Form 8.3 - PLATFORM SPECIALTY PRODS CORPORATION

Form 8.3 - PLATFORM SPECIALTY PRODS CORPORATION

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose PLATFORM SPECIALTY PRODS CORPORATION
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 11 November 2015
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? ALENT PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD
Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 1,201,810 0.57% 1,792,723 0.85%
           
(2) Cash-settled derivatives:
2,010,141 0.95% 592,878 0.28%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 3,211,951 1.52% 2,385,601 1.13%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 100 11.3500 USD
ORD Purchase 100 10.9850 USD
ORD Purchase 100 11.0500 USD
ORD Purchase 173 11.2956 USD
ORD Purchase 300 11.2216 USD
ORD Purchase 500 11.2440 USD
ORD Purchase 500 11.1180 USD
ORD Purchase 625 11.1376 USD
ORD Purchase 700 11.0828 USD
ORD Purchase 873 11.0636 USD
ORD Purchase 1,000 11.1740 USD
ORD Purchase 1,811 10.9907 USD
ORD Purchase 2,151 11.2313 USD
ORD Purchase 2,400 11.1754 USD
ORD Purchase 2,685 11.1549 USD
ORD Purchase 3,700 11.0300 USD
ORD Purchase 4,797 11.0105 USD
ORD Purchase 5,728 11.1435 USD
ORD Purchase 7,300 11.1895 USD
ORD Purchase 8,505 11.1632 USD
ORD Purchase 9,807 10.9617 USD
ORD Purchase 10,911 11.1736 USD
ORD Purchase 19,889 11.0410 USD
ORD Purchase 21,300 11.1691 USD
ORD Purchase 28,100 11.1212 USD
ORD Purchase 29,300 11.2822 USD
ORD Purchase 31,443 11.1819 USD
ORD Purchase 39,500 11.1339 USD
ORD Purchase 51,126 11.1802 USD
ORD Purchase 96,602 11.2210 USD
ORD Sale 11 11.2001 USD
ORD Sale 43 11.2083 USD
ORD Sale 100 10.9700 USD
ORD Sale 100 10.9050 USD
ORD Sale 300 11.1966 USD
ORD Sale 600 11.2025 USD
ORD Sale 600 11.1775 USD
ORD Sale 700 11.0914 USD
ORD Sale 873 11.0636 USD
ORD Sale 1,000 11.1915 USD
ORD Sale 1,720 11.1028 USD
ORD Sale 2,200 11.3009 USD
ORD Sale 2,300 11.1904 USD
ORD Sale 2,600 11.2073 USD
ORD Sale 2,800 11.2269 USD
ORD Sale 3,700 11.0300 USD
ORD Sale 5,330 11.0694 USD
ORD Sale 6,440 11.1663 USD
ORD Sale 7,100 11.2477 USD
ORD Sale 9,300 11.1821 USD
ORD Sale 10,490 11.1659 USD
ORD Sale 14,663 11.0774 USD
ORD Sale 25,300 11.1095 USD
ORD Sale 41,100 11.1335 USD
ORD Sale 41,969 11.2401 USD
ORD Sale 53,510 11.2850 USD
ORD Sale 142,177 11.1373 USD

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD SWAP Expires 16/02/2016 Long 158,670 13.6300 USD

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 12 Nov 2015
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Barclays (BARC)
UK 100

Latest directors dealings