale 100 41.6400 USD
USD 0.01 Class A ordinary Sale 100 36.9500 USD
USD 0.01 LiLAC Class C ordinary Sale 110 42.0000 USD
USD 0.01 Class C ordinary Sale 200 36.2350 USD
USD 0.01 Class A ordinary Sale 200 37.1850 USD
USD 0.01 LiLAC Class C ordinary Sale 200 41.3375 USD
USD 0.01 LiLAC Class C ordinary Sale 200 41.5150 USD
USD 0.01 Class A ordinary Sale 211 37.1500 USD
USD 0.01 Class C ordinary Sale 300 36.2400 USD
USD 0.01 Class C ordinary Sale 300 36.2600 USD
USD 0.01 Class C ordinary Sale 300 36.0967 USD
USD 0.01 Class A ordinary Sale 300 37.1483 USD
USD 0.01 LiLAC Class C ordinary Sale 349 41.7404 USD
USD 0.01 LiLAC Class C ordinary Sale 400 41.5375 USD
USD 0.01 LiLAC Class C ordinary Sale 400 41.6737 USD
USD 0.01 Class A ordinary Sale 422 37.0421 USD
USD 0.01 LiLAC Class C ordinary Sale 487 41.4012 USD
USD 0.01 Class A ordinary Sale 499 37.0706 USD
USD 0.01 Class C ordinary Sale 501 36.2399 USD
USD 0.01 Class A ordinary Sale 548 37.0954 USD
USD 0.01 Class C ordinary Sale 600 36.2633 USD
USD 0.01 Class C ordinary Sale 700 36.2700 USD
USD 0.01 LiLAC Class C ordinary Sale 700 41.8300 USD
USD 0.01 LiLAC Class C ordinary Sale 722 41.8425 USD
USD 0.01 Class A ordinary Sale 800 36.9962 USD
USD 0.01 Class C ordinary Sale 800 36.2500 USD
USD 0.01 LiLAC Class C ordinary Sale 800 41.9225 USD
USD 0.01 LiLAC Class C ordinary Sale 800 41.9125 USD
USD 0.01 Class A ordinary Sale 856 37.1700 USD
USD 0.01 LiLAC Class C ordinary Sale 866 41.8788 USD
USD 0.01 Class A ordinary Sale 900 37.1411 USD
USD 0.01 Class C ordinary Sale 968 36.1897 USD
USD 0.01 Class C ordinary Sale 1,000 36.1560 USD
USD 0.01 Class C ordinary Sale 1,000 36.1150 USD
USD 0.01 Class C ordinary Sale 1,102 36.1746 USD
USD 0.01 Class C ordinary Sale 1,145 36.1439 USD
USD 0.01 Class A ordinary Sale 1,195 37.0278 USD
USD 0.01 LiLAC Class C ordinary Sale 1,200 41.9437 USD
USD 0.01 Class A ordinary Sale 1,360 37.1469 USD
USD 0.01 Class C ordinary Sale 1,366 36.1890 USD
USD 0.01 Class A ordinary Sale 1,400 37.2100 USD
USD 0.01 Class A ordinary Sale 1,500 37.1141 USD
USD 0.01 Class A ordinary Sale 1,510 37.2000 USD
USD 0.01 LiLAC Class C ordinary Sale 1,600 41.9870 USD
USD 0.01 Class C ordinary Sale 1,698 36.0456 USD
USD 0.01 Class A ordinary Sale 1,900 37.1184 USD
USD 0.01 LiLAC Class C ordinary Sale 2,030 41.8626 USD
USD 0.01 Class A ordinary Sale 2,139 37.0312 USD
USD 0.01 Class C ordinary Sale 2,222 36.1600 USD
USD 0.01 Class C ordinary Sale 3,300 36.0600 USD
USD 0.01 LiLAC Class C ordinary Sale 4,200 41.9825 USD
USD 0.01 Class A ordinary Sale 4,566 36.9475 USD
USD 0.01 LiLAC Class C ordinary Sale 4,928 41.8650 USD
USD 0.01 Class A ordinary Sale 6,700 37.1680 USD
USD 0.01 Class C ordinary Sale 7,100 36.2499 USD
USD 0.01 Class C ordinary Sale 7,500 36.0064 USD
USD 0.01 Class A ordinary Sale 7,685 37.1200 USD
USD 0.01 Class A ordinary Sale 7,685 37.1400 USD
USD 0.01 Class C ordinary Sale 8,200 35.9871 USD
USD 0.01 Class C ordinary Sale 11,400 36.2555 USD
USD 0.01 Class C ordinary Sale 13,279 36.1968 USD
USD 0.01 Class A ordinary Sale 13,400 37.1967 USD
USD 0.01 Class C ordinary Sale 20,200 36.0560 USD
USD 0.01 Class A ordinary Sale 31,117 37.1024 USD
USD 0.01 Class C ordinary Sale 45,797 36.1222 USD

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: May 12, 2016
Contact name: Pinar Coktas
Telephone number: 020 7116 1165

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
USD 0.01 Class A ordinary Call Options Written -2,000 40.0000 American Jun 17, 2016
USD 0.01 Class A ordinary Call Options Written -4,600 37.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -1,200 40.0000 American Oct 21, 2016
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -6,000 45.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -8,100 37.5000 American Jun 17, 2016
USD 0.01 Class A ordinary Put Options Written 900 35.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -100 47.5000 American May 20, 2016
USD 0.01 Class A ordinary Put Options Written 2,700 40.0000 American Jun 17, 2016
USD 0.01 Class A ordinary Call Options Written -400 40.0000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Written -100 37.5000 American May 20, 2016
USD 0.01 Class A ordinary Put Options Purchased -100 35.0000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Written -3,800 27.5000 American Jan 19, 2018
USD 0.01 Class A ordinary Put Options Written 5,100 37.5000 American Jun 17, 2016
USD 0.01 Class A ordinary Call Options Purchased 1,600 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Purchased 1,000 42.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Purchased -100 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Purchased 8,500 47.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -17,800 40.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Written 200 32.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -1,000 17.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -3,600 37.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -21,000 27.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -200 35.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 5,400 42.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -4,200 35.0000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Written 11,500 35.0000 American Jun 17, 2016
USD 0.01 Class A ordinary Put Options Written 600 40.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Written 1,200 37.5000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Purchased 2,400 35.0000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -21,000 37.5000 American Jan 20, 2017

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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