Form 8.3 - PLATFORM SPECIALTY PRODS CORPORATION

Form 8.3 - PLATFORM SPECIALTY PRODS CORPORATION

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose

PLATFORM SPECIALTY PRODS CORPORATION

  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 11 September 2015
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? ALENT PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   ORD
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 599,432 0.28% 1,007,978 0.48%
           
(2) Cash-settled derivatives:
1,164,035 0.55% 592,878 0.28%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 1,763,467 0.84% 1,600,856 0.76%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 100 16.8000 USD
ORD Purchase 200 17.1800 USD
ORD Purchase 200 16.8850 USD
ORD Purchase 252 17.0853 USD
ORD Purchase 545 16.9265 USD
ORD Purchase 800 16.8800 USD
ORD Purchase 900 16.7844 USD
ORD Purchase 900 17.0877 USD
ORD Purchase 1,400 16.6878 USD
ORD Purchase 1,500 17.1690 USD
ORD Purchase 2,164 17.1813 USD
ORD Purchase 2,500 17.1533 USD
ORD Purchase 2,740 16.7908 USD
ORD Purchase 2,915 16.8434 USD
ORD Purchase 4,163 17.1143 USD
ORD Purchase 4,568 17.1551 USD
ORD Purchase 4,596 16.9535 USD
ORD Purchase 5,300 17.1748 USD
ORD Purchase 11,200 16.9613 USD
ORD Purchase 12,718 17.1007 USD
ORD Purchase 18,100 17.1172 USD
ORD Purchase 20,400 17.0483 USD
ORD Purchase 21,451 17.2000 USD
ORD Purchase 25,583 17.0087 USD
ORD Purchase 31,900 17.0000 USD
ORD Purchase 50,000 17.0198 USD
ORD Purchase 68,387 17.1017 USD
ORD Sale 100 17.0300 USD
ORD Sale 182 17.1276 USD
ORD Sale 200 17.1350 USD
ORD Sale 300 16.9266 USD
ORD Sale 500 16.9960 USD
ORD Sale 500 17.0420 USD
ORD Sale 500 17.0650 USD
ORD Sale 600 17.0933 USD
ORD Sale 896 16.9667 USD
ORD Sale 900 16.9983 USD
ORD Sale 1,029 17.0279 USD
ORD Sale 1,064 17.0942 USD
ORD Sale 1,100 17.0018 USD
ORD Sale 1,182 17.0707 USD
ORD Sale 1,287 17.1014 USD
ORD Sale 1,500 17.0131 USD
ORD Sale 1,500 17.1046 USD
ORD Sale 1,600 17.0081 USD
ORD Sale 2,000 16.8990 USD
ORD Sale 2,100 17.0416 USD
ORD Sale 2,100 17.0066 USD
ORD Sale 3,700 17.1347 USD
ORD Sale 3,700 17.1010 USD
ORD Sale 3,900 17.0417 USD
ORD Sale 4,083 16.8072 USD
ORD Sale 4,200 17.0083 USD
ORD Sale 4,348 17.0109 USD
ORD Sale 4,500 17.0041 USD
ORD Sale 6,600 17.0500 USD
ORD Sale 7,300 17.0271 USD
ORD Sale 8,352 17.0538 USD
ORD Sale 9,600 16.8083 USD
ORD Sale 10,700 16.9575 USD
ORD Sale 13,100 17.0297 USD
ORD Sale 19,200 17.0453 USD
ORD Sale 21,451 17.2000 USD
ORD Sale 32,900 17.0000 USD
ORD Sale 118,000 17.1122 USD

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD SWAP Expires 16/11/2015 Long 158,670 23.2700 USD

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 14 Sep 2015
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Barclays (BARC)
UK 100

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