Form 8.3 - PLATFORM SPECIALTY PRODS CORPORATION

Form 8.3 - PLATFORM SPECIALTY PRODS CORPORATION

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose PLATFORM SPECIALTY PRODS CORPORATION
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 05 November 2015
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? ALENT PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 600,891 0.28% 1,797,723 0.85%
           
(2) Cash-settled derivatives:
2,357,721 1.12% 592,878 0.28%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 2,958,612 1.40% 2,390,601 1.13%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 100 11.9650 USD
ORD Purchase 200 11.7500 USD
ORD Purchase 200 11.8900 USD
ORD Purchase 243 11.7658 USD
ORD Purchase 294 11.8577 USD
ORD Purchase 300 11.8233 USD
ORD Purchase 300 11.9283 USD
ORD Purchase 600 12.0150 USD
ORD Purchase 1,450 11.9903 USD
ORD Purchase 1,700 11.9158 USD
ORD Purchase 1,800 11.8688 USD
ORD Purchase 2,448 12.0523 USD
ORD Purchase 2,908 12.1660 USD
ORD Purchase 5,092 12.0671 USD
ORD Purchase 5,500 11.8660 USD
ORD Purchase 5,549 11.8351 USD
ORD Purchase 6,200 11.8428 USD
ORD Purchase 6,549 11.8655 USD
ORD Purchase 6,836 11.8667 USD
ORD Purchase 7,160 11.9080 USD
ORD Purchase 8,420 11.9151 USD
ORD Purchase 9,050 11.9862 USD
ORD Purchase 10,400 11.8681 USD
ORD Purchase 15,000 11.9418 USD
ORD Purchase 17,415 11.8374 USD
ORD Purchase 19,900 11.9487 USD
ORD Purchase 24,900 11.8654 USD
ORD Purchase 36,200 11.9105 USD
ORD Purchase 50,403 11.9658 USD
ORD Purchase 54,700 11.8576 USD
ORD Purchase 574,998 12.7000 USD
ORD Sale 60 11.8500 USD
ORD Sale 100 11.8000 USD
ORD Sale 100 11.9300 USD
ORD Sale 200 12.0000 USD
ORD Sale 200 12.0025 USD
ORD Sale 300 12.0033 USD
ORD Sale 300 11.9433 USD
ORD Sale 400 11.9125 USD
ORD Sale 400 12.1700 USD
ORD Sale 400 12.1775 USD
ORD Sale 800 11.8937 USD
ORD Sale 900 11.8900 USD
ORD Sale 900 11.8761 USD
ORD Sale 1,000 11.7975 USD
ORD Sale 1,200 11.8504 USD
ORD Sale 1,300 11.9884 USD
ORD Sale 1,800 11.9405 USD
ORD Sale 2,500 11.9130 USD
ORD Sale 2,740 11.8435 USD
ORD Sale 3,100 12.0272 USD
ORD Sale 3,400 11.8641 USD
ORD Sale 3,508 11.9721 USD
ORD Sale 3,800 11.9018 USD
ORD Sale 4,300 11.9598 USD
ORD Sale 4,392 11.9260 USD
ORD Sale 6,143 12.0212 USD
ORD Sale 7,500 11.7965 USD
ORD Sale 10,220 11.9414 USD
ORD Sale 10,700 11.8866 USD
ORD Sale 13,392 11.9854 USD
ORD Sale 17,548 12.0727 USD
ORD Sale 17,828 11.9416 USD
ORD Sale 18,600 11.9459 USD
ORD Sale 35,900 11.9054 USD
ORD Sale 120,000 11.8600 USD
ORD Sale 574,998 12.7000 USD

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 6 Nov 2015
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Barclays (BARC)
UK 100

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