Form 8.3 - SIBANYE GOLD LIMITED

Form 8.3 - SIBANYE GOLD LIMITED

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:  

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

   
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

SIBANYE GOLD LIMITED

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:    
(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

23 Jan 2018

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

 

YES LONMIN PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       Ordinary npv       0    
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 242,828 0.01% 1,505,284 0.07%
           
(2) Cash-settled derivatives:
388,049 0.01% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 630,877 0.02% 1,505,284 0.07%
 
Class of relevant security:   Convertible Bond XS1689727920      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,600,000 0.36% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 1,600,000 0.36% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ADR Purchase 100 5.0500 USD
ADR Purchase 200 5.0400 USD
ADR Purchase 400 5.0425 USD
ADR Purchase 695 5.0370 USD
ADR Purchase 883 5.0775 USD
ADR Purchase 1,700 5.0900 USD
ADR Purchase 1,700 5.0708 USD
ADR Purchase 2,400 5.1433 USD
ADR Purchase 5,643 5.0536 USD
ADR Purchase 5,900 5.1500 USD
ADR Purchase 6,000 5.0920 USD
ADR Purchase 6,200 5.2066 USD
ADR Purchase 7,757 5.0693 USD
ADR Purchase 8,000 5.2400 USD
ADR Purchase 10,600 5.1997 USD
ADR Purchase 19,100 5.1311 USD
ADR Purchase 23,200 5.1680 USD
ADR Purchase 24,960 5.0200 USD
ADR Purchase 38,111 5.1278 USD
ADR Purchase 38,769 5.1263 USD
ADR Purchase 42,100 5.0729 USD
ADR Purchase 45,400 5.1357 USD
ADR Purchase 47,321 5.2351 USD
ADR Sale 200 5.0400 USD
ADR Sale 200 5.1200 USD
ADR Sale 400 5.1100 USD
ADR Sale 2,300 5.1826 USD
ADR Sale 2,300 5.1139 USD
ADR Sale 2,400 5.1037 USD
ADR Sale 2,900 5.1020 USD
ADR Sale 3,100 5.1755 USD
ADR Sale 3,500 5.1404 USD
ADR Sale 3,600 5.0979 USD
ADR Sale 4,300 5.0500 USD
ADR Sale 5,060 5.2356 USD
ADR Sale 5,100 5.0994 USD
ADR Sale 5,282 5.2046 USD
ADR Sale 6,200 5.1779 USD
ADR Sale 6,500 5.1253 USD
ADR Sale 6,500 5.1576 USD
ADR Sale 6,505 5.2331 USD
ADR Sale 7,400 5.1151 USD
ADR Sale 8,000 5.2400 USD
ADR Sale 9,100 5.2326 USD
ADR Sale 9,587 5.1150 USD
ADR Sale 10,300 5.1844 USD
ADR Sale 13,056 5.2348 USD
ADR Sale 13,800 5.2347 USD
ADR Sale 15,800 5.1928 USD
ADR Sale 71,855 5.0569 USD
ADR Sale 112,194 5.1240 USD
ORD Sale 492,658 15.1812 ZAR
Convertible Bond Sale 2,000,000 99.1530 USD

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
Ordinary npv CFD Long 1,213 15.1841 ZAR
Ordinary npv CFD Long 3,427 15.0856 ZAR
Ordinary npv CFD Long 11,036 15.2139 ZAR
Ordinary npv CFD Long 16,598 15.2137 ZAR
Ordinary npv CFD Long 24,000 15.2087 ZAR
Ordinary npv CFD Long 29,087 15.2125 ZAR
Ordinary npv CFD Long 47,437 15.0994 ZAR
Ordinary npv CFD Long 113,522 15.1496 ZAR
Ordinary npv CFD Long 222,620 15.1534 ZAR
Ordinary npv CFD Short 9,552 15.1843 ZAR
Ordinary npv CFD Short 15,454 15.1895 ZAR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

NO

Date of disclosure:  

24 Jan 2018

Contact name:

Jay Supaya

Telephone number:

020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Barclays (BARC)
UK 100
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