FORM 8.3 - SIBANYE GOLD LIMITED
BARCLAYS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
(a) | Â | Full name of discloser: | Â | Barclays PLC. | |
 |  |  | |||
(b) | Owner or controller of interest and short | ||||
 | positions disclosed, if different from 1(a): |  | |||
(c) | Name of offeror/offeree in relation to whose | SIBANYE GOLD LIMITED | |||
 | relevant securities this form relates: |  | |||
(d) | If an exempt fund manager connected with an | ||||
offeror/offeree, state this and specify identity of | |||||
 | offeror/offeree: |  | |||
(e) | Date position held/dealing undertaken: | 26 February 2018 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
 | disclosures in respect of any other party to the offer? | LONMIN PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | Â | Â | Â | Ordinary npv | Â | Â | Â | Â | Â | Â | |
Interests | Short Positions | ||||||||||
 |  | Number | (%) | Number | (%) | ||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 40,361 | 0.00% | 1,395,369 | 0.07% | |||||||
 |  |  |  |  |  | ||||||
(2) | Cash-settled derivatives: | ||||||||||
206,600 | 0.01% | 1,841,031 | 0.08% | ||||||||
 |  |  |  |  |  | ||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
 |  |  |  |  |  | ||||||
(4) | |||||||||||
TOTAL: | 246,961 | 0.01% | 3,236,400 | 0.15% |
Class of relevant security: | Â | Â | Â | Convertible Bond XS1689727920 | Â | Â | Â | Â | Â | Â | |
Interests | Short Positions | ||||||||||
 |  | Number | (%) | Number | (%) | ||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 1,000,000 | 0.22% | 0 | 0.00% | |||||||
 |  |  |  |  |  | ||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
 |  |  |  |  |  | ||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
 |  |  |  |  |  | ||||||
(4) | |||||||||||
TOTAL: | 1,000,000 | 0.22% | 0 | 0.00% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | Â |
Details, including nature of the rights concerned and relevant percentages: | Â |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Â | Purchase/sale | Â | Number of | Â | Price per unit | |
security | Â | securities | Â | ||||
Ordinary npv | Purchase | 27 | 11.4100 ZAR | ||||
ADR | Purchase | 100 | 4.1200 USD | ||||
ADR | Purchase | 100 | 4.1000 USD | ||||
ADR | Purchase | 400 | 4.0925 USD | ||||
ADR | Purchase | 600 | 4.1116 USD | ||||
ADR | Purchase |
600 |
4.1091 USD | ||||
ADR | Purchase | 700 | 4.1150 USD | ||||
ADR | Purchase | 800 | 4.0962 USD | ||||
ADR | Purchase | 1,200 | 4.1037 USD | ||||
ADR | Purchase | 1,400 | 4.0800 USD | ||||
ADR | Purchase | 1,800 | 4.0905 USD | ||||
ADR | Purchase | 2,100 | 4.0171 USD | ||||
ADR | Purchase | 2,500 | 4.1092 USD | ||||
ADR | Purchase | 6,200 | 4.0260 USD | ||||
ADR | Purchase | 10,700 | 4.0978 USD | ||||
ADR | Purchase | 15,600 | 4.0842 USD | ||||
ADR | Purchase | 16,200 | 4.1100 USD | ||||
ADR | Purchase | 23,600 | 4.0904 USD | ||||
ADR | Purchase | 39,200 | 4.0879 USD | ||||
ADR | Purchase | 530,251 | 4.0109 USD | ||||
ADR | Sale | 400 | 4.0600 USD | ||||
ADR | Sale | 1,200 | 4.0800 USD | ||||
ADR | Sale | 5,200 | 4.0949 USD | ||||
ADR | Sale | 8,300 | 4.0237 USD | ||||
ADR | Sale | 9,300 | 4.0500 USD | ||||
ADR | Sale | 14,800 | 4.0980 USD | ||||
ADR | Sale | 15,900 | 4.1100 USD | ||||
ADR | Sale | 34,000 | 4.0868 USD | ||||
ADR | Sale | 39,200 | 4.0879 USD | ||||
ADR | Sale | 63,243 | 4.0577 USD | ||||
Ordinary npv | Sale | 200,000 | 11.4738 ZAR | ||||
ADR | Sale | 201,942 | 3.9902 USD | ||||
ADR | Sale | 255,766 | 4.0143 USD | ||||
Ordinary npv | Sale | 1,600,000 | 11.4100 ZAR |
(b) Cash-settled derivative transactions
Class of | Â | Product | Â | Nature of dealing | Â | Number of | Â | Price per | |
relevant | description | reference | unit | ||||||
security | Â | Â | securities | Â | |||||
Ordinary npv | CFD | Long | 2,000 | 11.5347 ZAR | |||||
Ordinary npv | CFD | Long | 4,525 | 11.4635 ZAR | |||||
Ordinary npv | CFD | Long | 21,606 | 11.4612 ZAR | |||||
Ordinary npv |
CFD |
Long | 38,626 | 11.2654 ZAR | |||||
Ordinary npv | CFD | Long | 115,651 | 11.6753 ZAR | |||||
Ordinary npv | CFD | Long | 118,409 | 11.6628 ZAR | |||||
Ordinary npv | CFD | Long | 143,269 | 11.3859 ZAR | |||||
Ordinary npv | CFD | Long | 1,600,000 | 11.4088 ZAR | |||||
Ordinary npv | CFD | Long | 1,600,000 | 112.6587 ZAR | |||||
Ordinary npv | CFD | Short | 25,000 | 11.6546 ZAR | |||||
Ordinary npv | CFD | Short | 44,815 | 11.4297 ZAR | |||||
Ordinary npv | CFD | Short | 302,014 | 11.4056 ZAR | |||||
Ordinary npv | CFD | Short | 523,901 | 11.4450 ZAR | |||||
ORD | CFD | Short | 2,139,106 | 11.4724 ZAR | |||||
NB: The below transactions which were previously disclosed have been cancelled | |||||||||
Class of | Product | Nature of dealing | Number of | Price per | |||||
relevant | description | reference | unit | ||||||
security | Â | Â | securities | Â | |||||
ORD | CFD | Long | 1,600,000 | 112.6587 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Â | Product description e.g. call option | Â | Writing, purchasing, selling, varying etc. | Â | Number of securities to which option relates | Â | Exercise price per unit | Â |
Type
e.g. American, European etc. |
 | Expiry date |  | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Â |
Product description
e.g. call option |
 | Exercising/ exercised against |  | Number of securities |  | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Â |
Nature of dealing
e.g. subscription, conversion |
 | Details |  | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none†|
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none†|
None |
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | Â | NO |
Date of disclosure: | 27 Feb 2018 | |
Contact name: | Elise Tang | |
Telephone number: | 0207 1163 001 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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