Form 8.3 - PLATFORM SPECIALTY PRODS CORPORATION

Form 8.3 - PLATFORM SPECIALTY PRODS CORPORATION

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose PLATFORM SPECIALTY PRODS CORPORATION
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 09 October 2015
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? ALENT PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,046,127 0.50% 1,692,725 0.80%
           
(2) Cash-settled derivatives:
1,692,725 0.80% 592,878 0.28%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 2,738,852 1.30% 2,285,603 1.08%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 200 13.7200 USD
ORD Purchase 400 14.6900 USD
ORD Purchase 600 14.0916 USD
ORD Purchase 1,456 14.1075 USD
ORD Purchase 1,800 14.0966 USD
ORD Purchase 2,200 14.3709 USD
ORD Purchase 2,300 14.2834 USD
ORD Purchase 3,200 14.6153 USD
ORD Purchase 3,744 14.6022 USD
ORD Purchase 4,500 14.2637 USD
ORD Purchase 4,813 14.3525 USD
ORD Purchase 5,300 14.2362 USD
ORD Purchase 6,700 14.3537 USD
ORD Purchase 7,000 14.3060 USD
ORD Purchase 7,486 14.1205 USD
ORD Purchase 7,801 14.1989 USD
ORD Purchase 8,864 14.0066 USD
ORD Purchase 10,055 14.5898 USD
ORD Purchase 13,241 13.9262 USD
ORD Purchase 13,300 14.4692 USD
ORD Purchase 14,832 14.2584 USD
ORD Purchase 20,395 14.2857 USD
ORD Purchase 23,670 14.3205 USD
ORD Purchase 25,504 14.0448 USD
ORD Purchase 30,932 14.3508 USD
ORD Purchase 31,772 14.6559 USD
ORD Purchase 35,231 14.2825 USD
ORD Purchase 37,300 14.6078 USD
ORD Purchase 57,438 14.2101 USD
ORD Purchase 58,652 14.6328 USD
ORD Purchase 59,724 14.6254 USD
ORD Purchase 204,847 14.5000 USD
ORD Purchase 292,920 14.2083 USD
ORD Purchase 687,360 13.4000 USD
ORD Sale 100 14.6200 USD
ORD Sale 165 14.1266 USD
ORD Sale 200 14.5750 USD
ORD Sale 200 14.4150 USD
ORD Sale 219 14.4154 USD
ORD Sale 220 14.3245 USD
ORD Sale 300 14.4966 USD
ORD Sale 300 14.4500 USD
ORD Sale 500 14.2000 USD
ORD Sale 500 14.4100 USD
ORD Sale 568 14.4147 USD
ORD Sale 800 14.2912 USD
ORD Sale 1,275 14.1900 USD
ORD Sale 1,400 13.8257 USD
ORD Sale 1,500 14.1430 USD
ORD Sale 1,523 14.1316 USD
ORD Sale 1,868 14.1791 USD
ORD Sale 1,931 14.0885 USD
ORD Sale 2,100 14.3519 USD
ORD Sale 2,400 14.3041 USD
ORD Sale 2,533 14.3538 USD
ORD Sale 2,577 14.3638 USD
ORD Sale 3,500 13.9931 USD
ORD Sale 4,200 14.1579 USD
ORD Sale 5,233 14.2693 USD
ORD Sale 5,800 14.4004 USD
ORD Sale 5,800 14.1442 USD
ORD Sale 9,670 14.1359 USD
ORD Sale 10,736 14.4769 USD
ORD Sale 13,200 14.1361 USD
ORD Sale 15,175 14.3087 USD
ORD Sale 17,856 14.2904 USD
ORD Sale 18,153 14.0946 USD
ORD Sale 18,946 14.1919 USD
ORD Sale 19,291 14.0354 USD
ORD Sale 29,132 14.3259 USD
ORD Sale 31,531 14.3008 USD
ORD Sale 35,404 13.9209 USD
ORD Sale 38,773 14.3527 USD
ORD Sale 47,104 13.9456 USD
ORD Sale 47,249 14.2927 USD
ORD Sale 51,139 14.3047 USD
ORD Sale 92,259 14.1872 USD
ORD Sale 204,847 14.5000 USD
ORD Sale 250,000 14.4955 USD
ORD Sale 687,360 13.4000 USD

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 12 Oct 2015
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Barclays (BARC)
UK 100

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