Form 8.3 - SIBANYE GOLD LIMITED
BARCLAYS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
(a) | Â | Full name of discloser: | Â | Barclays PLC. | |
 |  |  | |||
(b) | Owner or controller of interest and short | ||||
 | positions disclosed, if different from 1(a): |  | |||
(c) | Name of offeror/offeree in relation to whose | SIBANYE GOLD LIMITED | |||
 | relevant securities this form relates: |  | |||
(d) | If an exempt fund manager connected with an | ||||
offeror/offeree, state this and specify identity of | |||||
 | offeror/offeree: |  | |||
(e) | Date position held/dealing undertaken: | 28 December 2017 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
 | disclosures in respect of any other party to the offer? | LONMIN PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | Â | Â | Â | Ordinary npv | |||||||
Interests | Â | Short Positions | |||||||||
 |  | Number |  | (%) | Number |  | (%) | ||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 222,940 | 0.01% | 1,277,299 | 0.06% | |||||||
 |  |  |  |  |  | ||||||
(2) | Cash-settled derivatives: | ||||||||||
247,608 | 0.01% | 0 | 0.00% | ||||||||
 |  |  |  |  |  | ||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
 |  |  |  |  |  | ||||||
(4) | |||||||||||
TOTAL: | 470,548 | 0.02% | 1,277,299 | 0.06% | |||||||
 | |||||||||||
 | |||||||||||
Class of relevant security: | Â | Convertible Bond XS1689727920 | |||||||||
Interests | Short Positions | ||||||||||
 |  | Number | (%) | Number | (%) | ||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 3,200,000 | 0.15% | 0 | 0.00% | |||||||
 |  |  |  |  |  | ||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
 |  |  |  |  |  | ||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
 |  |  |  |  |  | ||||||
(4) | |||||||||||
TOTAL: | 3,200,000 | 0.15% | 0 | 0.00% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | Â |
Details, including nature of the rights concerned and relevant percentages: | Â |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Â | Purchase/sale | Â | Number of | Â | Price per unit | |
security | Â | securities | Â | ||||
ADR | Purchase | 100 | 5.1150 USD | ||||
ADR | Purchase | 100 | 5.1600 USD | ||||
ADR | Purchase | 100 | 5.2050 USD | ||||
ADR | Purchase | 140 | 5.2100 USD | ||||
ADR | Purchase | 200 | 5.2150 USD | ||||
ADR | Purchase | 209 | 5.1700 USD | ||||
ADR | Purchase | 400 | 5.1875 USD | ||||
ADR | Purchase | 600 | 5.1932 USD | ||||
ADR | Purchase | 600 | 5.1950 USD | ||||
ADR | Purchase | 700 | 5.2007 USD | ||||
ADR | Purchase | 819 | 5.1734 USD | ||||
ADR | Purchase | 900 | 5.2000 USD | ||||
ADR | Purchase | 900 | 5.1733 USD | ||||
ADR | Purchase | 1,500 | 5.2006 USD | ||||
ADR | Purchase | 1,700 | 5.1988 USD | ||||
ADR | Purchase | 1,700 | 5.1888 USD | ||||
ADR | Purchase | 1,700 | 5.1729 USD | ||||
ADR | Purchase | 1,800 | 5.1800 USD | ||||
ADR | Purchase | 2,100 | 5.1757 USD | ||||
ADR | Purchase | 2,200 | 5.1931 USD | ||||
ADR | Purchase | 2,200 | 5.1768 USD | ||||
ADR | Purchase | 3,400 | 5.1794 USD | ||||
ADR | Purchase | 3,401 | 5.1735 USD | ||||
ADR | Purchase | 3,600 | 5.1669 USD | ||||
ADR | Purchase | 3,700 | 5.1978 USD | ||||
ADR | Purchase | 3,700 | 5.1951 USD | ||||
ADR | Purchase | 5,200 | 5.1900 USD | ||||
ADR | Purchase | 5,900 | 5.1844 USD | ||||
ADR | Purchase | 6,700 | 5.1984 USD | ||||
ADR | Purchase | 9,093 | 5.1917 USD | ||||
ADR | Purchase | 10,000 | 5.1902 USD | ||||
ADR | Purchase | 12,010 | 5.1826 USD | ||||
ADR | Purchase | 13,500 | 5.1774 USD | ||||
ADR | Purchase | 33,400 | 5.1783 USD | ||||
ADR | Purchase | 33,600 | 5.1789 USD | ||||
ADR | Purchase | 37,706 | 5.1726 USD | ||||
ADR | Purchase | 80,726 | 5.1659 USD | ||||
ADR | Sale | 100 | 5.1150 USD | ||||
ADR | Sale | 100 | 5.1925 USD | ||||
ADR | Sale | 200 | 5.1800 USD | ||||
ADR | Sale | 300 | 5.1516 USD | ||||
ADR | Sale | 500 | 5.1810 USD | ||||
ADR | Sale | 1,800 | 5.1972 USD | ||||
ADR | Sale | 3,800 | 5.1763 USD | ||||
ADR | Sale | 5,200 | 5.1900 USD | ||||
ADR | Sale | 7,800 | 5.1860 USD | ||||
ADR | Sale | 10,319 | 5.1901 USD | ||||
ADR | Sale | 12,800 | 5.1824 USD | ||||
ADR | Sale | 20,600 | 5.1757 USD | ||||
ADR | Sale | 27,200 | 5.1773 USD | ||||
ADR | Sale | 27,310 | 5.1830 USD | ||||
ADR | Sale | 80,726 | 5.1659 USD |
(b) Cash-settled derivative transactions
Class of | Â | Product | Â | Nature of dealing | Â | Number of | Â | Price per | |
relevant | description | reference | unit | ||||||
security | Â | Â | securities | Â | |||||
Ordinary npv | CFD | Long | 8,628 | 15.8900 ZAR | |||||
Ordinary npv | CFD | Long | 9,017 | 15.6811 ZAR | |||||
Ordinary npv | CFD | Long | 9,224 | 15.6955 ZAR | |||||
Ordinary npv | CFD | Long | 67,367 | 15.7273 ZAR | |||||
Ordinary npv | CFD | Long | 173,392 | 15.8153 ZAR | |||||
Ordinary npv | CFD | Long | 320,904 | 15.8418 ZAR | |||||
Ordinary npv | CFD | Short | 6,901 | 15.9245 ZAR | |||||
Ordinary npv | CFD | Short | 11,417 | 15.7518 ZAR | |||||
Ordinary npv | CFD | Short | 18,800 | 15.9293 ZAR | |||||
Ordinary npv | CFD | Short | 41,564 | 15.2326 ZAR | |||||
Ordinary npv | CFD | Short | 55,320 | 15.6781 ZAR | |||||
Ordinary npv | CFD | Short | 229,625 | 15.7863 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Â | Product description e.g. call option | Â | Writing, purchasing, selling, varying etc. | Â | Number of securities to which option relates | Â | Exercise price per unit | Â |
Type
e.g. American, European etc. |
 | Expiry date |  | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Â |
Product description
e.g. call option |
 | Exercising/ exercised against |  | Number of securities |  | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Â |
Nature of dealing
e.g. subscription, conversion |
 | Details |  | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none†|
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none†|
None |
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | Â | NO | |
Date of disclosure: | 29 Dec 2017 | ||
Contact name: | Femi Badmos | ||
Telephone number: | 020 3555 1125 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20171229005161/en/