Form 8.3 - SIBANYE GOLD LIMITED

Form 8.3 - SIBANYE GOLD LIMITED

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SIBANYE GOLD LIMITED
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 22 January 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? LONMIN PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       Ordinary npv
Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 276,028 0.01% 1,564,399 0.07%
           
(2) Cash-settled derivatives:
187,500 0.01% 262,485 0.01%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 463,528 0.02% 1,826,884 0.08%
 
 
Class of relevant security:   Convertible Bond XS1689727920
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 3,600,000 0.80% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 3,600,000 0.80% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ADR Purchase 400 5.0200 USD
ADR Purchase 1,620 5.0555 USD
ADR Purchase 2,200 5.0600 USD
ADR Purchase 3,670 5.0699 USD
ADR Purchase 3,946 5.0612 USD
ADR Purchase 9,100 5.0482 USD
ADR Purchase 9,400 5.0100 USD
ADR Purchase 19,200 5.0545 USD
ADR Purchase 27,200 5.0445 USD
ADR Purchase 36,500 5.0454 USD
ADR Purchase 107,532 5.0457 USD
ADR Sale 200 5.0400 USD
ADR Sale 300 5.0600 USD
ADR Sale 500 5.0960 USD
ADR Sale 600 5.0266 USD
ADR Sale 800 5.0200 USD
ADR Sale 900 5.0411 USD
ADR Sale 1,086 5.0650 USD
ADR Sale 1,100 5.0763 USD
ADR Sale 2,721 5.0320 USD
ADR Sale 3,670 5.0699 USD
ADR Sale 3,820 5.0581 USD
ADR Sale 3,946 5.0612 USD
ADR Sale 6,400 5.0523 USD
ADR Sale 6,910 5.0298 USD
ADR Sale 8,000 5.0526 USD
ADR Sale 9,400 5.0100 USD
ADR Sale 10,300 5.0568 USD
ADR Sale 17,700 5.0466 USD
ADR Sale 18,800 5.0442 USD
ADR Sale 20,800 5.0402 USD
ADR Sale 27,983 5.0288 USD
ADR Sale 28,300 5.0434 USD
ADR Sale 49,118 5.0607 USD
Ordinary npv Sale 133,278 15.2466 ZAR

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
Ordinary npv CFD Long 6,158 15.1739 ZAR
Ordinary npv CFD Long 9,115 15.2518 ZAR
Ordinary npv CFD Long 13,909 15.3341 ZAR
Ordinary npv CFD Long 15,200 15.2062 ZAR
Ordinary npv CFD Long 17,641 15.2008 ZAR
Ordinary npv CFD Long 23,236 15.2064 ZAR
Ordinary npv CFD Long 48,331 15.2672 ZAR
Ordinary npv CFD Long 87,184 15.2359 ZAR
Ordinary npv CFD Short 10,000 15.2243 ZAR
Ordinary npv SWAP Expires 24/07/2019 Long 19,200 5.0511 USD
Ordinary npv CFD Short 14,783 15.2194 ZAR
Ordinary npv CFD Short 55,859 15.1879 ZAR
Ordinary npv CFD Short 90,878 15.2060 ZAR
Ordinary npv CFD Short 98,447 15.2037 ZAR
Ordinary npv CFD Short 119,798 15.2135 ZAR
Ordinary npv CFD Short 124,588 15.2044 ZAR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 23 Jan 2018
Contact name: Femi Badmos
Telephone number: 020 3555 1125

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Barclays (BARC)
UK 100

Latest directors dealings