Form 8.3 - SIBANYE GOLD LIMITED

Form 8.3 - SIBANYE GOLD LIMITED

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SIBANYE GOLD LIMITED
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 08 January 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? LONMIN PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   Ordinary npv
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 322,052 0.01% 1,414,209 0.07%
           
(2) Cash-settled derivatives:
1,882,218 0.09% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 2,204,270 0.10% 1,414,209 0.07%
 
Class of relevant security:   Convertible Bond XS1689727920
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 2,600,000 0.58% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 2,600,000 0.58% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ADR Purchase 100 5.2450 USD
ADR Purchase 100 5.2350 USD
ADR Purchase 200 5.2300 USD
ADR Purchase 400 5.2400 USD
ADR Purchase 400 5.2200 USD
ADR Purchase 700 5.2257 USD
ADR Purchase 1,200 5.2474 USD
ADR Purchase 1,700 5.2514 USD
ADR Purchase 5,300 5.2712 USD
ADR Purchase 6,300 5.2804 USD
ADR Purchase 7,300 5.2364 USD
ADR Purchase 7,400 5.2112 USD
ADR Purchase 8,400 5.2432 USD
ADR Purchase 10,984 5.1900 USD
ADR Purchase 20,300 5.2163 USD
ADR Purchase 22,200 5.2239 USD
ADR Purchase 29,300 5.1750 USD
ADR Purchase 35,600 5.2714 USD
ADR Purchase 51,754 5.2405 USD
ADR Purchase 52,152 5.2377 USD
Convertible Bond Purchase 200,000 99.6400 USD
Convertible Bond Purchase 200,000 100.0000 USD
Convertible Bond Purchase 200,000 100.5000 USD
ADR Sale 100 5.3000 USD
ADR Sale 100 5.2800 USD
ADR Sale 100 5.2450 USD
ADR Sale 100 5.2350 USD
ADR Sale 200 5.2900 USD
ADR Sale 200 5.2001 USD
ADR Sale 400 5.1912 USD
ADR Sale 400 5.2825 USD
ADR Sale 500 5.1830 USD
ADR Sale 800 5.2862 USD
ADR Sale 1,100 5.2236 USD
ADR Sale 1,300 5.2846 USD
ADR Sale 1,800 5.2338 USD
ADR Sale 1,900 5.2505 USD
ADR Sale 2,100 5.2809 USD
ADR Sale 2,600 5.2053 USD
ADR Sale 2,600 5.2361 USD
ADR Sale 2,700 5.2300 USD
ADR Sale 2,800 5.1800 USD
ADR Sale 3,200 5.2275 USD
ADR Sale 3,200 5.2306 USD
ADR Sale 3,900 5.2371 USD
ADR Sale 4,200 5.2689 USD
ADR Sale 5,600 5.2136 USD
ADR Sale 5,800 5.1984 USD
ADR Sale 7,133 5.2413 USD
ADR Sale 8,900 5.2297 USD
ADR Sale 9,000 5.2090 USD
ADR Sale 11,284 5.1900 USD
ADR Sale 11,300 5.2221 USD
ADR Sale 11,300 5.2746 USD
ADR Sale 12,305 5.2244 USD
ADR Sale 12,800 5.2738 USD
ADR Sale 14,598 5.2372 USD
ADR Sale 14,716 5.2506 USD
ADR Sale 29,300 5.1750 USD
ADR Sale 51,754 5.2405 USD
Convertible Bond Sale 1,200,000 100.6250 USD

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
Ordinary npv CFD Long 1 16.4900 ZAR
Ordinary npv CFD Long 41 16.3734 ZAR
Ordinary npv CFD Long 2,168 16.6821 ZAR
Ordinary npv CFD Long 5,084 16.0332 ZAR
Ordinary npv CFD Long 8,383 16.3922 ZAR
Ordinary npv SWAP Expires 10/07/2019 Long 22,200 5.2205 USD
Ordinary npv CFD Long 116,616 16.3928 ZAR
Ordinary npv CFD Short 2,070 16.3146 ZAR
Ordinary npv CFD Short 5,084 16.3868 ZAR
Ordinary npv CFD Short 11,236 16.3365 ZAR
Ordinary npv CFD Short 15,183 16.0382 ZAR
Ordinary npv CFD Short 76,394 16.4079 ZAR
Ordinary npv CFD Short 196,731 16.2357 ZAR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 9 Jan 2018
Contact name: Femi Badmos
Telephone number: 020 3555 1125

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Barclays (BARC)
UK 100
FTSE quotes by TradingView

Latest directors dealings

All directors dealings today