FORM 8.3 - LIBERTY GLOBAL PLC

FORM 8.3 - LIBERTY GLOBAL PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 12 May 2016
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? CABLE & WIRELESS COMMUNICATIONS PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       USD 0.01 Class A ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 182,778 0.07% 89,572 0.04%
           
(2) Cash-settled derivatives:
35,400 0.01% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 47,800 0.02% 91,000 0.04%
           
 
TOTAL: 265,978 0.11% 180,572 0.07%
Class of relevant security:       USD 0.01 Class C ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 135,713 0.02% 119,685 0.02%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 135,713 0.02% 119,685 0.02%
Class of relevant security:       USD 0.01 LiLAC Class A ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 11,832 0.09% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 11,832 0.09% 0 0.00%
Class of relevant security:       USD 0.01 LiLAC Class C ordinary            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 314 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 0 0.00% 314 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
USD 0.01 Class C ordinary Purchase 3 36.4800 USD
USD 0.01 Class C ordinary Purchase 35 36.5000 USD
USD 0.01 LiLAC Class C ordinary Purchase 64 41.8819 USD
USD 0.01 LiLAC Class C ordinary Purchase 99 42.3000 USD
USD 0.01 Class C ordinary Purchase 100 36.4550 USD
USD 0.01 Class A ordinary Purchase 100 37.1700 USD
USD 0.01 Class A ordinary Purchase 100 36.6100 USD
USD 0.01 Class A ordinary Purchase 100 37.0850 USD
USD 0.01 Class C ordinary Purchase 100 36.3900 USD
USD 0.01 Class C ordinary Purchase 126 36.3000 USD
USD 0.01 Class C ordinary Purchase 151 36.4500 USD
USD 0.01 Class C ordinary Purchase 152 36.4000 USD
USD 0.01 Class C ordinary Purchase 152 36.4300 USD
USD 0.01 LiLAC Class C ordinary Purchase 231 42.2600 USD
USD 0.01 Class A ordinary Purchase 289 37.1141 USD
USD 0.01 Class C ordinary Purchase 300 36.5300 USD
USD 0.01 Class A ordinary Purchase 300 36.7697 USD
USD 0.01 Class C ordinary Purchase 400 36.2762 USD
USD 0.01 Class A ordinary Purchase 400 37.4025 USD
USD 0.01 LiLAC Class C ordinary Purchase 400 42.0750 USD
USD 0.01 Class A ordinary Purchase 400 36.6350 USD
USD 0.01 Class A ordinary Purchase 401 36.6334 USD
USD 0.01 Class A ordinary Purchase 497 37.5833 USD
USD 0.01 Class A ordinary Purchase 600 37.1266 USD
USD 0.01 Class A ordinary Purchase 600 37.1608 USD
USD 0.01 Class A ordinary Purchase 700 36.7257 USD
USD 0.01 Class A ordinary Purchase 700 37.4657 USD
USD 0.01 Class A ordinary Purchase 722 37.1611 USD
USD 0.01 Class A ordinary Purchase 722 37.1411 USD
USD 0.01 Class A ordinary Purchase 1,000 37.1450 USD
USD 0.01 Class A ordinary Purchase 1,001 36.6423 USD
USD 0.01 Class A ordinary Purchase 1,200 37.1856 USD
USD 0.01 Class A ordinary Purchase 1,200 36.7825 USD
USD 0.01 Class C ordinary Purchase 1,400 36.4028 USD
USD 0.01 Class C ordinary Purchase 1,400 36.4042 USD
USD 0.01 LiLAC Class C ordinary Purchase 1,900 42.0789 USD
USD 0.01 Class A ordinary Purchase 2,234 37.0844 USD
USD 0.01 Class C ordinary Purchase 3,794 35.9664 USD
USD 0.01 Class C ordinary Purchase 3,811 36.3203 USD
USD 0.01 Class C ordinary Purchase 4,300 36.3050 USD
USD 0.01 Class A ordinary Purchase 5,177 37.3047 USD
USD 0.01 Class A ordinary Purchase 5,990 37.4294 USD
USD 0.01 Class A ordinary Purchase 6,100 37.2186 USD
USD 0.01 Class C ordinary Purchase 6,369 36.2410 USD
USD 0.01 Class C ordinary Purchase 7,000 36.3406 USD
USD 0.01 Class A ordinary Purchase 7,600 37.1842 USD
USD 0.01 Class C ordinary Purchase 8,074 36.1908 USD
USD 0.01 Class A ordinary Purchase 14,232 37.1892 USD
USD 0.01 Class C ordinary Purchase 15,100 36.3205 USD
USD 0.01 LiLAC Class C ordinary Purchase 15,294 42.0710 USD
USD 0.01 Class A ordinary Purchase 15,340 37.1900 USD
USD 0.01 Class C ordinary Purchase 15,675 36.2800 USD
USD 0.01 Class A ordinary Purchase 23,489 37.3521 USD
USD 0.01 Class A ordinary Purchase 28,893 37.0800 USD
USD 0.01 Class A ordinary Purchase 36,429 36.8057 USD
USD 0.01 Class A ordinary Purchase 41,503 36.8801 USD
USD 0.01 Class C ordinary Purchase 42,578 36.3074 USD
USD 0.01 Class C ordinary Purchase 47,254 35.9659 USD
USD 0.01 Class A ordinary Purchase 92,408 36.6444 USD
USD 0.01 Class C ordinary Purchase 94,448 35.8791 USD
USD 0.01 Class C ordinary Purchase 101,607 36.0239 USD
USD 0.01 Class C ordinary Purchase 231,396 36.3300 USD
USD 0.01 Class C ordinary Sale 1 36.4900 USD
USD 0.01 Class C ordinary Sale 1 36.4500 USD
USD 0.01 Class C ordinary Sale 1 36.4801 USD
USD 0.01 Class A ordinary Sale 2 37.0300 USD
USD 0.01 Class A ordinary Sale 2 37.1775 USD
USD 0.01 Class A ordinary Sale 4 37.1850 USD
USD 0.01 Class A ordinary Sale 4 37.3225 USD
USD 0.01 LiLAC Class C ordinary Sale 31 42.2600 USD
USD 0.01 Class C ordinary Sale 35 36.5000 USD
USD 0.01 LiLAC Class C ordinary Sale 64 41.8818 USD
USD 0.01 Class A ordinary Sale 89 37.0674 USD
USD 0.01 Class C ordinary Sale 94 36.0600 USD
USD 0.01 LiLAC Class C ordinary Sale 99 42.3000 USD
USD 0.01 Class A ordinary Sale 100 37.1600 USD
USD 0.01 LiLAC Class C ordinary Sale 100 42.2400 USD
USD 0.01 LiLAC Class C ordinary Sale 100 42.2401 USD
USD 0.01 LiLAC Class C ordinary Sale 100 42.2500 USD
USD 0.01 Class A ordinary Sale 100 36.8500 USD
USD 0.01 Class A ordinary Sale 100 36.8100 USD
USD 0.01 Class A ordinary Sale 100 37.0600 USD
USD 0.01 Class C ordinary Sale 126 36.3000 USD
USD 0.01 Class C ordinary Sale 152 36.4300 USD
USD 0.01 Class C ordinary Sale 152 36.4000 USD
USD 0.01 LiLAC Class C ordinary Sale 156 42.1323 USD
USD 0.01 Class C ordinary Sale 188 35.8596 USD
USD 0.01 Class A ordinary Sale 189 37.1500 USD
USD 0.01 Class A ordinary Sale 195 37.0650 USD
USD 0.01 Class A ordinary Sale 200 37.1350 USD
USD 0.01 Class A ordinary Sale 200 37.0150 USD
USD 0.01 Class A ordinary Sale 200 36.8150 USD
USD 0.01 Class A ordinary Sale 226 37.0703 USD
USD 0.01 Class C ordinary Sale 258 36.3377 USD
USD 0.01 Class C ordinary Sale 259 36.3265 USD
USD 0.01 Class C ordinary Sale 300 35.8800 USD
USD 0.01 Class C ordinary Sale 300 35.8700 USD
USD 0.01 LiLAC Class C ordinary Sale 300 41.9366 USD
USD 0.01 LiLAC Class C ordinary Sale 300 42.0466 USD
USD 0.01 Class A ordinary Sale 300 37.0866 USD
USD 0.01 Class C ordinary Sale 300 35.9950 USD
USD 0.01 Class A ordinary Sale 300 37.1483 USD
USD 0.01 Class C ordinary Sale 300 35.9000 USD
USD 0.01 Class C ordinary Sale 300 35.8900 USD
USD 0.01 Class A ordinary Sale 323 36.7420 USD
USD 0.01 Class A ordinary Sale 400 36.7725 USD
USD 0.01 LiLAC Class C ordinary Sale 400 42.0750 USD
USD 0.01 LiLAC Class C ordinary Sale 400 42.1075 USD
USD 0.01 Class A ordinary Sale 400 37.3475 USD
USD 0.01 Class C ordinary Sale 403 36.4436 USD
USD 0.01 Class A ordinary Sale 441 37.0700 USD
USD 0.01 Class C ordinary Sale 500 36.3350 USD
USD 0.01 Class A ordinary Sale 500 37.0820 USD
USD 0.01 Class A ordinary Sale 534 36.9601 USD
USD 0.01 Class C ordinary Sale 601 36.3803 USD
USD 0.01 Class A ordinary Sale 685 37.1237 USD
USD 0.01 Class C ordinary Sale 700 35.9978 USD
USD 0.01 Class A ordinary Sale 722 37.1611 USD
USD 0.01 Class A ordinary Sale 722 37.1411 USD
USD 0.01 Class A ordinary Sale 860 36.8091 USD
USD 0.01 Class C ordinary Sale 900 35.8822 USD
USD 0.01 Class C ordinary Sale 992 35.9507 USD
USD 0.01 Class C ordinary Sale 1,061 36.3592 USD
USD 0.01 Class C ordinary Sale 1,100 36.0472 USD
USD 0.01 Class A ordinary Sale 1,193 36.9856 USD
USD 0.01 Class A ordinary Sale 1,200 37.0808 USD
USD 0.01 Class A ordinary Sale 1,245 36.9509 USD
USD 0.01 LiLAC Class C ordinary Sale 1,265 42.0124 USD
USD 0.01 Class C ordinary Sale 1,300 35.8723 USD
USD 0.01 Class A ordinary Sale 1,300 37.0705 USD
USD 0.01 LiLAC Class C ordinary Sale 1,349 42.0513 USD
USD 0.01 Class A ordinary Sale 1,350 36.8796 USD
USD 0.01 Class A ordinary Sale 1,380 36.9120 USD
USD 0.01 Class C ordinary Sale 1,498 36.0019 USD
USD 0.01 Class C ordinary Sale 1,500 36.4033 USD
USD 0.01 Class A ordinary Sale 1,550 36.8528 USD
USD 0.01 Class A ordinary Sale 1,600 37.1300 USD
USD 0.01 Class C ordinary Sale 2,000 36.3331 USD
USD 0.01 Class A ordinary Sale 2,022 37.1761 USD
USD 0.01 LiLAC Class C ordinary Sale 2,200 42.0022 USD
USD 0.01 Class C ordinary Sale 2,281 35.9009 USD
USD 0.01 Class C ordinary Sale 2,408 35.9788 USD
USD 0.01 LiLAC Class C ordinary Sale 2,500 42.1116 USD
USD 0.01 Class C ordinary Sale 2,501 36.2867 USD
USD 0.01 Class C ordinary Sale 2,510 36.0150 USD
USD 0.01 LiLAC Class C ordinary Sale 2,933 42.1479 USD
USD 0.01 Class A ordinary Sale 3,223 36.8302 USD
USD 0.01 Class A ordinary Sale 3,457 36.7295 USD
USD 0.01 Class A ordinary Sale 3,613 36.7041 USD
USD 0.01 Class C ordinary Sale 3,888 36.0186 USD
USD 0.01 Class C ordinary Sale 4,067 36.0475 USD
USD 0.01 Class A ordinary Sale 4,100 36.7043 USD
USD 0.01 Class C ordinary Sale 4,330 35.9349 USD
USD 0.01 Class C ordinary Sale 4,500 36.4662 USD
USD 0.01 Class C ordinary Sale 4,805 36.0079 USD
USD 0.01 Class C ordinary Sale 4,900 36.3357 USD
USD 0.01 Class A ordinary Sale 5,090 36.7438 USD
USD 0.01 Class A ordinary Sale 5,200 37.0425 USD
USD 0.01 Class A ordinary Sale 5,282 36.9205 USD
USD 0.01 LiLAC Class C ordinary Sale 5,691 42.0616 USD
USD 0.01 Class A ordinary Sale 5,700 37.2273 USD
USD 0.01 Class A ordinary Sale 5,872 36.8183 USD
USD 0.01 Class A ordinary Sale 6,100 37.2063 USD
USD 0.01 Class C ordinary Sale 6,205 35.9015 USD
USD 0.01 Class C ordinary Sale 6,915 36.0109 USD
USD 0.01 Class C ordinary Sale 7,200 36.2373 USD
USD 0.01 Class C ordinary Sale 8,314 36.0229 USD
USD 0.01 Class A ordinary Sale 9,000 36.8402 USD
USD 0.01 Class C ordinary Sale 12,095 36.0342 USD
USD 0.01 Class C ordinary Sale 12,800 36.3262 USD
USD 0.01 Class A ordinary Sale 15,340 37.1900 USD
USD 0.01 Class A ordinary Sale 15,361 36.8303 USD
USD 0.01 Class C ordinary Sale 15,675 36.2800 USD
USD 0.01 Class A ordinary Sale 19,133 36.9202 USD
USD 0.01 Class C ordinary Sale 20,685 35.9809 USD
USD 0.01 Class C ordinary Sale 25,366 35.9996 USD
USD 0.01 Class A ordinary Sale 29,693 37.0800 USD
USD 0.01 Class C ordinary Sale 40,814 36.0408 USD
USD 0.01 Class A ordinary Sale 50,085 37.3145 USD
USD 0.01 Class C ordinary Sale 58,631 36.2870 USD
USD 0.01 Class A ordinary Sale 92,408 36.6444 USD
USD 0.01 Class C ordinary Sale 94,448 35.8791 USD
USD 0.01 Class C ordinary Sale 232,796 36.3300 USD

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
  Call Options Purchasing 11,300 37.5000 USD American Jul 15, 2016 1.5347 USD
  Put Options Selling 100 37.5000 USD American Jan 20, 2017 4.1000 USD

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: May 13, 2016
Contact name: Pinar Coktas
Telephone number: 020 7116 1165

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
USD 0.01 Class A ordinary Call Options Written -400 32.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -6,000 45.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -8,100 37.5000 American Jun 17, 2016
USD 0.01 Class A ordinary Put Options Written 900 35.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Written -100 47.5000 American May 20, 2016
USD 0.01 Class A ordinary Put Options Written 2,700 40.0000 American Jun 17, 2016
USD 0.01 Class A ordinary Call Options Written -400 40.0000 American May 20, 2016
USD 0.01 Class A ordinary Put Options Purchased -3,600 37.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -21,000 27.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -1,200 40.0000 American Oct 21, 2016
USD 0.01 Class A ordinary Call Options Written -2,000 40.0000 American Jun 17, 2016
USD 0.01 Class A ordinary Call Options Written -100 37.5000 American May 20, 2016
USD 0.01 Class A ordinary Put Options Purchased -100 35.0000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Written -3,800 27.5000 American Jan 19, 2018
USD 0.01 Class A ordinary Put Options Written 5,100 37.5000 American Jun 17, 2016
USD 0.01 Class A ordinary Call Options Purchased 1,600 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Purchased 1,000 42.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Purchased 8,500 47.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -17,800 40.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Written 200 32.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -1,000 17.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 6,700 37.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Written 600 40.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Written 1,200 37.5000 American May 20, 2016
USD 0.01 Class A ordinary Call Options Purchased 2,400 35.0000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -21,000 37.5000 American Jan 20, 2017
USD 0.01 Class A ordinary Call Options Written -200 35.0000 American Jul 15, 2016
USD 0.01 Class A ordinary Call Options Purchased 5,400 42.5000 American Jul 15, 2016
USD 0.01 Class A ordinary Put Options Purchased -4,200 35.0000 American Jan 20, 2017
USD 0.01 Class A ordinary Put Options Written 11,500 35.0000 American Jun 17, 2016

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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