Form 8.3 - PLATFORM SPECIALTY PRODS CORP

Form 8.3 - PLATFORM SPECIALTY PRODS CORP

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose PLATFORM SPECIALTY PRODS CORP
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 28 October 2015
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? ALENT PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   ORD
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 595,314 0.28% 1,242,725 0.59%
           
(2) Cash-settled derivatives:
1,242,725 0.59% 592,878 0.28%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 1,838,039 0.87% 1,835,603 0.87%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 100 11.3500 USD
ORD Purchase 100 11.2950 USD
ORD Purchase 100 11.1800 USD
ORD Purchase 100 11.1700 USD
ORD Purchase 400 11.3400 USD
ORD Purchase 491 11.1061 USD
ORD Purchase 900 11.2977 USD
ORD Purchase 1,050 11.0771 USD
ORD Purchase 1,300 11.1988 USD
ORD Purchase 1,500 11.0490 USD
ORD Purchase 2,400 11.2629 USD
ORD Purchase 3,661 11.2670 USD
ORD Purchase 5,500 11.1274 USD
ORD Purchase 5,700 11.1404 USD
ORD Purchase 7,600 11.2871 USD
ORD Purchase 9,469 11.2651 USD
ORD Purchase 9,500 11.1890 USD
ORD Purchase 9,868 11.1882 USD
ORD Purchase 10,600 11.2589 USD
ORD Purchase 12,882 11.2729 USD
ORD Purchase 13,300 11.2072 USD
ORD Purchase 15,500 11.2231 USD
ORD Purchase 17,400 11.2482 USD
ORD Purchase 20,100 11.1673 USD
ORD Purchase 21,920 11.3300 USD
ORD Purchase 24,000 11.1743 USD
ORD Purchase 498,455 11.2444 USD
ORD Sale 200 11.3300 USD
ORD Sale 300 10.7200 USD
ORD Sale 300 11.3200 USD
ORD Sale 400 11.2975 USD
ORD Sale 900 11.1733 USD
ORD Sale 1,000 11.0865 USD
ORD Sale 1,000 11.2650 USD
ORD Sale 1,200 11.2133 USD
ORD Sale 1,900 11.2489 USD
ORD Sale 1,900 11.2900 USD
ORD Sale 2,500 11.2360 USD
ORD Sale 2,700 11.2314 USD
ORD Sale 3,200 10.9566 USD
ORD Sale 3,409 11.2616 USD
ORD Sale 3,500 11.1982 USD
ORD Sale 3,800 11.1197 USD
ORD Sale 4,200 11.1178 USD
ORD Sale 5,000 11.2546 USD
ORD Sale 5,580 11.2494 USD
ORD Sale 11,200 11.2451 USD
ORD Sale 12,624 11.2577 USD
ORD Sale 12,800 11.2372 USD
ORD Sale 16,720 11.1302 USD
ORD Sale 17,228 11.2564 USD
ORD Sale 19,100 11.1715 USD
ORD Sale 25,395 11.2215 USD
ORD Sale 30,540 11.3014 USD
ORD Sale 32,627 11.2450 USD
ORD Sale 39,575 11.2722 USD
ORD Sale 42,921 11.2310 USD
ORD Sale 45,000 11.2343 USD
ORD Sale 57,947 11.2643 USD
ORD Sale 137,051 11.2596 USD
ORD Sale 150,179 11.2243 USD

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the person making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 29 Oct 2015
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Barclays (BARC)
UK 100

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