Form 8.3 - PLATFORM SPECIALTY PRODS CORPORATION
BARCLAYS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
(a) | Â | Full name of discloser: | Â | Barclays PLC. | |
 |  |  | |||
(b) | Owner or controller of interest and short | ||||
 | positions disclosed, if different from 1(a): |  | |||
(c) | Name of offeror/offeree in relation to whose | PLATFORM SPECIALTY PRODS CORPORATION | |||
 | relevant securities this form relates: |  | |||
(d) | If an exempt fund manager connected with an | ||||
offeror/offeree, state this and specify identity of | |||||
 | offeror/offeree: |  | |||
(e) | Date position held/dealing undertaken: | 09 October 2015 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
 | disclosures in respect of any other party to the offer? | ALENT PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | Â | Â | Â | ORD | Â | Â | Â | Â | Â | Â | |
Interests | Short Positions | ||||||||||
 |  | Number | (%) | Number | (%) | ||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 1,046,127 | 0.50% | 1,692,725 | 0.80% | |||||||
 |  |  |  |  |  | ||||||
(2) | Cash-settled derivatives: | ||||||||||
1,692,725 | 0.80% | 592,878 | 0.28% | ||||||||
 |  |  |  |  |  | ||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
 |  |  |  |  |  | ||||||
 | |||||||||||
TOTAL: | 2,738,852 | 1.30% | 2,285,603 | 1.08% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | Â |
Details, including nature of the rights concerned and relevant percentages: | Â |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Â | Purchase/sale | Â | Number of | Â | Price per unit | |
security | Â | securities | Â | ||||
ORD | Purchase | 200 | 13.7200 USD | ||||
ORD | Purchase | 400 | 14.6900 USD | ||||
ORD | Purchase | 600 | 14.0916 USD | ||||
ORD | Purchase | 1,456 | 14.1075 USD | ||||
ORD | Purchase | 1,800 | 14.0966 USD | ||||
ORD | Purchase | 2,200 | 14.3709 USD | ||||
ORD | Purchase | 2,300 | 14.2834 USD | ||||
ORD | Purchase | 3,200 | 14.6153 USD | ||||
ORD | Purchase | 3,744 | 14.6022 USD | ||||
ORD | Purchase | 4,500 | 14.2637 USD | ||||
ORD | Purchase | 4,813 | 14.3525 USD | ||||
ORD | Purchase | 5,300 | 14.2362 USD | ||||
ORD | Purchase | 6,700 | 14.3537 USD | ||||
ORD | Purchase | 7,000 | 14.3060 USD | ||||
ORD | Purchase | 7,486 | 14.1205 USD | ||||
ORD | Purchase | 7,801 | 14.1989 USD | ||||
ORD | Purchase | 8,864 | 14.0066 USD | ||||
ORD | Purchase | 10,055 | 14.5898 USD | ||||
ORD | Purchase | 13,241 | 13.9262 USD | ||||
ORD | Purchase | 13,300 | 14.4692 USD | ||||
ORD | Purchase | 14,832 | 14.2584 USD | ||||
ORD | Purchase | 20,395 | 14.2857 USD | ||||
ORD | Purchase | 23,670 | 14.3205 USD | ||||
ORD | Purchase | 25,504 | 14.0448 USD | ||||
ORD | Purchase | 30,932 | 14.3508 USD | ||||
ORD | Purchase | 31,772 | 14.6559 USD | ||||
ORD | Purchase | 35,231 | 14.2825 USD | ||||
ORD | Purchase | 37,300 | 14.6078 USD | ||||
ORD | Purchase | 57,438 | 14.2101 USD | ||||
ORD | Purchase | 58,652 | 14.6328 USD | ||||
ORD | Purchase | 59,724 | 14.6254 USD | ||||
ORD | Purchase | 204,847 | 14.5000 USD | ||||
ORD | Purchase | 292,920 | 14.2083 USD | ||||
ORD | Purchase | 687,360 | 13.4000 USD | ||||
ORD | Sale | 100 | 14.6200 USD | ||||
ORD | Sale | 165 | 14.1266 USD | ||||
ORD | Sale | 200 | 14.5750 USD | ||||
ORD | Sale | 200 | 14.4150 USD | ||||
ORD | Sale | 219 | 14.4154 USD | ||||
ORD | Sale | 220 | 14.3245 USD | ||||
ORD | Sale | 300 | 14.4966 USD | ||||
ORD | Sale | 300 | 14.4500 USD | ||||
ORD | Sale | 500 | 14.2000 USD | ||||
ORD | Sale | 500 | 14.4100 USD | ||||
ORD | Sale | 568 | 14.4147 USD | ||||
ORD | Sale | 800 | 14.2912 USD | ||||
ORD | Sale | 1,275 | 14.1900 USD | ||||
ORD | Sale | 1,400 | 13.8257 USD | ||||
ORD | Sale | 1,500 | 14.1430 USD | ||||
ORD | Sale | 1,523 | 14.1316 USD | ||||
ORD | Sale | 1,868 | 14.1791 USD | ||||
ORD | Sale | 1,931 | 14.0885 USD | ||||
ORD | Sale | 2,100 | 14.3519 USD | ||||
ORD | Sale | 2,400 | 14.3041 USD | ||||
ORD | Sale | 2,533 | 14.3538 USD | ||||
ORD | Sale | 2,577 | 14.3638 USD | ||||
ORD | Sale | 3,500 | 13.9931 USD | ||||
ORD | Sale | 4,200 | 14.1579 USD | ||||
ORD | Sale | 5,233 | 14.2693 USD | ||||
ORD | Sale | 5,800 | 14.4004 USD | ||||
ORD | Sale | 5,800 | 14.1442 USD | ||||
ORD | Sale | 9,670 | 14.1359 USD | ||||
ORD | Sale | 10,736 | 14.4769 USD | ||||
ORD | Sale | 13,200 | 14.1361 USD | ||||
ORD | Sale | 15,175 | 14.3087 USD | ||||
ORD | Sale | 17,856 | 14.2904 USD | ||||
ORD | Sale | 18,153 | 14.0946 USD | ||||
ORD | Sale | 18,946 | 14.1919 USD | ||||
ORD | Sale | 19,291 | 14.0354 USD | ||||
ORD | Sale | 29,132 | 14.3259 USD | ||||
ORD | Sale | 31,531 | 14.3008 USD | ||||
ORD | Sale | 35,404 | 13.9209 USD | ||||
ORD | Sale | 38,773 | 14.3527 USD | ||||
ORD | Sale | 47,104 | 13.9456 USD | ||||
ORD | Sale | 47,249 | 14.2927 USD | ||||
ORD | Sale | 51,139 | 14.3047 USD | ||||
ORD | Sale | 92,259 | 14.1872 USD | ||||
ORD | Sale | 204,847 | 14.5000 USD | ||||
ORD | Sale | 250,000 | 14.4955 USD | ||||
ORD | Sale | 687,360 | 13.4000 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Â |
Product description
e.g. CFD |
 |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position |
 | Number of reference securities |  | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Â | Product description e.g. call option | Â | Writing, purchasing, selling, varying etc. | Â | Number of securities to which option relates | Â | Exercise price per unit | Â |
Type
e.g. American, European etc. |
 | Expiry date |  | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Â |
Product description
e.g. call option |
 | Exercising/ exercised against |  | Number of securities |  | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Â |
Nature of dealing
e.g. subscription, conversion |
 | Details |  | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none†|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none†|
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | Â | NO | |
Date of disclosure: | 12 Oct 2015 | ||
Contact name: | Jay Supaya | ||
Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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