Form 8.3 - SIBANYE GOLD LIMITED AMENDMENT

Form 8.3 - SIBANYE GOLD LIMITED AMENDMENT

BARCLAYS PLC

FORM 8.3 AMENDMENT

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SIBANYE GOLD LIMITED
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 13 April 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? LONMIN PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       Ordinary npv            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 61,161 0.00% 1,269,503 0.05%
           
(2) Cash-settled derivatives:
206,600 0.01% 8,526,748 0.38%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 267,761 0.01% 9,796,251 0.43%
 
Class of relevant security:   Convertible Bond XS1689727920      
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,200,000 0.27% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 1,200,000 0.27% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ADR Purchase 830 3.6822 USD
ADR Purchase 1,000 3.6800 USD
ADR Purchase 1,343 3.7100 USD
ADR Purchase 3,043 3.7050 USD
ADR Purchase 4,100 3.7040 USD
ADR Purchase 5,018 3.6801 USD
ADR Purchase 6,558 3.6844 USD
ADR Purchase 36,800 3.6932 USD
ADR Purchase 58,400 3.6989 USD
ADR Purchase 95,600 3.6968 USD
ADR Purchase 145,000 3.7007 USD
ADR Purchase 342,689 3.7058 USD
ADR Sale 100 3.7300 USD
ADR Sale 200 3.7150 USD
ADR Sale 300 3.6816 USD
ADR Sale 400 3.7175 USD
ADR Sale 900 3.6955 USD
ADR Sale 1,100 3.7072 USD
ADR Sale 1,543 3.7050 USD
ADR Sale 2,643 3.7100 USD
ADR Sale 3,700 3.7060 USD
ADR Sale 5,800 3.6974 USD
ADR Sale 6,243 3.6979 USD
ADR Sale 7,700 3.7133 USD
ADR Sale 12,500 3.7000 USD
ADR Sale 13,406 3.6823 USD
ADR Sale 14,300 3.7119 USD
ADR Sale 17,400 3.6985 USD
ADR Sale 59,327 3.7040 USD
ADR Sale 82,300 3.6968 USD
ADR Sale 87,500 3.6953 USD
ADR Sale 106,141 3.7063 USD
ADR Sale 108,957 3.6993 USD
ADR Sale 173,521 3.7065 USD

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
Ordinary npv CFD Long 1,277 10.9868 ZAR
Ordinary npv CFD Long 41,764 10.9927 ZAR
Ordinary npv CFD Long 51,406 10.9861 ZAR
Ordinary npv CFD Long 120,367 10.9502 ZAR
Ordinary npv CFD Short 321 10.8730 ZAR
Ordinary npv CFD Short 37,813 11.0031 ZAR
Ordinary npv CFD Short 93,054 11.0009 ZAR
Ordinary npv CFD Short 153,931 11.0044 ZAR
Ordinary npv CFD Short 205,311 11.0095 ZAR
Ordinary npv CFD Short 1,276,938 11.0257 ZAR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 16 Apr 2018
Contact name: Elise Tang
Telephone number: 0207 1163 001

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Barclays (BARC)
UK 100

Latest directors dealings