Form 8.3 - SIBANYE GOLD LIMITED - AMENDMENT

Form 8.3 - SIBANYE GOLD LIMITED - AMENDMENT

BARCLAYS PLC

FORM 8.3

AMENDMENT TO CFD

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SIBANYE GOLD LIMITED
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 13 February 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? LONMIN PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   Ordinary npv
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 721,624 0.03% 1,973,237 0.09%
           
(2) Cash-settled derivatives:
206,600 0.01% 2,306,076 0.11%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 928,224 0.04% 4,279,313 0.20%
 
Class of relevant security: Convertible Bond XS1689727920
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 2,600,000 0.58% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 2,600,000 0.58% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ADR Purchase 200 4.4200 USD
ADR Purchase 600 4.4533 USD
ADR Purchase 959 4.4700 USD
ADR Purchase 1,295 4.4368 USD
ADR Purchase 1,500 4.4366 USD
ADR Purchase 2,705 4.4433 USD
ADR Purchase 3,000 4.4418 USD
ADR Purchase 3,900 4.4253 USD
ADR Purchase 4,760 4.4047 USD
ADR Purchase 4,900 4.3926 USD
ADR Purchase 5,389 4.3835 USD
ADR Purchase 6,100 4.4800 USD
ADR Purchase 6,269 4.4445 USD
ADR Purchase 6,900 4.4325 USD
ADR Purchase 7,800 4.4405 USD
ADR Purchase 28,338 4.4464 USD
ADR Purchase 37,707 4.4102 USD
ADR Sale 959 4.4700 USD
ADR Sale 2,600 4.4321 USD
ADR Sale 3,000 4.4490 USD
ADR Sale 3,900 4.4198 USD
ADR Sale 4,300 4.4327 USD
ADR Sale 6,100 4.4800 USD
ADR Sale 11,700 4.4091 USD
ADR Sale 15,049 4.3932 USD
ADR Sale 26,007 4.4107 USD
ADR Sale 48,707 4.4444 USD
Ordinary npv Sale 176,000 13.0337 ZAR
Ordinary npv Sale 520,000 12.2500 ZAR

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
Ordinary npv CFD Long 4,791 12.9048 ZAR
Ordinary npv CFD Long 6,774 13.0731 ZAR
Ordinary npv CFD Long 11,900 12.7361 ZAR
Ordinary npv CFD Long 24,871 12.9994 ZAR
Ordinary npv CFD Long 38,917 12.9577 ZAR
Ordinary npv CFD Long 59,796 12.9976 ZAR
Ordinary npv CFD Long 128,557 13.0243 ZAR
Ordinary npv CFD Long 297,992 13.0347 ZAR
Ordinary npv CFD Long 520,000 12.2487 ZAR
Ordinary npv CFD Short 7,518 12.6649 ZAR
Ordinary npv CFD Short 12,420 12.9136 ZAR
Ordinary npv CFD Short 15,000 12.6884 ZAR
Ordinary npv CFD Short 30,073 12.9912 ZAR
Ordinary npv CFD Short 152,692 13.0211 ZAR
Ordinary npv CFD Short 295,628 12.9719 ZAR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 14 Feb 2018
Contact name: Elise Tang
Telephone number: 0207 1163 001

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Barclays (BARC)
UK 100

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