Form 8.3 - PLATFORM SPECIALTY PRODS CORPORATION

Form 8.3 - PLATFORM SPECIALTY PRODS CORPORATION

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose PLATFORM SPECIALTY PRODS CORPORATION
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 06 November 2015
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? ALENT PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD
Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 1,191,810 0.57% 1,797,723 0.85%
           
(2) Cash-settled derivatives:
1,866,471 0.89% 592,878 0.28%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 3,058,281 1.45% 2,390,601 1.13%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 171 11.8067 USD
ORD Purchase 200 11.7475 USD
ORD Purchase 200 11.8974 USD
ORD Purchase 233 11.6771 USD
ORD Purchase 300 11.6800 USD
ORD Purchase 300 11.6933 USD
ORD Purchase 300 11.6000 USD
ORD Purchase 333 11.6909 USD
ORD Purchase 500 11.6440 USD
ORD Purchase 500 11.6900 USD
ORD Purchase 600 11.6600 USD
ORD Purchase 700 11.7542 USD
ORD Purchase 837 11.6623 USD
ORD Purchase 1,000 11.6590 USD
ORD Purchase 1,037 11.6735 USD
ORD Purchase 1,138 11.8839 USD
ORD Purchase 1,366 11.6748 USD
ORD Purchase 1,400 11.6510 USD
ORD Purchase 1,400 11.7500 USD
ORD Purchase 1,567 11.6853 USD
ORD Purchase 1,830 11.6995 USD
ORD Purchase 2,100 11.7519 USD
ORD Purchase 3,000 11.7525 USD
ORD Purchase 3,323 11.6998 USD
ORD Purchase 3,804 11.7055 USD
ORD Purchase 5,200 11.7942 USD
ORD Purchase 5,300 11.6922 USD
ORD Purchase 5,438 11.6967 USD
ORD Purchase 7,570 11.7035 USD
ORD Purchase 9,126 11.7018 USD
ORD Purchase 9,700 11.7908 USD
ORD Purchase 9,961 11.8214 USD
ORD Purchase 10,000 11.4646 USD
ORD Purchase 11,100 11.7401 USD
ORD Purchase 11,400 11.7754 USD
ORD Purchase 14,400 11.5900 USD
ORD Purchase 15,010 11.8271 USD
ORD Purchase 18,800 11.7454 USD
ORD Purchase 20,926 11.8027 USD
ORD Purchase 21,208 11.7477 USD
ORD Purchase 40,184 11.7718 USD
ORD Purchase 40,584 11.7697 USD
ORD Purchase 107,138 11.7233 USD
ORD Purchase 613,099 11.8900 USD
ORD Sale 200 11.6900 USD
ORD Sale 200 11.8300 USD
ORD Sale 200 11.4400 USD
ORD Sale 400 11.4675 USD
ORD Sale 400 11.5550 USD
ORD Sale 461 11.8656 USD
ORD Sale 545 11.5336 USD
ORD Sale 600 11.8433 USD
ORD Sale 632 11.8841 USD
ORD Sale 700 11.8351 USD
ORD Sale 1,000 11.7900 USD
ORD Sale 1,200 11.7758 USD
ORD Sale 1,300 11.8284 USD
ORD Sale 1,300 11.3284 USD
ORD Sale 1,555 11.4778 USD
ORD Sale 2,000 11.8575 USD
ORD Sale 4,500 11.8255 USD
ORD Sale 5,300 11.7300 USD
ORD Sale 5,368 11.7394 USD
ORD Sale 5,400 11.7351 USD
ORD Sale 6,800 11.7344 USD
ORD Sale 9,000 11.7873 USD
ORD Sale 12,000 11.7962 USD
ORD Sale 14,500 11.5900 USD
ORD Sale 28,464 11.6991 USD
ORD Sale 31,194 11.8265 USD
ORD Sale 39,584 11.7654 USD
ORD Sale 118,700 11.8138 USD
ORD Sale 118,975 11.6662 USD

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD SWAP Expires 11/01/2016 Long 100,555 11.8900 USD

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 9 Nov 2015
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Barclays (BARC)
UK 100

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