Form 8.3 - PLATFORM SPECIALTY PRODUCTS CORPORATION

Form 8.3 - PLATFORM SPECIALTY PRODUCTS CORPORATION

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose PLATFORM SPECIALTY PRODUCTS CORPORATION
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 08 September 2015
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? ALENT PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   ORD
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 594,991 0.28% 1,005,365 0.48%
           
(2) Cash-settled derivatives:
1,455,365 0.69% 592,878 0.28%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 2,050,356 0.97% 1,598,243 0.76%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 200 18.2700 USD
ORD Purchase 300 18.0266 USD
ORD Purchase 500 18.1320 USD
ORD Purchase 700 18.1888 USD
ORD Purchase 709 17.8700 USD
ORD Purchase 800 18.0225 USD
ORD Purchase 1,300 18.1068 USD
ORD Purchase 1,418 18.0906 USD
ORD Purchase 1,800 18.0144 USD
ORD Purchase 5,500 17.9770 USD
ORD Purchase 22,959 18.2600 USD
ORD Purchase 29,800 17.9715 USD
ORD Purchase 93,723 17.9290 USD
ORD Sale 100 17.9501 USD
ORD Sale 200 17.8050 USD
ORD Sale 200 17.9550 USD
ORD Sale 200 17.8250 USD
ORD Sale 200 18.2700 USD
ORD Sale 200 17.9200 USD
ORD Sale 200 17.8750 USD
ORD Sale 300 17.8800 USD
ORD Sale 300 17.9100 USD
ORD Sale 400 17.9150 USD
ORD Sale 400 17.9875 USD
ORD Sale 400 17.8375 USD
ORD Sale 500 18.1644 USD
ORD Sale 500 17.8200 USD
ORD Sale 600 17.9516 USD
ORD Sale 709 17.8700 USD
ORD Sale 900 18.0500 USD
ORD Sale 1,100 18.0554 USD
ORD Sale 1,100 18.0371 USD
ORD Sale 1,418 18.0906 USD
ORD Sale 1,500 17.9646 USD
ORD Sale 1,600 17.9625 USD
ORD Sale 1,800 18.0073 USD
ORD Sale 1,893 17.9272 USD
ORD Sale 2,600 18.0819 USD
ORD Sale 2,947 17.9350 USD
ORD Sale 3,020 17.9088 USD
ORD Sale 3,400 18.0347 USD
ORD Sale 4,003 17.8551 USD
ORD Sale 4,410 17.9402 USD
ORD Sale 7,682 18.0377 USD
ORD Sale 9,300 17.9806 USD
ORD Sale 9,535 17.9468 USD
ORD Sale 12,121 17.9220 USD
ORD Sale 13,069 17.9232 USD
ORD Sale 14,334 18.2600 USD
ORD Sale 18,400 17.9500 USD
ORD Sale 28,000 17.9692 USD
ORD Sale 32,360 17.9341 USD

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD SWAP Expires 13/03/2017 Long 20,800 17.9939 USD
ORD SWAP Expires 11/12/2015 Long 450,000 23.5100 USD

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the person making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 9 Sep 2015
Contact name: RAJESH MUTHANNA
Telephone number: 020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Barclays (BARC)
UK 100

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