Form 8.3 - SIBANYE GOLD LIMITED

Form 8.3 - SIBANYE GOLD LIMITED

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SIBANYE GOLD LIMITED
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 02 March 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? LONMIN PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   Ordinary npv
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 91,189 0.00% 1,460,597 0.07%
           
(2) Cash-settled derivatives:
206,600 0.01% 936,933 0.04%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 297,789 0.01% 2,397,530 0.11%
 
Class of relevant security: Convertible Bond XS1689727920
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,200,000 0.27% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 1,200,000 0.27% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ADR Purchase 100 3.9450 USD
ADR Purchase 100 3.9600 USD
ADR Purchase 300 3.9266 USD
ADR Purchase 400 3.9500 USD
ADR Purchase 400 3.9612 USD
ADR Purchase 3,100 3.9335 USD
ADR Purchase 8,065 3.9200 USD
ADR Purchase 8,300 3.9464 USD
ADR Purchase 9,568 3.9584 USD
ADR Purchase 10,444 3.9244 USD
ADR Purchase 19,100 3.9462 USD
ADR Purchase 27,400 3.9463 USD
ADR Purchase 151,119 3.9545 USD
ADR Sale 2,000 3.9400 USD
ADR Sale 2,600 3.9837 USD
ADR Sale 3,400 3.9329 USD
ADR Sale 3,700 3.9433 USD
ADR Sale 8,065 3.9200 USD
ADR Sale 10,468 3.9580 USD
ADR Sale 10,555 3.9492 USD
ADR Sale 23,700 3.9467 USD
ADR Sale 24,800 3.9423 USD
ADR Sale 63,294 3.9463 USD
ADR Sale 85,814 3.9578 USD

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
Ordinary npv CFD Long 7,200 11.6265 ZAR
Ordinary npv CFD Long 14,516 11.6251 ZAR
Ordinary npv CFD Long 40,953 11.6176 ZAR
Ordinary npv CFD Long 42,932 11.6189 ZAR
Ordinary npv CFD Long 103,765 11.6926 ZAR
Ordinary npv CFD Long 246,996 11.6953 ZAR
Ordinary npv CFD Long 309,701 11.6739 ZAR
Ordinary npv CFD Short 6,336 11.6487 ZAR
Ordinary npv CFD Short 7,226 11.5953 ZAR
Ordinary npv CFD Short 11,412 11.6145 ZAR
Ordinary npv CFD Short 65,978 11.6426 ZAR
Ordinary npv CFD Short 193,769 11.6226 ZAR
Ordinary npv CFD Short 228,092 11.6440 ZAR
Ordinary npv CFD Short 328,862 11.6723 ZAR
Ordinary npv CFD Short 573,660 11.6752 ZAR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 5 Mar 2018
Contact name: Elise Tang
Telephone number: 0207 1163 001

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Barclays (BARC)
UK 100

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