Form 8.3 - PLATFORM SPECIALTY PRODS CORPORATION
BARCLAYS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
(a) | Â | Full name of discloser: | Â | Barclays PLC. | |
 |  |  | |||
(b) | Owner or controller of interest and short | ||||
 | positions disclosed, if different from 1(a): |  | |||
(c) | Name of offeror/offeree in relation to whose | PLATFORM SPECIALTY PRODS CORPORATION | |||
 | relevant securities this form relates: |  | |||
(d) | If an exempt fund manager connected with an | ||||
offeror/offeree, state this and specify identity of | |||||
 | offeror/offeree: |  | |||
(e) | Date position held/dealing undertaken: | 03 November 2015 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
 | disclosures in respect of any other party to the offer? | ALENT PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | Â | ORD | |||||||||
 | Interests |  | Short Positions | ||||||||
 |  | Number |  | (%) | Number |  | (%) | ||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 605,310 | 0.29% | 1,807,723 | 0.86% | |||||||
 |  |  |  |  |  | ||||||
(2) | Cash-settled derivatives: | ||||||||||
2,362,721 | 1.12% | 592,878 | 0.28% | ||||||||
 |  |  |  |  |  | ||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
 |  |  |  |  |  | ||||||
(4) | |||||||||||
TOTAL: | 2,968,031 | 1.41% | 2,400,601 | 1.14% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | Â |
Details, including nature of the rights concerned and relevant percentages: | Â |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Â | Purchase/sale | Â | Number of | Â | Price per unit | |
security | Â | securities | Â | ||||
ORD | Purchase | 100 | 12.6000 USD | ||||
ORD | Purchase | 100 | 11.1800 USD | ||||
ORD | Purchase | 300 | 11.1000 USD | ||||
ORD | Purchase | 300 | 12.4300 USD | ||||
ORD | Purchase | 500 | 11.2050 USD | ||||
ORD | Purchase | 500 | 11.7990 USD | ||||
ORD | Purchase | 600 | 12.3866 USD | ||||
ORD | Purchase | 600 | 11.3150 USD | ||||
ORD | Purchase | 700 | 11.5042 USD | ||||
ORD | Purchase | 1,300 | 11.2180 USD | ||||
ORD | Purchase | 1,400 | 11.2607 USD | ||||
ORD | Purchase | 1,500 | 11.2166 USD | ||||
ORD | Purchase | 1,750 | 11.9400 USD | ||||
ORD | Purchase | 2,100 | 12.2790 USD | ||||
ORD | Purchase | 2,120 | 11.2505 USD | ||||
ORD | Purchase | 2,200 | 11.1986 USD | ||||
ORD | Purchase | 2,500 | 12.2600 USD | ||||
ORD | Purchase | 2,788 | 12.2039 USD | ||||
ORD | Purchase | 3,000 | 11.9563 USD | ||||
ORD | Purchase | 3,200 | 12.0231 USD | ||||
ORD | Purchase | 3,650 | 12.3935 USD | ||||
ORD | Purchase | 3,820 | 11.1395 USD | ||||
ORD | Purchase | 4,500 | 11.5263 USD | ||||
ORD | Purchase | 5,200 | 12.1641 USD | ||||
ORD | Purchase | 5,300 | 11.1832 USD | ||||
ORD | Purchase | 5,910 | 11.2740 USD | ||||
ORD | Purchase | 7,000 | 11.4532 USD | ||||
ORD | Purchase | 19,638 | 11.9874 USD | ||||
ORD | Purchase | 29,700 | 11.8905 USD | ||||
ORD | Purchase | 32,000 | 11.8959 USD | ||||
ORD | Purchase | 93,842 | 12.0914 USD | ||||
ORD | Sale | 5 | 12.5500 USD | ||||
ORD | Sale | 100 | 12.2800 USD | ||||
ORD | Sale | 100 | 11.5800 USD | ||||
ORD | Sale | 200 | 12.2450 USD | ||||
ORD | Sale | 300 | 12.1033 USD | ||||
ORD | Sale | 300 | 12.2183 USD | ||||
ORD | Sale | 300 | 11.5900 USD | ||||
ORD | Sale | 300 | 12.4833 USD | ||||
ORD | Sale | 400 | 11.4501 USD | ||||
ORD | Sale | 400 | 12.2925 USD | ||||
ORD | Sale | 600 | 11.0340 USD | ||||
ORD | Sale | 674 | 12.1296 USD | ||||
ORD | Sale | 695 | 12.5400 USD | ||||
ORD | Sale | 1,000 | 12.1770 USD | ||||
ORD | Sale | 1,600 | 11.6912 USD | ||||
ORD | Sale | 1,600 | 12.0612 USD | ||||
ORD | Sale | 2,200 | 12.0131 USD | ||||
ORD | Sale | 2,550 | 12.1597 USD | ||||
ORD | Sale | 2,600 | 11.6786 USD | ||||
ORD | Sale | 4,170 | 11.9300 USD | ||||
ORD | Sale | 4,700 | 11.1960 USD | ||||
ORD | Sale | 8,520 | 11.4529 USD | ||||
ORD | Sale | 8,800 | 12.1621 USD | ||||
ORD | Sale | 8,851 | 12.1039 USD | ||||
ORD | Sale | 11,020 | 11.1884 USD | ||||
ORD | Sale | 15,000 | 11.4596 USD | ||||
ORD | Sale | 15,136 | 11.1375 USD | ||||
ORD | Sale | 19,280 | 12.0819 USD | ||||
ORD | Sale | 21,700 | 12.0473 USD | ||||
ORD | Sale | 26,500 | 12.4686 USD | ||||
ORD | Sale | 30,400 | 11.8953 USD | ||||
ORD | Sale | 48,117 | 12.1118 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Â |
Product description
e.g. CFD |
 |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position |
 | Number of reference securities |  | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Â | Product description e.g. call option | Â | Writing, purchasing, selling, varying etc. | Â | Number of securities to which option relates | Â | Exercise price per unit | Â |
Type
e.g. American, European etc. |
 | Expiry date |  | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Â |
Product description
e.g. call option |
 | Exercising/ exercised against |  | Number of securities |  | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Â |
Nature of dealing
e.g. subscription, conversion |
 | Details |  | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, |
formal or informal, relating to relevant securities which may be an inducement to deal |
or refrain from dealing entered into by the person making the disclosure and any party |
to the offer or any person acting in concert with a party to the offer: |
NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between |
the person making the disclosure and any other person relating to: |
(i) the voting rights of any relevant securities under any option; or |
(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
any derivative is referenced: |
NONE |
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | Â | NO |
Date of disclosure: | 4 Nov 2015 | |
Contact name: | Jay Supaya | |
Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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