Form 8.3 - PLATFORM SPECIALTY PRODS CORPORATION

Form 8.3 - PLATFORM SPECIALTY PRODS CORPORATION

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose PLATFORM SPECIALTY PRODS CORPORATION
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 10 November 2015
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? ALENT PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,202,919 0.57% 1,792,723 0.85%
           
(2) Cash-settled derivatives:
1,856,471 0.88% 592,878 0.28%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 3,059,390 1.45% 2,385,601 1.13%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 250 11.8320 USD
ORD Purchase 500 11.6320 USD
ORD Purchase 600 11.7883 USD
ORD Purchase 970 11.6478 USD
ORD Purchase 1,000 11.5930 USD
ORD Purchase 2,220 11.6848 USD
ORD Purchase 2,632 11.6166 USD
ORD Purchase 5,000 11.9000 USD
ORD Purchase 6,310 11.6800 USD
ORD Purchase 6,528 11.7396 USD
ORD Purchase 7,280 11.6589 USD
ORD Purchase 7,500 11.5408 USD
ORD Purchase 12,009 11.6710 USD
ORD Purchase 15,935 11.6573 USD
ORD Purchase 16,100 11.6918 USD
ORD Purchase 16,700 11.5905 USD
ORD Purchase 23,406 11.6756 USD
ORD Purchase 28,495 11.6708 USD
ORD Purchase 44,280 11.6638 USD
ORD Purchase 47,461 11.6212 USD
ORD Purchase 51,700 11.6397 USD
ORD Purchase 91,264 11.6921 USD
ORD Purchase 120,188 11.5713 USD
ORD Sale 49 11.7102 USD
ORD Sale 83 11.7200 USD
ORD Sale 88 11.4480 USD
ORD Sale 100 11.4500 USD
ORD Sale 200 11.4350 USD
ORD Sale 201 11.6800 USD
ORD Sale 300 11.4933 USD
ORD Sale 400 11.3950 USD
ORD Sale 400 11.4650 USD
ORD Sale 600 11.4100 USD
ORD Sale 1,000 11.6210 USD
ORD Sale 1,000 11.4700 USD
ORD Sale 1,000 11.6830 USD
ORD Sale 1,500 11.4829 USD
ORD Sale 1,700 11.5647 USD
ORD Sale 2,000 11.6931 USD
ORD Sale 5,000 11.9000 USD
ORD Sale 5,052 11.6666 USD
ORD Sale 5,292 11.6145 USD
ORD Sale 7,100 11.7133 USD
ORD Sale 7,248 11.5663 USD
ORD Sale 11,200 11.6026 USD
ORD Sale 15,200 11.6012 USD
ORD Sale 25,267 11.5148 USD
ORD Sale 35,154 11.5017 USD
ORD Sale 50,880 11.6325 USD
ORD Sale 64,494 11.5989 USD
ORD Sale 259,711 11.6865 USD

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 11 Nov 2015
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Barclays (BARC)
UK 100

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