Form 8.3 - SIBANYE GOLD LIMITED
BARCLAYS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
(a) | Â | Full name of discloser: | Â | Barclays PLC. | |
 |  |  | |||
(b) | Owner or controller of interest and short | ||||
 | positions disclosed, if different from 1(a): |  | |||
(c) | Name of offeror/offeree in relation to whose | SIBANYE GOLD LIMITED | |||
 | relevant securities this form relates: |  | |||
(d) | If an exempt fund manager connected with an | ||||
offeror/offeree, state this and specify identity of | |||||
 | offeror/offeree: |  | |||
(e) | Date position held/dealing undertaken: | 21 February 2018 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
 | disclosures in respect of any other party to the offer? | LONMIN PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | Â | Ordinary npv | |||||||||
 | Interests |  | Short Positions | ||||||||
 |  | Number |  | (%) | Number |  | (%) | ||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 38,761 | 0.00% | 1,423,297 | 0.07% | |||||||
 |  |  |  |  |  | ||||||
(2) | Cash-settled derivatives: | ||||||||||
1,154,461 | 0.05% | 0 | 0.00% | ||||||||
 |  |  |  |  |  | ||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
 |  |  |  |  |  | ||||||
 | |||||||||||
TOTAL: | 1,193,222 | 0.05% | 1,423,297 | 0.07% | |||||||
 | |||||||||||
Class of relevant security: | Â | Convertible Bond XS1689727920 | |||||||||
Interests | Short Positions | ||||||||||
 |  | Number | (%) | Number | (%) | ||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 1,000,000 | 0.22% | 0 | 0.00% | |||||||
 |  |  |  |  |  | ||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
 |  |  |  |  |  | ||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
 |  |  |  |  |  | ||||||
 | |||||||||||
TOTAL: | 1,000,000 | 0.22% | 0 | 0.00% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | Â |
Details, including nature of the rights concerned and relevant percentages: | Â |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Â | Purchase/sale | Â | Number of | Â | Price per unit | |
security | Â | securities | Â | ||||
ADR | Purchase | 400 | 4.6500 USD | ||||
ADR | Purchase | 400 | 4.4350 USD | ||||
ADR | Purchase | 700 | 4.5114 USD | ||||
ADR | Purchase | 800 | 4.5512 USD | ||||
ADR | Purchase | 1,200 | 4.7075 USD | ||||
ADR | Purchase | 1,800 | 4.4944 USD | ||||
ADR | Purchase | 2,000 | 4.4730 USD | ||||
ADR | Purchase | 2,600 | 4.4992 USD | ||||
ADR | Purchase | 2,600 | 4.5065 USD | ||||
ADR | Purchase | 2,900 | 4.5389 USD | ||||
ADR | Purchase | 3,018 | 4.4685 USD | ||||
ADR | Purchase | 3,200 | 4.4200 USD | ||||
ADR | Purchase | 3,700 | 4.5118 USD | ||||
ADR | Purchase | 9,600 | 4.5030 USD | ||||
ADR | Purchase | 10,500 | 4.6294 USD | ||||
ADR | Purchase | 11,814 | 4.5168 USD | ||||
ADR | Purchase | 22,400 | 4.5521 USD | ||||
ADR | Purchase | 32,400 | 4.5387 USD | ||||
ADR | Purchase | 38,332 | 4.5902 USD | ||||
ADR | Purchase | 42,608 | 4.6575 USD | ||||
ADR | Purchase | 119,616 | 4.5723 USD | ||||
Convertible Bond XS1689727920 | Purchase | 2,600,000 | 94.7700 USD | ||||
ADR | Sale | 100 | 4.6200 USD | ||||
ADR | Sale | 100 | 4.5900 USD | ||||
ADR | Sale | 100 | 4.6500 USD | ||||
ADR | Sale | 124 | 4.6741 USD | ||||
ADR | Sale | 200 | 4.4900 USD | ||||
ADR | Sale | 200 | 4.6600 USD | ||||
ADR | Sale | 300 | 4.6233 USD | ||||
ADR | Sale | 400 | 4.7400 USD | ||||
ADR | Sale | 500 | 4.4350 USD | ||||
ADR | Sale | 500 | 4.6240 USD | ||||
ADR | Sale | 600 | 4.4275 USD | ||||
ADR | Sale | 600 | 4.5600 USD | ||||
ADR | Sale | 600 | 4.6483 USD | ||||
ADR | Sale | 1,000 | 4.6720 USD | ||||
ADR | Sale | 1,103 | 4.4300 USD | ||||
ADR | Sale | 1,600 | 4.6759 USD | ||||
ADR | Sale | 2,200 | 4.6806 USD | ||||
ADR | Sale | 2,500 | 4.5500 USD | ||||
ADR | Sale | 2,700 | 4.5877 USD | ||||
ADR | Sale | 3,000 | 4.4785 USD | ||||
ADR | Sale | 3,200 | 4.5917 USD | ||||
ADR | Sale | 3,200 | 4.4200 USD | ||||
ADR | Sale | 3,293 | 4.4944 USD | ||||
ADR | Sale | 3,300 | 4.5045 USD | ||||
ADR | Sale | 5,400 | 4.6372 USD | ||||
ADR | Sale | 8,200 | 4.5193 USD | ||||
ADR | Sale | 9,300 | 4.5337 USD | ||||
ADR | Sale | 13,308 | 4.6842 USD | ||||
ADR | Sale | 14,200 | 4.5053 USD | ||||
ADR | Sale | 18,900 | 4.5388 USD | ||||
ADR | Sale | 24,600 | 4.5435 USD | ||||
ADR | Sale | 27,332 | 4.5109 USD | ||||
ADR | Sale | 29,200 | 4.5329 USD | ||||
Ordinary npv | Sale | 31,693 | 13.6275 ZAR | ||||
ADR | Sale | 166,921 | 4.5937 USD | ||||
Ordinary npv | Sale | 375,602 | 13.4159 ZAR | ||||
Ordinary npv | Sale | 959,764 | 13.5600 ZAR | ||||
Convertible Bond XS1689727920 | Sale | 2,000,000 | 95.5250 USD |
(b) Cash-settled derivative transactions
Class of | Â | Product | Â | Nature of dealing | Â | Number of | Â | Price per | |
relevant | description | reference | unit | ||||||
security | Â | Â | securities | Â | |||||
Ordinary npv | CFD | Long | 4,711 | 13.2648 ZAR | |||||
Ordinary npv | CFD | Long | 8,378 | 13.3561 ZAR | |||||
Ordinary npv | CFD | Long | 52,016 | 13.6188 ZAR | |||||
Ordinary npv | CFD | Long | 87,949 | 13.0424 ZAR | |||||
Ordinary npv | CFD | Long | 368,345 | 13.5520 ZAR | |||||
Ordinary npv | CFD | Long | 780,484 | 13.6424 ZAR | |||||
Ordinary npv | CFD | Short | 651 | 13.6839 ZAR | |||||
Ordinary npv | CFD | Short | 11,053 | 13.6531 ZAR | |||||
Ordinary npv | CFD | Short | 32,626 | 13.6772 ZAR | |||||
Ordinary npv | CFD | Short | 68,785 | 13.6170 ZAR | |||||
Ordinary npv | CFD | Short | 69,097 | 13.3145 ZAR | |||||
Ordinary npv | CFD | Short | 103,934 | 13.5154 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Â | Product description e.g. call option | Â | Writing, purchasing, selling, varying etc. | Â | Number of securities to which option relates | Â | Exercise price per unit | Â |
Type
e.g. American, European etc. |
 | Expiry date |  | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Â |
Product description
e.g. call option |
 | Exercising/ exercised against |  | Number of securities |  | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Â |
Nature of dealing
e.g. subscription, conversion |
 | Details |  | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none†|
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none†|
None |
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | Â | NO | |
Date of disclosure: | 22 Feb 2018 | ||
Contact name: | Elise Tang | ||
Telephone number: | 0207 1163 001 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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