Form 8.3 - SIBANYE GOLD LIMITED
Form 8.3 - SIBANYE GOLD LIMITED
BARCLAYS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
| (a) | Â | Full name of discloser: | Â | Barclays PLC. | |
| Â | Â | Â | |||
| (b) | Owner or controller of interest and short | ||||
| Â | positions disclosed, if different from 1(a): | Â | |||
| (c) | Name of offeror/offeree in relation to whose | SIBANYE GOLD LIMITED | |||
| Â | relevant securities this form relates: | Â | |||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| Â | offeror/offeree: | Â | |||
| (e) | Date position held/dealing undertaken: | 03 January 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | LONMIN PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | Â | Â | Â | Ordinary npv | |||||||
| Interests | Â | Short Positions | |||||||||
| Â | Â | Number | Â | (%) | Number | Â | (%) | ||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 306,852 | 0.02% | 2,127,509 | 0.08% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 2,952,985 | 0.14% | 0 | 0.00% | ||||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (4) | |||||||||||
| TOTAL: | 3,259,837 | 0.16% | 2,127,509 | 0.08% | |||||||
| Â | |||||||||||
| Â | |||||||||||
| Class of relevant security: | Â | Convertible Bond XS1689727920 | |||||||||
| Interests | Short Positions | ||||||||||
| Â | Â | Number | (%) | Number | (%) | ||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 3,800,000 | 0.84% | 0 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (4) | |||||||||||
| TOTAL: | 3,800,000 | 0.84% | 0 | 0.00% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | Â |
| Details, including nature of the rights concerned and relevant percentages: | Â |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Â | Purchase/sale | Â | Number of | Â | Price per unit | |
| security | Â | securities | Â | ||||
| ADR | Purchase | 100 | 5.3400 USD | ||||
| ADR | Purchase | 100 | 5.3250 USD | ||||
| ADR | Purchase | 197 | 5.3500 USD | ||||
| ADR | Purchase | 200 | 5.3600 USD | ||||
| ADR | Purchase | 200 | 5.3550 USD | ||||
| ADR | Purchase | 200 | 5.3150 USD | ||||
| ADR | Purchase | 200 | 5.2800 USD | ||||
| ADR | Purchase | 300 | 5.3665 USD | ||||
| ADR | Purchase | 300 | 5.3283 USD | ||||
| ADR | Purchase | 500 | 5.3650 USD | ||||
| ADR | Purchase | 500 | 5.3470 USD | ||||
| ADR | Purchase | 553 | 5.3640 USD | ||||
| ADR | Purchase | 600 | 5.3416 USD | ||||
| ADR | Purchase | 600 | 5.2500 USD | ||||
| ADR | Purchase | 800 | 5.3625 USD | ||||
| ADR | Purchase | 947 | 5.3678 USD | ||||
| ADR | Purchase | 1,000 | 5.3350 USD | ||||
| ADR | Purchase | 1,000 | 5.3715 USD | ||||
| ADR | Purchase | 1,000 | 5.3020 USD | ||||
| ADR | Purchase | 1,600 | 5.3606 USD | ||||
| ADR | Purchase | 1,700 | 5.3270 USD | ||||
| ADR | Purchase | 1,950 | 5.3602 USD | ||||
| ADR | Purchase | 2,100 | 5.3700 USD | ||||
| ADR | Purchase | 2,100 | 5.3800 USD | ||||
| ADR | Purchase | 2,500 | 5.3268 USD | ||||
| ADR | Purchase | 2,700 | 5.3685 USD | ||||
| ADR | Purchase | 3,575 | 5.3194 USD | ||||
| ADR | Purchase | 3,600 | 5.2605 USD | ||||
| ADR | Purchase | 3,700 | 5.3525 USD | ||||
| ADR | Purchase | 3,800 | 5.2715 USD | ||||
| ADR | Purchase | 3,800 | 5.2865 USD | ||||
| ADR | Purchase | 4,400 | 5.3647 USD | ||||
| ADR | Purchase | 4,674 | 5.3009 USD | ||||
| ADR | Purchase | 5,800 | 5.3375 USD | ||||
| ADR | Purchase | 6,227 | 5.3527 USD | ||||
| ADR | Purchase | 7,307 | 5.3347 USD | ||||
| ADR | Purchase | 7,600 | 5.2836 USD | ||||
| ADR | Purchase | 8,600 | 5.2799 USD | ||||
| ADR | Purchase | 9,400 | 5.2755 USD | ||||
| ADR | Purchase | 9,500 | 5.3167 USD | ||||
| ADR | Purchase | 12,237 | 5.3694 USD | ||||
| ADR | Purchase | 13,050 | 5.3439 USD | ||||
| ADR | Purchase | 15,700 | 5.3362 USD | ||||
| ADR | Purchase | 16,022 | 5.3206 USD | ||||
| ADR | Purchase | 21,600 | 5.3319 USD | ||||
| ADR | Purchase | 22,200 | 5.3436 USD | ||||
| ADR | Purchase | 23,076 | 5.2821 USD | ||||
| ADR | Purchase | 23,100 | 5.3404 USD | ||||
| ADR | Purchase | 23,800 | 5.3197 USD | ||||
| ADR | Purchase | 29,600 | 5.3589 USD | ||||
| ADR | Purchase | 43,300 | 5.3307 USD | ||||
| ADR | Purchase | 45,392 | 5.3323 USD | ||||
| ADR | Purchase | 200,000 | 5.3299 USD | ||||
| Convertible Bond XS1689727920 | Purchase | 3,600,000 | 100.5000 USD | ||||
| ADR | Sale | 200 | 5.3550 USD | ||||
| ADR | Sale | 300 | 5.3316 USD | ||||
| ADR | Sale | 300 | 5.3766 USD | ||||
| ADR | Sale | 400 | 5.3600 USD | ||||
| ADR | Sale | 600 | 5.2783 USD | ||||
| ADR | Sale | 800 | 5.3387 USD | ||||
| ADR | Sale | 1,000 | 5.3620 USD | ||||
| ADR | Sale | 1,097 | 5.3500 USD | ||||
| ADR | Sale | 1,200 | 5.3791 USD | ||||
| ADR | Sale | 1,300 | 5.2546 USD | ||||
| ADR | Sale | 2,000 | 5.3730 USD | ||||
| ADR | Sale | 2,000 | 5.3475 USD | ||||
| ADR | Sale | 2,261 | 5.3750 USD | ||||
| ADR | Sale | 2,300 | 5.3700 USD | ||||
| ADR | Sale | 2,500 | 5.3800 USD | ||||
| ADR | Sale | 2,900 | 5.3148 USD | ||||
| ADR | Sale | 3,000 | 5.3457 USD | ||||
| ADR | Sale | 3,104 | 5.3622 USD | ||||
| ADR | Sale | 3,400 | 5.3677 USD | ||||
| ADR | Sale | 3,500 | 5.3697 USD | ||||
| ADR | Sale | 3,697 | 5.3514 USD | ||||
| ADR | Sale | 3,800 | 5.3742 USD | ||||
| ADR | Sale | 3,967 | 5.3180 USD | ||||
| ADR | Sale | 4,900 | 5.3521 USD | ||||
| ADR | Sale | 5,425 | 5.3685 USD | ||||
| ADR | Sale | 6,500 | 5.3384 USD | ||||
| ADR | Sale | 6,700 | 5.3375 USD | ||||
| ADR | Sale | 7,100 | 5.3690 USD | ||||
| ADR | Sale | 8,700 | 5.3331 USD | ||||
| ADR | Sale | 9,100 | 5.3716 USD | ||||
| ADR | Sale | 10,022 | 5.3701 USD | ||||
| ADR | Sale | 11,250 | 5.3397 USD | ||||
| ADR | Sale | 16,022 | 5.3206 USD | ||||
| ADR | Sale | 17,000 | 5.3282 USD | ||||
| ADR | Sale | 19,699 | 5.3718 USD | ||||
| ADR | Sale | 23,000 | 5.3219 USD | ||||
| ADR | Sale | 26,500 | 5.3578 USD | ||||
| ADR | Sale | 29,800 | 5.3465 USD | ||||
| ADR | Sale | 33,700 | 5.3308 USD | ||||
| ADR | Sale | 45,000 | 5.3404 USD | ||||
| ADR | Sale | 200,000 | 5.3299 USD | ||||
| ADR | Sale | 200,000 | 5.3300 USD | ||||
| ORD | Sale | 442,901 | 16.2438 ZAR | ||||
| Convertible Bond XS1689727920 | Sale | 3,000,000 | 101.2500 USD |
(b) Cash-settled derivative transactions
| Class of | Â | Product | Â | Nature of dealing | Â | Number of | Â | Price per | |
| relevant | description | reference | unit | ||||||
| security | Â | Â | securities | Â | |||||
| Ordinary npv | CFD | Long | 6,479 | 16.3308 ZAR | |||||
| Ordinary npv | CFD | Long | 23,896 | 16.3622 ZAR | |||||
| Ordinary npv | CFD | Long | 32,027 | 16.3546 ZAR | |||||
| Ordinary npv | CFD | Long | 36,807 | 16.4363 ZAR | |||||
| Ordinary npv | CFD | Long | 76,914 | 16.3510 ZAR | |||||
| Ordinary npv | CFD | Long | 91,912 | 16.4700 ZAR | |||||
| Ordinary npv | CFD | Long | 215,573 | 16.5133 ZAR | |||||
| Ordinary npv | CFD | Long | 619,864 | 16.3920 ZAR | |||||
| Ordinary npv | CFD | Short | 10,587 | 16.3652 ZAR | |||||
| Ordinary npv | CFD | Short | 34,917 | 16.3875 ZAR | |||||
| Ordinary npv | CFD | Short | 58,219 | 16.4535 ZAR | |||||
| Ordinary npv | CFD | Short | 64,000 | 16.4437 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Â | Product description e.g. call option | Â | Writing, purchasing, selling, varying etc. | Â | Number of securities to which option relates | Â | Exercise price per unit | Â |
Type
e.g. American, European etc. |
 | Expiry date |  | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Â |
Product description
e.g. call option |
 | Exercising/ exercised against |  | Number of securities |  | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Â |
Nature of dealing
e.g. subscription, conversion |
 | Details |  | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none†|
|
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none†|
|
None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | Â | NO | |
| Date of disclosure: | 4 Jan 2018 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20180104005773/en/
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