Form 8.3 - PLATFORM SPECIALTY PRODS CORP
BARCLAYS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
(a) | Â | Full name of discloser: | Â | Barclays PLC. | |
 |  |  | |||
(b) | Owner or controller of interest and short | ||||
 | positions disclosed, if different from 1(a): |  | |||
(c) | Name of offeror/offeree in relation to whose | PLATFORM SPECIALTY PRODS CORP | |||
 | relevant securities this form relates: |  | |||
(d) | If an exempt fund manager connected with an | ||||
offeror/offeree, state this and specify identity of | |||||
 | offeror/offeree: |  | |||
(e) | Date position held/dealing undertaken: | 28 October 2015 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
 | disclosures in respect of any other party to the offer? | ALENT PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | Â | ORD | |||||||||
 | Interests |  | Short Positions | ||||||||
 |  | Number |  | (%) | Number |  | (%) | ||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 595,314 | 0.28% | 1,242,725 | 0.59% | |||||||
 |  |  |  |  |  | ||||||
(2) | Cash-settled derivatives: | ||||||||||
1,242,725 | 0.59% | 592,878 | 0.28% | ||||||||
 |  |  |  |  |  | ||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
 |  |  |  |  |  | ||||||
(4) | |||||||||||
TOTAL: | 1,838,039 | 0.87% | 1,835,603 | 0.87% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | Â |
Details, including nature of the rights concerned and relevant percentages: | Â |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Â | Purchase/sale | Â | Number of | Â | Price per unit | |
security | Â | securities | Â | ||||
ORD | Purchase | 100 | 11.3500 USD | ||||
ORD | Purchase | 100 | 11.2950 USD | ||||
ORD | Purchase | 100 | 11.1800 USD | ||||
ORD | Purchase | 100 | 11.1700 USD | ||||
ORD | Purchase | 400 | 11.3400 USD | ||||
ORD | Purchase | 491 | 11.1061 USD | ||||
ORD | Purchase | 900 | 11.2977 USD | ||||
ORD | Purchase | 1,050 | 11.0771 USD | ||||
ORD | Purchase | 1,300 | 11.1988 USD | ||||
ORD | Purchase | 1,500 | 11.0490 USD | ||||
ORD | Purchase | 2,400 | 11.2629 USD | ||||
ORD | Purchase | 3,661 | 11.2670 USD | ||||
ORD | Purchase | 5,500 | 11.1274 USD | ||||
ORD | Purchase | 5,700 | 11.1404 USD | ||||
ORD | Purchase | 7,600 | 11.2871 USD | ||||
ORD | Purchase | 9,469 | 11.2651 USD | ||||
ORD | Purchase | 9,500 | 11.1890 USD | ||||
ORD | Purchase | 9,868 | 11.1882 USD | ||||
ORD | Purchase | 10,600 | 11.2589 USD | ||||
ORD | Purchase | 12,882 | 11.2729 USD | ||||
ORD | Purchase | 13,300 | 11.2072 USD | ||||
ORD | Purchase | 15,500 | 11.2231 USD | ||||
ORD | Purchase | 17,400 | 11.2482 USD | ||||
ORD | Purchase | 20,100 | 11.1673 USD | ||||
ORD | Purchase | 21,920 | 11.3300 USD | ||||
ORD | Purchase | 24,000 | 11.1743 USD | ||||
ORD | Purchase | 498,455 | 11.2444 USD | ||||
ORD | Sale | 200 | 11.3300 USD | ||||
ORD | Sale | 300 | 10.7200 USD | ||||
ORD | Sale | 300 | 11.3200 USD | ||||
ORD | Sale | 400 | 11.2975 USD | ||||
ORD | Sale | 900 | 11.1733 USD | ||||
ORD | Sale | 1,000 | 11.0865 USD | ||||
ORD | Sale | 1,000 | 11.2650 USD | ||||
ORD | Sale | 1,200 | 11.2133 USD | ||||
ORD | Sale | 1,900 | 11.2489 USD | ||||
ORD | Sale | 1,900 | 11.2900 USD | ||||
ORD | Sale | 2,500 | 11.2360 USD | ||||
ORD | Sale | 2,700 | 11.2314 USD | ||||
ORD | Sale | 3,200 | 10.9566 USD | ||||
ORD | Sale | 3,409 | 11.2616 USD | ||||
ORD | Sale | 3,500 | 11.1982 USD | ||||
ORD | Sale | 3,800 | 11.1197 USD | ||||
ORD | Sale | 4,200 | 11.1178 USD | ||||
ORD | Sale | 5,000 | 11.2546 USD | ||||
ORD | Sale | 5,580 | 11.2494 USD | ||||
ORD | Sale | 11,200 | 11.2451 USD | ||||
ORD | Sale | 12,624 | 11.2577 USD | ||||
ORD | Sale | 12,800 | 11.2372 USD | ||||
ORD | Sale | 16,720 | 11.1302 USD | ||||
ORD | Sale | 17,228 | 11.2564 USD | ||||
ORD | Sale | 19,100 | 11.1715 USD | ||||
ORD | Sale | 25,395 | 11.2215 USD | ||||
ORD | Sale | 30,540 | 11.3014 USD | ||||
ORD | Sale | 32,627 | 11.2450 USD | ||||
ORD | Sale | 39,575 | 11.2722 USD | ||||
ORD | Sale | 42,921 | 11.2310 USD | ||||
ORD | Sale | 45,000 | 11.2343 USD | ||||
ORD | Sale | 57,947 | 11.2643 USD | ||||
ORD | Sale | 137,051 | 11.2596 USD | ||||
ORD | Sale | 150,179 | 11.2243 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Â |
Product description
e.g. CFD |
 |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position |
 | Number of reference securities |  | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Â | Product description e.g. call option | Â | Writing, purchasing, selling, varying etc. | Â | Number of securities to which option relates | Â | Exercise price per unit | Â |
Type
e.g. American, European etc. |
 | Expiry date |  | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Â |
Product description
e.g. call option |
 | Exercising/ exercised against |  | Number of securities |  | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Â |
Nature of dealing
e.g. subscription, conversion |
 | Details |  | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, |
formal or informal, relating to relevant securities which may be an inducement to deal |
or refrain from dealing entered into by the person making the disclosure and any party |
to the offer or any person acting in concert with a party to the offer: |
NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between |
the person making the disclosure and any other person relating to: |
(i) the voting rights of any relevant securities under any option; or |
(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
any derivative is referenced: |
NONE |
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | Â | NO |
Date of disclosure: | 29 Oct 2015 | |
Contact name: | Rajesh Muthanna | |
Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151029005974/en/