Form 8.3 - SIBANYE GOLD LIMITED

Form 8.3 - SIBANYE GOLD LIMITED

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SIBANYE GOLD LIMITED
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 10 January 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? LONMIN PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   Ordinary npv
Interests   Short Positions
  Number   (%) Number   (%)
(1)   Relevant securities owned
and/or controlled: 314,040 0.01% 1,546,749 0.07%
         
(2) Cash-settled derivatives:
3,482,662 0.16% 0 0.00%
         
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
         
 
TOTAL: 3,796,702 0.18% 1,546,749 0.07%
 
Class of relevant security: Convertible Bond XS1689727920
Interests Short Positions
  Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 2,800,000 0.13% 0 0.00%
         
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
         
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
         
 
TOTAL: 2,800,000 0.13% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ADR Purchase 300 5.2800 USD
ADR Purchase 400 5.2500 USD
ADR Purchase 600 5.2516 USD
ADR Purchase 1,100 5.2436 USD
ADR Purchase 2,500 5.2686 USD
ADR Purchase 4,062 5.2389 USD
ADR Purchase 4,852 5.2638 USD
ADR Purchase 6,200 5.2549 USD
ADR Purchase 11,100 5.2568 USD
ADR Purchase 11,300 5.2950 USD
ADR Purchase 11,800 5.2083 USD
ADR Purchase 14,100 5.2002 USD
ADR Purchase 14,316 5.2840 USD
ADR Purchase 15,100 5.2732 USD
ADR Purchase 16,900 5.2680 USD
ADR Purchase 19,000 5.2384 USD
ADR Purchase 19,870 5.2834 USD
ADR Purchase 32,000 5.2705 USD
ADR Sale 100 5.2900 USD
ADR Sale 200 5.2600 USD
ADR Sale 300 5.2700 USD
ADR Sale 600 5.2658 USD
ADR Sale 800 5.2800 USD
ADR Sale 1,000 5.2300 USD
ADR Sale 1,100 5.1513 USD
ADR Sale 1,200 5.1512 USD
ADR Sale 1,300 5.2400 USD
ADR Sale 2,500 5.2500 USD
ADR Sale 9,300 5.2761 USD
ADR Sale 11,400 5.2950 USD
ADR Sale 12,100 5.2532 USD
ADR Sale 15,900 5.2676 USD
ADR Sale 17,000 5.2733 USD
ADR Sale 22,700 5.2682 USD
ADR Sale 29,962 5.2086 USD
ADR Sale 58,738 5.2726 USD

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
Ordinary npv CFD Long 1,695 16.0354 ZAR
Ordinary npv CFD Long 2,522 15.9336 ZAR
Ordinary npv CFD Long 19,542 15.9140 ZAR
Ordinary npv CFD Long 72,195 16.2466 ZAR
Ordinary npv CFD Long 213,016 16.0320 ZAR
Ordinary npv CFD Long 347,731 16.1935 ZAR
Ordinary npv CFD Long 685,010 16.1788 ZAR
Ordinary npv CFD Short 4,313 15.8566 ZAR
Ordinary npv CFD Short 6,944 16.1083 ZAR
Ordinary npv CFD Short 11,578 16.1073 ZAR
Ordinary npv CFD Short 19,542 16.1047 ZAR
Ordinary npv CFD Short 24,000 16.0148 ZAR
Ordinary npv CFD Short 38,368 16.1942 ZAR
Ordinary npv CFD Short 47,955 16.2842 ZAR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 11 Jan 2018
Contact name: Femi Badmos
Telephone number: 020 3555 1125

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Barclays (BARC)
UK 100

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