Form 8.3 - PLATFORM SPECIALTY PRODS CORPORATION
BARCLAYS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
(a) | Â | Full name of discloser: | Â | Barclays PLC. | |
 |  |  | |||
(b) | Owner or controller of interest and short | ||||
 | positions disclosed, if different from 1(a): |  | |||
(c) | Name of offeror/offeree in relation to whose | PLATFORM SPECIALTY PRODS CORPORATION | |||
 | relevant securities this form relates: |  | |||
(d) | If an exempt fund manager connected with an | ||||
offeror/offeree, state this and specify identity of | |||||
 | offeror/offeree: |  | |||
(e) | Date position held/dealing undertaken: | 10 November 2015 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
 | disclosures in respect of any other party to the offer? | ALENT PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | Â | Â | Â | ORD | Â | Â | Â | Â | Â | Â | |
Interests | Short Positions | ||||||||||
 |  | Number | (%) | Number | (%) | ||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 1,202,919 | 0.57% | 1,792,723 | 0.85% | |||||||
 |  |  |  |  |  | ||||||
(2) | Cash-settled derivatives: | ||||||||||
1,856,471 | 0.88% | 592,878 | 0.28% | ||||||||
 |  |  |  |  |  | ||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
 |  |  |  |  |  | ||||||
 | |||||||||||
TOTAL: | 3,059,390 | 1.45% | 2,385,601 | 1.13% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | Â |
Details, including nature of the rights concerned and relevant percentages: | Â |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Â | Purchase/sale | Â | Number of | Â | Price per unit | |
security | Â | securities | Â | ||||
ORD | Purchase | 250 | 11.8320 USD | ||||
ORD | Purchase | 500 | 11.6320 USD | ||||
ORD | Purchase | 600 | 11.7883 USD | ||||
ORD | Purchase | 970 | 11.6478 USD | ||||
ORD | Purchase | 1,000 | 11.5930 USD | ||||
ORD | Purchase | 2,220 | 11.6848 USD | ||||
ORD | Purchase | 2,632 | 11.6166 USD | ||||
ORD | Purchase | 5,000 | 11.9000 USD | ||||
ORD | Purchase | 6,310 | 11.6800 USD | ||||
ORD | Purchase | 6,528 | 11.7396 USD | ||||
ORD | Purchase | 7,280 | 11.6589 USD | ||||
ORD | Purchase | 7,500 | 11.5408 USD | ||||
ORD | Purchase | 12,009 | 11.6710 USD | ||||
ORD | Purchase | 15,935 | 11.6573 USD | ||||
ORD | Purchase | 16,100 | 11.6918 USD | ||||
ORD | Purchase | 16,700 | 11.5905 USD | ||||
ORD | Purchase | 23,406 | 11.6756 USD | ||||
ORD | Purchase | 28,495 | 11.6708 USD | ||||
ORD | Purchase | 44,280 | 11.6638 USD | ||||
ORD | Purchase | 47,461 | 11.6212 USD | ||||
ORD | Purchase | 51,700 | 11.6397 USD | ||||
ORD | Purchase | 91,264 | 11.6921 USD | ||||
ORD | Purchase | 120,188 | 11.5713 USD | ||||
ORD | Sale | 49 | 11.7102 USD | ||||
ORD | Sale | 83 | 11.7200 USD | ||||
ORD | Sale | 88 | 11.4480 USD | ||||
ORD | Sale | 100 | 11.4500 USD | ||||
ORD | Sale | 200 | 11.4350 USD | ||||
ORD | Sale | 201 | 11.6800 USD | ||||
ORD | Sale | 300 | 11.4933 USD | ||||
ORD | Sale | 400 | 11.3950 USD | ||||
ORD | Sale | 400 | 11.4650 USD | ||||
ORD | Sale | 600 | 11.4100 USD | ||||
ORD | Sale | 1,000 | 11.6210 USD | ||||
ORD | Sale | 1,000 | 11.4700 USD | ||||
ORD | Sale | 1,000 | 11.6830 USD | ||||
ORD | Sale | 1,500 | 11.4829 USD | ||||
ORD | Sale | 1,700 | 11.5647 USD | ||||
ORD | Sale | 2,000 | 11.6931 USD | ||||
ORD | Sale | 5,000 | 11.9000 USD | ||||
ORD | Sale | 5,052 | 11.6666 USD | ||||
ORD | Sale | 5,292 | 11.6145 USD | ||||
ORD | Sale | 7,100 | 11.7133 USD | ||||
ORD | Sale | 7,248 | 11.5663 USD | ||||
ORD | Sale | 11,200 | 11.6026 USD | ||||
ORD | Sale | 15,200 | 11.6012 USD | ||||
ORD | Sale | 25,267 | 11.5148 USD | ||||
ORD | Sale | 35,154 | 11.5017 USD | ||||
ORD | Sale | 50,880 | 11.6325 USD | ||||
ORD | Sale | 64,494 | 11.5989 USD | ||||
ORD | Sale | 259,711 | 11.6865 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Â |
Product description
e.g. CFD |
 |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position |
 | Number of reference securities |  | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Â | Product description e.g. call option | Â | Writing, purchasing, selling, varying etc. | Â | Number of securities to which option relates | Â | Exercise price per unit | Â |
Type
e.g. American, European etc. |
 | Expiry date |  | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Â |
Product description
e.g. call option |
 | Exercising/ exercised against |  | Number of securities |  | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Â |
Nature of dealing
e.g. subscription, conversion |
 | Details |  | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none†|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none†|
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | Â | NO | |
Date of disclosure: | 11 Nov 2015 | ||
Contact name: | Jay Supaya | ||
Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151111005927/en/