Form 8.3 - SIBANYE GOLD LIMITED

Form 8.3 - SIBANYE GOLD LIMITED

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SIBANYE GOLD LIMITED
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 20 February 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? LONMIN PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       Ordinary npv            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 202,426 0.01% 1,165,913 0.06%
           
(2) Cash-settled derivatives:
206,600 0.01% 67,876 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 409,026 0.02% 1,233,789 0.06%
 
Class of relevant security:   Convertible Bond XS1689727920      
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 400,000 0.09% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 400,000 0.09% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ADR Purchase 100 4.5999 USD
ADR Purchase 100 4.6600 USD
ADR Purchase 300 4.5950 USD
ADR Purchase 300 4.6266 USD
ADR Purchase 400 4.5975 USD
ADR Purchase 600 4.6383 USD
ADR Purchase 1,000 4.6410 USD
ADR Purchase 1,100 4.6154 USD
ADR Purchase 2,200 4.6250 USD
ADR Purchase 2,600 4.6422 USD
ADR Purchase 3,200 4.6354 USD
ADR Purchase 3,799 4.6307 USD
ADR Purchase 4,600 4.6356 USD
ADR Purchase 6,200 4.6418 USD
ADR Purchase 7,500 4.6784 USD
ADR Purchase 10,000 4.6329 USD
ADR Purchase 10,800 4.6500 USD
ADR Purchase 25,833 4.6659 USD
ADR Purchase 49,000 4.5900 USD
ADR Purchase 70,770 4.6743 USD
ADR Purchase 74,730 4.6343 USD
ADR Sale 300 4.5950 USD
ADR Sale 400 4.5975 USD
ADR Sale 1,668 4.6300 USD
ADR Sale 2,493 4.6100 USD
ADR Sale 2,700 4.6387 USD
ADR Sale 3,500 4.6442 USD
ADR Sale 3,500 4.6345 USD
ADR Sale 4,000 4.6196 USD
ADR Sale 5,850 4.7072 USD
ADR Sale 6,100 4.6397 USD
ADR Sale 7,500 4.6137 USD
ADR Sale 10,800 4.6500 USD
ADR Sale 19,099 4.6312 USD
ADR Sale 24,412 4.6558 USD
ADR Sale 30,800 4.6123 USD
ADR Sale 50,300 4.5900 USD
ADR Sale 101,610 4.6741 USD
Ordinary npv Sale 320,000 13.9300 ZAR
Ordinary npv Sale 1,054,990 13.6018 ZAR
Convertible Bond XS1689727920 Sale 2,000,000 95.3621 USD

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
Ordinary npv CFD Long 4,947 13.5870 ZAR
Ordinary npv CFD Long 11,411 13.6617 ZAR
Ordinary npv CFD Long 15,367 13.6045 ZAR
Ordinary npv CFD Long 89,926 13.7145 ZAR
Ordinary npv CFD Long 187,713 13.5937 ZAR
Ordinary npv CFD Long 238,657 13.6152 ZAR
Ordinary npv CFD Long 320,000 13.9286 ZAR
Ordinary npv CFD Long 392,179 13.6456 ZAR
Ordinary npv CFD Long 405,020 13.6607 ZAR
Ordinary npv CFD Short 30,613 13.6337 ZAR
Ordinary npv CFD Short 33,616 13.6020 ZAR
Ordinary npv CFD Short 39,367 13.6001 ZAR
Ordinary npv CFD Short 74,387 13.6394 ZAR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 21 Feb 2018
Contact name: Elise Tang
Telephone number: 0207 1163 001

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Barclays (BARC)
UK 100

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