Form 8.3 - Platform Specialty Products Corporation
BARCLAYS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
(a) | Â | Full name of discloser: | Â | Barclays PLC. | |
 |  |  | |||
(b) | Owner or controller of interest and short | ||||
 | positions disclosed, if different from 1(a): |  | |||
(c) | Name of offeror/offeree in relation to whose |
Platform Specialty Products Corporation |
|||
 | relevant securities this form relates: |  | |||
(d) | If an exempt fund manager connected with an | ||||
offeror/offeree, state this and specify identity of | |||||
 | offeror/offeree: |  | |||
(e) | Date position held/dealing undertaken: | 13 July 2015 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
 | disclosures in respect of any other party to the offer? | ALENT PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | Â | ORD | |||||||||
 | Interests |  | Short Positions | ||||||||
 |  | Number |  | (%) | Number |  | (%) | ||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 941,342 | 0.45% | 240,018 | 0.12% | |||||||
 |  |  |  |  |  | ||||||
(2) | Cash-settled derivatives: | ||||||||||
480,060 | 0.23% | 602,419 | 0.29% | ||||||||
 |  |  |  |  |  | ||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
 |  |  |  |  |  | ||||||
(4) | |||||||||||
TOTAL: | 1,421,402 | 0.68% | 842,437 | 0.40% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | Â |
Details, including nature of the rights concerned and relevant percentages: | Â |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Â | Purchase/sale | Â | Number of | Â | Price per unit | |
security | Â | securities | Â | ||||
ORD | Purchase | 160 | 25.5200 USD | ||||
ORD | Purchase | 200 | 25.3000 USD | ||||
ORD | Purchase | 200 | 25.5700 USD | ||||
ORD | Purchase | 300 | 25.5533 USD | ||||
ORD | Purchase | 327 | 25.6864 USD | ||||
ORD | Purchase | 1,084 | 25.5537 USD | ||||
ORD | Purchase | 1,100 | 25.5445 USD | ||||
ORD | Purchase | 1,300 | 25.5922 USD | ||||
ORD | Purchase | 1,550 | 25.7103 USD | ||||
ORD | Purchase | 1,600 | 25.6543 USD | ||||
ORD | Purchase | 2,078 | 25.6710 USD | ||||
ORD | Purchase | 2,700 | 25.6381 USD | ||||
ORD | Purchase | 2,981 | 25.3995 USD | ||||
ORD | Purchase | 3,493 | 25.6114 USD | ||||
ORD | Purchase | 4,315 | 25.8316 USD | ||||
ORD | Purchase | 4,400 | 25.6236 USD | ||||
ORD | Purchase | 5,697 | 25.4490 USD | ||||
ORD | Purchase | 6,700 | 25.5397 USD | ||||
ORD | Purchase | 7,700 | 25.2000 USD | ||||
ORD | Purchase | 7,991 | 25.5763 USD | ||||
ORD | Purchase | 10,900 | 25.5909 USD | ||||
ORD | Purchase | 11,600 | 25.6016 USD | ||||
ORD | Purchase | 18,665 | 25.2256 USD | ||||
ORD | Purchase | 24,143 | 25.5799 USD | ||||
ORD | Purchase | 38,325 | 25.8699 USD | ||||
ORD | Purchase | 39,434 | 25.5741 USD | ||||
ORD | Purchase | 45,992 | 25.4587 USD | ||||
ORD | Purchase | 680,442 | 25.5300 USD | ||||
ORD | Sale | 16 | 25.5900 USD | ||||
ORD | Sale | 100 | 25.7900 USD | ||||
ORD | Sale | 135 | 25.4325 USD | ||||
ORD | Sale | 156 | 25.7571 USD | ||||
ORD | Sale | 159 | 25.4130 USD | ||||
ORD | Sale | 160 | 25.5200 USD | ||||
ORD | Sale | 200 | 25.6350 USD | ||||
ORD | Sale | 200 | 25.7200 USD | ||||
ORD | Sale | 200 | 25.9000 USD | ||||
ORD | Sale | 200 | 25.9500 USD | ||||
ORD | Sale | 300 | 25.4766 USD | ||||
ORD | Sale | 300 | 25.5033 USD | ||||
ORD | Sale | 300 | 25.9117 USD | ||||
ORD | Sale | 371 | 25.4457 USD | ||||
ORD | Sale | 400 | 25.4500 USD | ||||
ORD | Sale | 400 | 25.5600 USD | ||||
ORD | Sale | 400 | 25.6000 USD | ||||
ORD | Sale | 600 | 25.7283 USD | ||||
ORD | Sale | 700 | 25.8978 USD | ||||
ORD | Sale | 900 | 25.3944 USD | ||||
ORD | Sale | 900 | 25.5233 USD | ||||
ORD | Sale | 1,001 | 25.6397 USD | ||||
ORD | Sale | 1,011 | 25.6674 USD | ||||
ORD | Sale | 1,100 | 25.6886 USD | ||||
ORD | Sale | 1,100 | 25.8590 USD | ||||
ORD | Sale | 1,178 | 25.4021 USD | ||||
ORD | Sale | 1,500 | 25.6108 USD | ||||
ORD | Sale | 1,992 | 25.6200 USD | ||||
ORD | Sale | 2,180 | 25.5993 USD | ||||
ORD | Sale | 2,300 | 25.4243 USD | ||||
ORD | Sale | 2,981 | 25.3995 USD | ||||
ORD | Sale | 3,000 | 25.6240 USD | ||||
ORD | Sale | 3,713 | 25.5226 USD | ||||
ORD | Sale | 4,400 | 25.6488 USD | ||||
ORD | Sale | 4,600 | 25.4906 USD | ||||
ORD | Sale | 4,878 | 25.4085 USD | ||||
ORD | Sale | 7,344 | 25.8019 USD | ||||
ORD | Sale | 7,600 | 25.6025 USD | ||||
ORD | Sale | 7,700 | 25.2000 USD | ||||
ORD | Sale | 8,500 | 25.5757 USD | ||||
ORD | Sale | 9,400 | 25.5877 USD | ||||
ORD | Sale | 10,908 | 25.5745 USD | ||||
ORD | Sale | 15,068 | 25.4617 USD | ||||
ORD | Sale | 19,588 | 25.4201 USD | ||||
ORD | Sale | 26,697 | 25.3254 USD | ||||
ORD | Sale | 40,000 | 25.5059 USD | ||||
ORD | Sale | 51,199 | 25.8621 USD | ||||
ORD | Sale | 680,442 | 25.5300 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Â |
Product description
e.g. CFD |
 |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position |
 | Number of reference securities |  | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Â | Product description e.g. call option | Â | Writing, purchasing, selling, varying etc. | Â | Number of securities to which option relates | Â | Exercise price per unit | Â |
Type
e.g. American, European etc. |
 | Expiry date |  | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Â |
Product description
e.g. call option |
 | Exercising/ exercised against |  | Number of securities |  | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Â |
Nature of dealing
e.g. subscription, conversion |
 | Details |  | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none†|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none†|
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | Â | NO | |
Date of disclosure: | 14 Jul 2015 | ||
Contact name: | Rajesh Muthanna | ||
Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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