Form 8.3 - PLATFORM SPECIALTY PRODS CORPORATION

Form 8.3 - PLATFORM SPECIALTY PRODS CORPORATION

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose PLATFORM SPECIALTY PRODS CORPORATION
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 20 August 2015
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? ALENT PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 894,987 0.42% 907,465 0.43%
           
(2) Cash-settled derivatives:
1,045,360 0.50% 592,878 0.28%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 1,940,347 0.92% 1,500,343 0.71%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 100 19.6900 USD
ORD Purchase 100 19.7800 USD
ORD Purchase 100 20.1250 USD
ORD Purchase 100 20.5950 USD
ORD Purchase 200 19.6400 USD
ORD Purchase 200 19.6950 USD
ORD Purchase 200 20.5300 USD
ORD Purchase 200 20.5400 USD
ORD Purchase 278 20.5211 USD
ORD Purchase 300 19.7400 USD
ORD Purchase 300 20.5100 USD
ORD Purchase 400 19.6787 USD
ORD Purchase 400 19.8675 USD
ORD Purchase 502 19.7041 USD
ORD Purchase 798 19.7683 USD
ORD Purchase 800 19.6675 USD
ORD Purchase 1,000 19.8679 USD
ORD Purchase 1,100 19.6899 USD
ORD Purchase 1,900 19.7805 USD
ORD Purchase 2,100 20.5775 USD
ORD Purchase 2,400 19.8637 USD
ORD Purchase 2,474 19.8918 USD
ORD Purchase 2,600 19.9646 USD
ORD Purchase 2,700 20.5603 USD
ORD Purchase 2,900 19.6658 USD
ORD Purchase 3,400 19.8327 USD
ORD Purchase 4,213 19.7331 USD
ORD Purchase 5,175 19.7954 USD
ORD Purchase 5,802 19.6700 USD
ORD Purchase 9,504 19.7822 USD
ORD Purchase 10,500 19.7956 USD
ORD Purchase 11,796 19.7787 USD
ORD Purchase 19,949 19.9080 USD
ORD Purchase 24,400 19.8983 USD
ORD Purchase 28,933 19.7491 USD
ORD Purchase 30,617 19.8472 USD
ORD Purchase 42,598 19.7849 USD
ORD Purchase 64,600 19.7786 USD
ORD Purchase 69,838 19.7839 USD
ORD Purchase 94,500 19.7765 USD
ORD Purchase 116,933 19.8549 USD
ORD Purchase 230,472 19.8335 USD
ORD Sale 100 19.6800 USD
ORD Sale 100 19.7450 USD
ORD Sale 100 20.0300 USD
ORD Sale 100 20.1250 USD
ORD Sale 134 19.8131 USD
ORD Sale 166 19.6659 USD
ORD Sale 207 19.9986 USD
ORD Sale 300 20.3666 USD
ORD Sale 339 19.9294 USD
ORD Sale 458 20.6049 USD
ORD Sale 635 19.7157 USD
ORD Sale 900 19.6944 USD
ORD Sale 900 19.7777 USD
ORD Sale 1,000 19.8679 USD
ORD Sale 1,300 19.8226 USD
ORD Sale 1,700 19.8635 USD
ORD Sale 1,834 20.2898 USD
ORD Sale 2,300 19.9422 USD
ORD Sale 2,400 19.8637 USD
ORD Sale 3,029 19.7349 USD
ORD Sale 4,500 19.8444 USD
ORD Sale 4,966 19.8650 USD
ORD Sale 5,802 19.6700 USD
ORD Sale 7,474 19.8961 USD
ORD Sale 7,950 19.8366 USD
ORD Sale 8,000 19.8825 USD
ORD Sale 8,065 19.7110 USD
ORD Sale 9,044 19.8740 USD
ORD Sale 11,763 19.9865 USD
ORD Sale 22,100 19.8937 USD
ORD Sale 22,485 19.8771 USD
ORD Sale 26,000 19.7840 USD
ORD Sale 40,824 19.8500 USD
ORD Sale 41,200 19.8370 USD
ORD Sale 49,100 19.7794 USD
ORD Sale 51,700 19.8658 USD
ORD Sale 152,729 19.9021 USD

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 21 Aug 2015
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Barclays (BARC)
UK 100

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