Form 8.3 - SIBANYE GOLD LIMITED

Form 8.3 - SIBANYE GOLD LIMITED

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SIBANYE GOLD LIMITED
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 11 January 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? LONMIN PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       Ordinary npv
Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 253,240 0.01% 1,970,653 0.09%
           
(2) Cash-settled derivatives:
2,705,459 0.13% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 2,958,699 0.14% 1,970,653 0.09%
 
 
Class of relevant security:   Convertible Bond XS1689727920
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 4,000,000 0.89% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 4,000,000 0.89% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ADR Purchase 100 5.2600 USD
ADR Purchase 200 5.2825 USD
ADR Purchase 500 5.3060 USD
ADR Purchase 700 5.2814 USD
ADR Purchase 761 5.2942 USD
ADR Purchase 900 5.2894 USD
ADR Purchase 1,200 5.3000 USD
ADR Purchase 1,805 5.2918 USD
ADR Purchase 1,900 5.2923 USD
ADR Purchase 4,000 5.2896 USD
ADR Purchase 4,560 5.2873 USD
ADR Purchase 6,900 5.2784 USD
ADR Purchase 7,200 5.2893 USD
ADR Purchase 7,455 5.2636 USD
ADR Purchase 7,476 5.2594 USD
ADR Purchase 11,400 5.2850 USD
ADR Purchase 12,300 5.2842 USD
ADR Purchase 16,800 5.2847 USD
ADR Purchase 18,800 5.2861 USD
ADR Purchase 35,335 5.2880 USD
ADR Purchase 68,281 5.2757 USD
Convertible Bond Purchase 200,000 100.0000 USD
Convertible Bond Purchase 2,400,000 99.6250 USD
ADR Sale 100 5.2600 USD
ADR Sale 200 5.2825 USD
ADR Sale 605 5.2491 USD
ADR Sale 900 5.2894 USD
ADR Sale 1,100 5.2931 USD
ADR Sale 1,300 5.2907 USD
ADR Sale 2,400 5.2470 USD
ADR Sale 3,710 5.2468 USD
ADR Sale 6,300 5.2809 USD
ADR Sale 6,800 5.2917 USD
ADR Sale 8,000 5.2887 USD
ADR Sale 11,400 5.2872 USD
ADR Sale 11,700 5.2850 USD
ADR Sale 14,636 5.2735 USD
ADR Sale 16,892 5.2657 USD
ADR Sale 17,200 5.2839 USD
ADR Sale 46,930 5.2805 USD
ADR Sale 62,200 5.2868 USD
ORD Sale 369,140 16.0228 ZAR
ORD Sale 516,796 16.0268 ZAR
Convertible Bond Sale 1,400,000 101.1790 USD

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
Ordinary npv CFD Long 100 16.0754 ZAR
Ordinary npv CFD Long 16,894 16.1104 ZAR
Ordinary npv CFD Long 28,466 16.2502 ZAR
Ordinary npv CFD Long 33,828 16.3259 ZAR
Ordinary npv CFD Short 100 16.0546 ZAR
Ordinary npv CFD Short 2,999 16.0545 ZAR
Ordinary npv CFD Short 4,903 16.1405 ZAR
Ordinary npv CFD Short 52,844 16.3560 ZAR
Ordinary npv CFD Short 106,837 16.2067 ZAR
Ordinary npv CFD Short 242,120 16.3576 ZAR
Ordinary npv CFD Short 446,688 16.3242 ZAR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 12 Jan 2018
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Barclays (BARC)
UK 100

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