FORM 8.3 - SIBANYE GOLD LIMITED
BARCLAYS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
(a) | Â | Full name of discloser: | Â | Barclays PLC. | |
 |  |  | |||
(b) | Owner or controller of interest and short | ||||
 | positions disclosed, if different from 1(a): |  | |||
(c) | Name of offeror/offeree in relation to whose | SIBANYE GOLD LIMITED | |||
 | relevant securities this form relates: |  | |||
(d) | If an exempt fund manager connected with an | ||||
offeror/offeree, state this and specify identity of | |||||
 | offeror/offeree: |  | |||
(e) | Date position held/dealing undertaken: | 04 January 2018 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
 | disclosures in respect of any other party to the offer? | LONMIN PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | Â | Â | Â | Ordinary npv | Â | Â | Â | Â | Â | Â | |
Interests | Short Positions | ||||||||||
 |  | Number | (%) | Number | (%) | ||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 218,052 | 0.01% | 1,724,244 | 0.08% | |||||||
 |  |  |  |  |  | ||||||
(2) | Cash-settled derivatives: | ||||||||||
2,447,555 | 0.11% | 0 | 0.00% | ||||||||
 |  |  |  |  |  | ||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
 |  |  |  |  |  | ||||||
 | |||||||||||
TOTAL: | 2,665,607 | 0.12% | 1,724,244 | 0.08% |
Class of relevant security: | Â | Â | Â | Convertible Bond XS1689727920 | Â | Â | Â | Â | Â | Â | |
Interests | Short Positions | ||||||||||
 |  | Number | (%) | Number | (%) | ||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 2,200,000 | 0.49% | 0 | 0.00% | |||||||
 |  |  |  |  |  | ||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
 |  |  |  |  |  | ||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
 |  |  |  |  |  | ||||||
 | |||||||||||
TOTAL: | 2,200,000 | 0.49% | 0 | 0.00% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | Â |
Details, including nature of the rights concerned and relevant percentages: | Â |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Â | Purchase/sale | Â | Number of | Â | Price per unit | |
security | Â | securities | Â | ||||
ADR | Purchase | 100 | 5.3250 USD | ||||
ADR | Purchase | 100 | 5.3200 USD | ||||
ADR | Purchase | 200 | 5.3450 USD | ||||
ADR | Purchase | 400 | 5.3550 USD | ||||
ADR | Purchase | 400 | 5.3375 USD | ||||
ADR | Purchase | 2,100 | 5.3390 USD | ||||
ADR | Purchase | 2,900 | 5.3422 USD | ||||
ADR | Purchase | 3,000 | 5.2900 USD | ||||
ADR | Purchase | 6,370 | 5.3400 USD | ||||
ADR | Purchase | 9,200 | 5.3396 USD | ||||
ADR | Purchase | 15,650 | 5.3504 USD | ||||
ADR | Purchase | 22,200 | 5.3386 USD | ||||
ADR | Purchase | 26,630 | 5.3399 USD | ||||
ADR | Purchase | 115,950 | 5.3082 USD | ||||
ADR | Sale | 200 | 5.3150 USD | ||||
ADR | Sale | 400 | 5.3550 USD | ||||
ADR | Sale | 400 | 5.3200 USD | ||||
ADR | Sale | 800 | 5.3300 USD | ||||
ADR | Sale | 900 | 5.3361 USD | ||||
ADR | Sale | 1,000 | 5.3420 USD | ||||
ADR | Sale | 1,100 | 5.3172 USD | ||||
ADR | Sale | 1,300 | 5.3531 USD | ||||
ADR | Sale | 1,300 | 5.3330 USD | ||||
ADR | Sale | 1,400 | 5.3260 USD | ||||
ADR | Sale | 1,900 | 5.3460 USD | ||||
ADR | Sale | 2,300 | 5.3404 USD | ||||
ADR | Sale | 2,400 | 5.3377 USD | ||||
ADR | Sale | 2,500 | 5.3380 USD | ||||
ADR | Sale | 2,700 | 5.3388 USD | ||||
ADR | Sale | 3,000 | 5.2900 USD | ||||
ADR | Sale | 3,500 | 5.3465 USD | ||||
ADR | Sale | 3,600 | 5.3370 USD | ||||
ADR | Sale | 3,900 | 5.3373 USD | ||||
ADR | Sale | 4,300 | 5.3431 USD | ||||
ADR | Sale | 4,900 | 5.3398 USD | ||||
ADR | Sale | 5,000 | 5.3700 USD | ||||
ADR | Sale | 6,300 | 5.3405 USD | ||||
ADR | Sale | 13,500 | 5.3491 USD | ||||
ADR | Sale | 15,650 | 5.3504 USD | ||||
ADR | Sale | 35,000 | 5.3399 USD | ||||
ADR | Sale | 37,694 | 5.2885 USD | ||||
ADR | Sale | 78,256 | 5.3177 USD |
(b) Cash-settled derivative transactions
Class of | Â | Product | Â | Nature of dealing | Â | Number of | Â | Price per | |
relevant | description | reference | unit | ||||||
security | Â | Â | securities | Â | |||||
Ordinary npv | CFD | Long | 1,297 | 16.0035 ZAR | |||||
Ordinary npv | CFD | Long | 3,593 | 16.4181 ZAR | |||||
Ordinary npv | CFD | Long | 7,591 | 16.0943 ZAR | |||||
Ordinary npv | CFD | Long | 8,057 | 16.1853 ZAR | |||||
Ordinary npv | CFD | Long | 9,864 | 16.0088 ZAR | |||||
Ordinary npv | CFD | Long | 11,600 | 16.2851 ZAR | |||||
Ordinary npv | CFD | Long | 13,415 | 16.2148 ZAR | |||||
Ordinary npv | CFD | Long | 15,938 | 16.2397 ZAR | |||||
Ordinary npv | SWAP Expires 08/07/2019 | Long | 22,200 | 5.3352 USD | |||||
Ordinary npv | CFD | Long | 29,462 | 16.2064 ZAR | |||||
Ordinary npv | CFD | Long | 91,336 | 16.3634 ZAR | |||||
Ordinary npv | CFD | Short | 9,864 | 16.2965 ZAR | |||||
Ordinary npv | CFD | Short | 14,020 | 16.0613 ZAR | |||||
Ordinary npv | CFD | Short | 37,816 | 16.2377 ZAR | |||||
Ordinary npv | CFD | Short | 38,380 | 16.1387 ZAR | |||||
Ordinary npv | CFD | Short | 47,579 | 16.0409 ZAR | |||||
Ordinary npv | CFD | Short | 108,724 | 16.1071 ZAR | |||||
Ordinary npv | CFD | Short | 463,400 | 16.3480 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Â | Product description e.g. call option | Â | Writing, purchasing, selling, varying etc. | Â | Number of securities to which option relates | Â | Exercise price per unit | Â |
Type
e.g. American, European etc. |
 | Expiry date |  | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Â |
Product description
e.g. call option |
 | Exercising/ exercised against |  | Number of securities |  | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Â |
Nature of dealing
e.g. subscription, conversion |
 | Details |  | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none†|
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none†|
None |
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | Â | NO | |
Date of disclosure: | 5 Jan 2018 | ||
Contact name: | Femi Badmos | ||
Telephone number: | 020 3555 1125 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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