Form 8.3 - PLATFORM SPECIALTY PRODS CORPORATION
BARCLAYS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
(a) | Â | Full name of discloser: | Â | Barclays PLC. | |
 |  |  | |||
(b) | Owner or controller of interest and short | ||||
 | positions disclosed, if different from 1(a): |  | |||
(c) | Name of offeror/offeree in relation to whose | PLATFORM SPECIALTY PRODS CORPORATION | |||
 | relevant securities this form relates: |  | |||
(d) | If an exempt fund manager connected with an | ||||
offeror/offeree, state this and specify identity of | |||||
 | offeror/offeree: |  | |||
(e) | Date position held/dealing undertaken: | 20 August 2015 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
 | disclosures in respect of any other party to the offer? | ALENT PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | Â | Â | Â | ORD | Â | Â | Â | Â | Â | Â | |
Interests | Short Positions | ||||||||||
 |  | Number | (%) | Number | (%) | ||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 894,987 | 0.42% | 907,465 | 0.43% | |||||||
 |  |  |  |  |  | ||||||
(2) | Cash-settled derivatives: | ||||||||||
1,045,360 | 0.50% | 592,878 | 0.28% | ||||||||
 |  |  |  |  |  | ||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
 |  |  |  |  |  | ||||||
 | |||||||||||
TOTAL: | 1,940,347 | 0.92% | 1,500,343 | 0.71% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | Â |
Details, including nature of the rights concerned and relevant percentages: | Â |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Â | Purchase/sale | Â | Number of | Â | Price per unit | |
security | Â | securities | Â | ||||
ORD | Purchase | 100 | 19.6900 USD | ||||
ORD | Purchase | 100 | 19.7800 USD | ||||
ORD | Purchase | 100 | 20.1250 USD | ||||
ORD | Purchase | 100 | 20.5950 USD | ||||
ORD | Purchase | 200 | 19.6400 USD | ||||
ORD | Purchase | 200 | 19.6950 USD | ||||
ORD | Purchase | 200 | 20.5300 USD | ||||
ORD | Purchase | 200 | 20.5400 USD | ||||
ORD | Purchase | 278 | 20.5211 USD | ||||
ORD | Purchase | 300 | 19.7400 USD | ||||
ORD | Purchase | 300 | 20.5100 USD | ||||
ORD | Purchase | 400 | 19.6787 USD | ||||
ORD | Purchase | 400 | 19.8675 USD | ||||
ORD | Purchase | 502 | 19.7041 USD | ||||
ORD | Purchase | 798 | 19.7683 USD | ||||
ORD | Purchase | 800 | 19.6675 USD | ||||
ORD | Purchase | 1,000 | 19.8679 USD | ||||
ORD | Purchase | 1,100 | 19.6899 USD | ||||
ORD | Purchase | 1,900 | 19.7805 USD | ||||
ORD | Purchase | 2,100 | 20.5775 USD | ||||
ORD | Purchase | 2,400 | 19.8637 USD | ||||
ORD | Purchase | 2,474 | 19.8918 USD | ||||
ORD | Purchase | 2,600 | 19.9646 USD | ||||
ORD | Purchase | 2,700 | 20.5603 USD | ||||
ORD | Purchase | 2,900 | 19.6658 USD | ||||
ORD | Purchase | 3,400 | 19.8327 USD | ||||
ORD | Purchase | 4,213 | 19.7331 USD | ||||
ORD | Purchase | 5,175 | 19.7954 USD | ||||
ORD | Purchase | 5,802 | 19.6700 USD | ||||
ORD | Purchase | 9,504 | 19.7822 USD | ||||
ORD | Purchase | 10,500 | 19.7956 USD | ||||
ORD | Purchase | 11,796 | 19.7787 USD | ||||
ORD | Purchase | 19,949 | 19.9080 USD | ||||
ORD | Purchase | 24,400 | 19.8983 USD | ||||
ORD | Purchase | 28,933 | 19.7491 USD | ||||
ORD | Purchase | 30,617 | 19.8472 USD | ||||
ORD | Purchase | 42,598 | 19.7849 USD | ||||
ORD | Purchase | 64,600 | 19.7786 USD | ||||
ORD | Purchase | 69,838 | 19.7839 USD | ||||
ORD | Purchase | 94,500 | 19.7765 USD | ||||
ORD | Purchase | 116,933 | 19.8549 USD | ||||
ORD | Purchase | 230,472 | 19.8335 USD | ||||
ORD | Sale | 100 | 19.6800 USD | ||||
ORD | Sale | 100 | 19.7450 USD | ||||
ORD | Sale | 100 | 20.0300 USD | ||||
ORD | Sale | 100 | 20.1250 USD | ||||
ORD | Sale | 134 | 19.8131 USD | ||||
ORD | Sale | 166 | 19.6659 USD | ||||
ORD | Sale | 207 | 19.9986 USD | ||||
ORD | Sale | 300 | 20.3666 USD | ||||
ORD | Sale | 339 | 19.9294 USD | ||||
ORD | Sale | 458 | 20.6049 USD | ||||
ORD | Sale | 635 | 19.7157 USD | ||||
ORD | Sale | 900 | 19.6944 USD | ||||
ORD | Sale | 900 | 19.7777 USD | ||||
ORD | Sale | 1,000 | 19.8679 USD | ||||
ORD | Sale | 1,300 | 19.8226 USD | ||||
ORD | Sale | 1,700 | 19.8635 USD | ||||
ORD | Sale | 1,834 | 20.2898 USD | ||||
ORD | Sale | 2,300 | 19.9422 USD | ||||
ORD | Sale | 2,400 | 19.8637 USD | ||||
ORD | Sale | 3,029 | 19.7349 USD | ||||
ORD | Sale | 4,500 | 19.8444 USD | ||||
ORD | Sale | 4,966 | 19.8650 USD | ||||
ORD | Sale | 5,802 | 19.6700 USD | ||||
ORD | Sale | 7,474 | 19.8961 USD | ||||
ORD | Sale | 7,950 | 19.8366 USD | ||||
ORD | Sale | 8,000 | 19.8825 USD | ||||
ORD | Sale | 8,065 | 19.7110 USD | ||||
ORD | Sale | 9,044 | 19.8740 USD | ||||
ORD | Sale | 11,763 | 19.9865 USD | ||||
ORD | Sale | 22,100 | 19.8937 USD | ||||
ORD | Sale | 22,485 | 19.8771 USD | ||||
ORD | Sale | 26,000 | 19.7840 USD | ||||
ORD | Sale | 40,824 | 19.8500 USD | ||||
ORD | Sale | 41,200 | 19.8370 USD | ||||
ORD | Sale | 49,100 | 19.7794 USD | ||||
ORD | Sale | 51,700 | 19.8658 USD | ||||
ORD | Sale | 152,729 | 19.9021 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Â |
Product description
e.g. CFD |
 |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position |
 | Number of reference securities |  | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Â | Product description e.g. call option | Â | Writing, purchasing, selling, varying etc. | Â | Number of securities to which option relates | Â | Exercise price per unit | Â |
Type
e.g. American, European etc. |
 | Expiry date |  | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Â |
Product description
e.g. call option |
 | Exercising/ exercised against |  | Number of securities |  | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Â |
Nature of dealing
e.g. subscription, conversion |
 | Details |  | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none†|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none†|
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | Â | NO | |
Date of disclosure: | 21 Aug 2015 | ||
Contact name: | Jay Supaya | ||
Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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