Form 8.3 - SIBANYE GOLD LIMITED

Form 8.3 - SIBANYE GOLD LIMITED

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SIBANYE GOLD LIMITED
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 21 February 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? LONMIN PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   Ordinary npv
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 38,761 0.00% 1,423,297 0.07%
           
(2) Cash-settled derivatives:
1,154,461 0.05% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 1,193,222 0.05% 1,423,297 0.07%
 
Class of relevant security:   Convertible Bond XS1689727920
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,000,000 0.22% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 1,000,000 0.22% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ADR Purchase 400 4.6500 USD
ADR Purchase 400 4.4350 USD
ADR Purchase 700 4.5114 USD
ADR Purchase 800 4.5512 USD
ADR Purchase 1,200 4.7075 USD
ADR Purchase 1,800 4.4944 USD
ADR Purchase 2,000 4.4730 USD
ADR Purchase 2,600 4.4992 USD
ADR Purchase 2,600 4.5065 USD
ADR Purchase 2,900 4.5389 USD
ADR Purchase 3,018 4.4685 USD
ADR Purchase 3,200 4.4200 USD
ADR Purchase 3,700 4.5118 USD
ADR Purchase 9,600 4.5030 USD
ADR Purchase 10,500 4.6294 USD
ADR Purchase 11,814 4.5168 USD
ADR Purchase 22,400 4.5521 USD
ADR Purchase 32,400 4.5387 USD
ADR Purchase 38,332 4.5902 USD
ADR Purchase 42,608 4.6575 USD
ADR Purchase 119,616 4.5723 USD
Convertible Bond XS1689727920 Purchase 2,600,000 94.7700 USD
ADR Sale 100 4.6200 USD
ADR Sale 100 4.5900 USD
ADR Sale 100 4.6500 USD
ADR Sale 124 4.6741 USD
ADR Sale 200 4.4900 USD
ADR Sale 200 4.6600 USD
ADR Sale 300 4.6233 USD
ADR Sale 400 4.7400 USD
ADR Sale 500 4.4350 USD
ADR Sale 500 4.6240 USD
ADR Sale 600 4.4275 USD
ADR Sale 600 4.5600 USD
ADR Sale 600 4.6483 USD
ADR Sale 1,000 4.6720 USD
ADR Sale 1,103 4.4300 USD
ADR Sale 1,600 4.6759 USD
ADR Sale 2,200 4.6806 USD
ADR Sale 2,500 4.5500 USD
ADR Sale 2,700 4.5877 USD
ADR Sale 3,000 4.4785 USD
ADR Sale 3,200 4.5917 USD
ADR Sale 3,200 4.4200 USD
ADR Sale 3,293 4.4944 USD
ADR Sale 3,300 4.5045 USD
ADR Sale 5,400 4.6372 USD
ADR Sale 8,200 4.5193 USD
ADR Sale 9,300 4.5337 USD
ADR Sale 13,308 4.6842 USD
ADR Sale 14,200 4.5053 USD
ADR Sale 18,900 4.5388 USD
ADR Sale 24,600 4.5435 USD
ADR Sale 27,332 4.5109 USD
ADR Sale 29,200 4.5329 USD
Ordinary npv Sale 31,693 13.6275 ZAR
ADR Sale 166,921 4.5937 USD
Ordinary npv Sale 375,602 13.4159 ZAR
Ordinary npv Sale 959,764 13.5600 ZAR
Convertible Bond XS1689727920 Sale 2,000,000 95.5250 USD

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
Ordinary npv CFD Long 4,711 13.2648 ZAR
Ordinary npv CFD Long 8,378 13.3561 ZAR
Ordinary npv CFD Long 52,016 13.6188 ZAR
Ordinary npv CFD Long 87,949 13.0424 ZAR
Ordinary npv CFD Long 368,345 13.5520 ZAR
Ordinary npv CFD Long 780,484 13.6424 ZAR
Ordinary npv CFD Short 651 13.6839 ZAR
Ordinary npv CFD Short 11,053 13.6531 ZAR
Ordinary npv CFD Short 32,626 13.6772 ZAR
Ordinary npv CFD Short 68,785 13.6170 ZAR
Ordinary npv CFD Short 69,097 13.3145 ZAR
Ordinary npv CFD Short 103,934 13.5154 ZAR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 22 Feb 2018
Contact name: Elise Tang
Telephone number: 0207 1163 001

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Barclays (BARC)
UK 100

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