Form 8.3 - PLATFORM SPECIALTY PRODS CORPORATION
BARCLAYS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
(a) | Â | Full name of discloser: | Â | Barclays PLC. | |
 |  |  | |||
(b) | Owner or controller of interest and short | ||||
 | positions disclosed, if different from 1(a): |  | |||
(c) | Name of offeror/offeree in relation to whose | PLATFORM SPECIALTY PRODS CORPORATION | |||
 | relevant securities this form relates: |  | |||
(d) | If an exempt fund manager connected with an | ||||
offeror/offeree, state this and specify identity of | |||||
 | offeror/offeree: |  | |||
(e) | Date position held/dealing undertaken: | 05 November 2015 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
 | disclosures in respect of any other party to the offer? | ALENT PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | Â | Â | Â | ORD | Â | Â | Â | Â | Â | Â | |
Interests | Short Positions | ||||||||||
 |  | Number | (%) | Number | (%) | ||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 600,891 | 0.28% | 1,797,723 | 0.85% | |||||||
 |  |  |  |  |  | ||||||
(2) | Cash-settled derivatives: | ||||||||||
2,357,721 | 1.12% | 592,878 | 0.28% | ||||||||
 |  |  |  |  |  | ||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
 |  |  |  |  |  | ||||||
 | |||||||||||
TOTAL: | 2,958,612 | 1.40% | 2,390,601 | 1.13% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | Â |
Details, including nature of the rights concerned and relevant percentages: | Â |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Â | Purchase/sale | Â | Number of | Â | Price per unit | |
security | Â | securities | Â | ||||
ORD | Purchase | 100 | 11.9650 USD | ||||
ORD | Purchase | 200 | 11.7500 USD | ||||
ORD | Purchase | 200 | 11.8900 USD | ||||
ORD | Purchase | 243 | 11.7658 USD | ||||
ORD | Purchase | 294 | 11.8577 USD | ||||
ORD | Purchase | 300 | 11.8233 USD | ||||
ORD | Purchase | 300 | 11.9283 USD | ||||
ORD | Purchase | 600 | 12.0150 USD | ||||
ORD | Purchase | 1,450 | 11.9903 USD | ||||
ORD | Purchase | 1,700 | 11.9158 USD | ||||
ORD | Purchase | 1,800 | 11.8688 USD | ||||
ORD | Purchase | 2,448 | 12.0523 USD | ||||
ORD | Purchase | 2,908 | 12.1660 USD | ||||
ORD | Purchase | 5,092 | 12.0671 USD | ||||
ORD | Purchase | 5,500 | 11.8660 USD | ||||
ORD | Purchase | 5,549 | 11.8351 USD | ||||
ORD | Purchase | 6,200 | 11.8428 USD | ||||
ORD | Purchase | 6,549 | 11.8655 USD | ||||
ORD | Purchase | 6,836 | 11.8667 USD | ||||
ORD | Purchase | 7,160 | 11.9080 USD | ||||
ORD | Purchase | 8,420 | 11.9151 USD | ||||
ORD | Purchase | 9,050 | 11.9862 USD | ||||
ORD | Purchase | 10,400 | 11.8681 USD | ||||
ORD | Purchase | 15,000 | 11.9418 USD | ||||
ORD | Purchase | 17,415 | 11.8374 USD | ||||
ORD | Purchase | 19,900 | 11.9487 USD | ||||
ORD | Purchase | 24,900 | 11.8654 USD | ||||
ORD | Purchase | 36,200 | 11.9105 USD | ||||
ORD | Purchase | 50,403 | 11.9658 USD | ||||
ORD | Purchase | 54,700 | 11.8576 USD | ||||
ORD | Purchase | 574,998 | 12.7000 USD | ||||
ORD | Sale | 60 | 11.8500 USD | ||||
ORD | Sale | 100 | 11.8000 USD | ||||
ORD | Sale | 100 | 11.9300 USD | ||||
ORD | Sale | 200 | 12.0000 USD | ||||
ORD | Sale | 200 | 12.0025 USD | ||||
ORD | Sale | 300 | 12.0033 USD | ||||
ORD | Sale | 300 | 11.9433 USD | ||||
ORD | Sale | 400 | 11.9125 USD | ||||
ORD | Sale | 400 | 12.1700 USD | ||||
ORD | Sale | 400 | 12.1775 USD | ||||
ORD | Sale | 800 | 11.8937 USD | ||||
ORD | Sale | 900 | 11.8900 USD | ||||
ORD | Sale | 900 | 11.8761 USD | ||||
ORD | Sale | 1,000 | 11.7975 USD | ||||
ORD | Sale | 1,200 | 11.8504 USD | ||||
ORD | Sale | 1,300 | 11.9884 USD | ||||
ORD | Sale | 1,800 | 11.9405 USD | ||||
ORD | Sale | 2,500 | 11.9130 USD | ||||
ORD | Sale | 2,740 | 11.8435 USD | ||||
ORD | Sale | 3,100 | 12.0272 USD | ||||
ORD | Sale | 3,400 | 11.8641 USD | ||||
ORD | Sale | 3,508 | 11.9721 USD | ||||
ORD | Sale | 3,800 | 11.9018 USD | ||||
ORD | Sale | 4,300 | 11.9598 USD | ||||
ORD | Sale | 4,392 | 11.9260 USD | ||||
ORD | Sale | 6,143 | 12.0212 USD | ||||
ORD | Sale | 7,500 | 11.7965 USD | ||||
ORD | Sale | 10,220 | 11.9414 USD | ||||
ORD | Sale | 10,700 | 11.8866 USD | ||||
ORD | Sale | 13,392 | 11.9854 USD | ||||
ORD | Sale | 17,548 | 12.0727 USD | ||||
ORD | Sale | 17,828 | 11.9416 USD | ||||
ORD | Sale | 18,600 | 11.9459 USD | ||||
ORD | Sale | 35,900 | 11.9054 USD | ||||
ORD | Sale | 120,000 | 11.8600 USD | ||||
ORD | Sale | 574,998 | 12.7000 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Â |
Product description
e.g. CFD |
 |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position |
 | Number of reference securities |  | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Â | Product description e.g. call option | Â | Writing, purchasing, selling, varying etc. | Â | Number of securities to which option relates | Â | Exercise price per unit | Â |
Type
e.g. American, European etc. |
 | Expiry date |  | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Â |
Product description
e.g. call option |
 | Exercising/ exercised against |  | Number of securities |  | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Â |
Nature of dealing
e.g. subscription, conversion |
 | Details |  | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none†|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none†|
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | Â | NO | |
Date of disclosure: | 6 Nov 2015 | ||
Contact name: | Rajesh Muthanna | ||
Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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