Form 8.3 - PLATFORM SPECIALTY PRODS CORPORATION

Form 8.3 - PLATFORM SPECIALTY PRODS CORPORATION

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose

PLATFORM SPECIALTY PRODS CORPORATION

  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 24 August 2015
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? ALENT PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   ORD
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 594,987 0.28% 910,565 0.43%
           
(2) Cash-settled derivatives:
907,465 0.43% 592,878 0.28%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 1,502,452 0.71% 1,503,443 0.71%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 17 17.5600 USD
ORD Purchase 100 18.1000 USD
ORD Purchase 100 17.7100 USD
ORD Purchase 190 18.3149 USD
ORD Purchase 200 18.2750 USD
ORD Purchase 355 18.3143 USD
ORD Purchase 355 18.2946 USD
ORD Purchase 400 17.7450 USD
ORD Purchase 700 18.3499 USD
ORD Purchase 900 17.8561 USD
ORD Purchase 900 18.2800 USD
ORD Purchase 1,200 17.8862 USD
ORD Purchase 1,200 17.9875 USD
ORD Purchase 1,582 17.6800 USD
ORD Purchase 1,700 17.9584 USD
ORD Purchase 1,700 17.7971 USD
ORD Purchase 3,892 17.9223 USD
ORD Purchase 4,611 17.8822 USD
ORD Purchase 4,800 17.9556 USD
ORD Purchase 5,167 17.9316 USD
ORD Purchase 7,549 17.8206 USD
ORD Purchase 7,949 18.2419 USD
ORD Purchase 9,881 18.2602 USD
ORD Purchase 9,900 17.9144 USD
ORD Purchase 15,600 17.9068 USD
ORD Purchase 15,628 18.0008 USD
ORD Purchase 16,620 17.8306 USD
ORD Purchase 30,110 17.9348 USD
ORD Purchase 137,895 18.8100 USD
ORD Sale 17 17.5600 USD
ORD Sale 100 17.7000 USD
ORD Sale 100 18.5000 USD
ORD Sale 100 18.1000 USD
ORD Sale 100 17.7100 USD
ORD Sale 200 17.6800 USD
ORD Sale 200 18.7250 USD
ORD Sale 300 17.6133 USD
ORD Sale 488 17.8000 USD
ORD Sale 800 18.0106 USD
ORD Sale 878 17.4793 USD
ORD Sale 900 17.8533 USD
ORD Sale 900 17.6200 USD
ORD Sale 1,112 17.9170 USD
ORD Sale 1,687 17.9142 USD
ORD Sale 1,800 18.0024 USD
ORD Sale 2,084 17.7645 USD
ORD Sale 2,700 18.3066 USD
ORD Sale 3,400 17.9450 USD
ORD Sale 10,500 17.8800 USD
ORD Sale 11,263 18.1889 USD
ORD Sale 12,279 18.1585 USD
ORD Sale 14,800 17.9012 USD
ORD Sale 31,010 17.9303 USD
ORD Sale 48,688 17.9105 USD
ORD Sale 137,895 18.8100 USD

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 25 Aug 2015
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Barclays (BARC)
UK 100

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