Form 8.3 - PLATFORM SPECIALTY PRODUCTS CORPORATION

Form 8.3 - PLATFORM SPECIALTY PRODUCTS CORPORATION

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose PLATFORM SPECIALTY PRODUCTS CORPORATION
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 18 August 2015
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? ALENT PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   ORD
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 617,495 0.29% 769,570 0.36%
           
(2) Cash-settled derivatives:
769,570 0.36% 592,878 0.28%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 1,387,065 0.66% 1,362,448 0.65%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 100 20.1300 USD
ORD Purchase 100 20.3100 USD
ORD Purchase 100 20.6300 USD
ORD Purchase 101 20.5309 USD
ORD Purchase 102 20.1900 USD
ORD Purchase 200 20.4500 USD
ORD Purchase 300 20.4866 USD
ORD Purchase 400 20.2350 USD
ORD Purchase 400 20.2774 USD
ORD Purchase 400 20.3375 USD
ORD Purchase 1,000 20.4690 USD
ORD Purchase 1,400 20.1492 USD
ORD Purchase 1,714 20.2966 USD
ORD Purchase 2,743 20.3265 USD
ORD Purchase 3,000 20.3276 USD
ORD Purchase 6,327 20.3415 USD
ORD Purchase 6,843 20.0096 USD
ORD Purchase 7,500 20.3775 USD
ORD Purchase 8,500 20.3446 USD
ORD Purchase 9,022 20.3228 USD
ORD Purchase 9,077 20.4259 USD
ORD Purchase 9,200 20.3605 USD
ORD Purchase 9,200 20.4876 USD
ORD Purchase 10,960 20.3521 USD
ORD Purchase 15,666 20.4679 USD
ORD Purchase 20,948 20.4613 USD
ORD Purchase 26,101 20.4772 USD
ORD Purchase 29,061 20.3842 USD
ORD Purchase 37,500 20.4600 USD
ORD Purchase 49,308 20.5000 USD
ORD Purchase 100,000 20.4804 USD
ORD Sale 100 20.4300 USD
ORD Sale 100 20.5450 USD
ORD Sale 300 20.3733 USD
ORD Sale 300 20.4833 USD
ORD Sale 300 20.5100 USD
ORD Sale 300 20.5200 USD
ORD Sale 300 20.5266 USD
ORD Sale 302 20.3654 USD
ORD Sale 400 20.5400 USD
ORD Sale 400 20.5500 USD
ORD Sale 500 20.3140 USD
ORD Sale 500 20.4320 USD
ORD Sale 592 20.4729 USD
ORD Sale 700 20.4228 USD
ORD Sale 800 20.3050 USD
ORD Sale 800 20.3912 USD
ORD Sale 800 20.4606 USD
ORD Sale 1,000 20.2710 USD
ORD Sale 1,101 19.9600 USD
ORD Sale 2,080 20.5501 USD
ORD Sale 2,160 20.2953 USD
ORD Sale 2,200 20.3747 USD
ORD Sale 3,900 20.3764 USD
ORD Sale 5,200 20.4650 USD
ORD Sale 5,900 20.4625 USD
ORD Sale 6,700 20.3307 USD
ORD Sale 7,400 20.3768 USD
ORD Sale 15,959 20.0447 USD
ORD Sale 29,463 20.3384 USD
ORD Sale 37,600 20.4600 USD
ORD Sale 62,500 20.4760 USD
ORD Sale 74,708 20.5000 USD
ORD Sale 79,400 20.4588 USD

(b) Cash-settled derivative transactions

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the person making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 19 Aug 2015
Contact name: RAJESH MUTHANNA
Telephone number: 020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Barclays (BARC)
UK 100

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