Form 8.3 - PLATFORM SPECIALTY PRODS CORPORATION

Form 8.3 - PLATFORM SPECIALTY PRODS CORPORATION

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose

PLATFORM SPECIALTY PRODS CORPORATION

  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 14 August 2015
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? ALENT PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   ORD
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 594,986 0.28% 769,570 0.36%
           
(2) Cash-settled derivatives:
769,570 0.36% 592,878 0.28%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 1,364,556 0.65% 1,362,448 0.65%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 6 21.7700 USD
ORD Purchase 100 21.0900 USD
ORD Purchase 100 21.0950 USD
ORD Purchase 200 21.0400 USD
ORD Purchase 200 21.6550 USD
ORD Purchase 400 21.4625 USD
ORD Purchase 763 21.1798 USD
ORD Purchase 1,000 21.6340 USD
ORD Purchase 1,100 21.3081 USD
ORD Purchase 1,199 21.2582 USD
ORD Purchase 1,202 21.0554 USD
ORD Purchase 1,550 21.1329 USD
ORD Purchase 1,600 21.6006 USD
ORD Purchase 2,000 21.6239 USD
ORD Purchase 2,087 21.2474 USD
ORD Purchase 3,998 21.3800 USD
ORD Purchase 5,834 21.5084 USD
ORD Purchase 6,093 21.3036 USD
ORD Purchase 6,102 21.3900 USD
ORD Purchase 6,780 21.3608 USD
ORD Purchase 6,900 21.1592 USD
ORD Purchase 7,600 21.1728 USD
ORD Purchase 7,600 21.5571 USD
ORD Purchase 8,440 21.3784 USD
ORD Purchase 10,500 21.4284 USD
ORD Purchase 10,900 21.4601 USD
ORD Purchase 10,964 21.5361 USD
ORD Purchase 14,208 21.3876 USD
ORD Purchase 43,131 21.4490 USD
ORD Purchase 158,670 21.0000 USD
ORD Purchase 434,086 21.1100 USD
ORD Sale 100 21.0900 USD
ORD Sale 100 21.3800 USD
ORD Sale 100 21.4000 USD
ORD Sale 100 21.5950 USD
ORD Sale 300 21.5033 USD
ORD Sale 500 21.4490 USD
ORD Sale 900 21.3733 USD
ORD Sale 1,000 21.4560 USD
ORD Sale 1,200 21.3858 USD
ORD Sale 1,400 21.2096 USD
ORD Sale 1,600 21.6228 USD
ORD Sale 1,900 21.1084 USD
ORD Sale 5,100 21.4537 USD
ORD Sale 5,700 21.1943 USD
ORD Sale 6,000 21.1622 USD
ORD Sale 6,102 21.3900 USD
ORD Sale 6,902 21.1844 USD
ORD Sale 12,433 21.3752 USD
ORD Sale 17,512 21.4128 USD
ORD Sale 33,608 21.1801 USD
ORD Sale 60,000 21.6127 USD
ORD Sale 158,670 21.0000 USD
ORD Sale 434,086 21.1100 USD

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 17 Aug 2015
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Barclays (BARC)
UK 100

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