Form 8.3 - SIBANYE GOLD LIMITED

Form 8.3 - SIBANYE GOLD LIMITED

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:  

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

   
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

SIBANYE GOLD LIMITED

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:    
(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

29 March 2018

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

 

YES LONMIN PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       Ordinary npv       0    
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 193,645 0.01% 1,355,769 0.07%
           
(2) Cash-settled derivatives:
206,600 0.01% 2,909,201 0.13%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 400,245 0.02% 4,264,970 0.20%
 
Class of relevant security:   Convertible Bond XS1689727920      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,200,000 0.27% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 1,200,000 0.27% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)   Purchases and sales          
Class of relevant Purchase/sale Number of Price per unit
security   securities  
ADR Purchase 200 4.0050 USD
ADR Purchase 1,000 4.0020 USD
ADR Purchase 2,000 3.9800 USD
ADR Purchase 2,060 3.9954 USD
ADR Purchase 4,500 3.9951 USD
ADR Purchase 7,026 3.9900 USD
ADR Purchase 7,400 3.9952 USD
ADR Purchase 8,000 4.0100 USD
ADR Purchase 9,000 3.9750 USD
ADR Purchase 12,900 4.0081 USD
ADR Purchase 15,500 3.9970 USD
ADR Purchase 19,900 3.9965 USD
ADR Purchase 56,562 4.0198 USD
ADR Purchase 86,342 4.0001 USD
ADR Purchase 103,630 3.9878 USD
ADR Sale 300 3.9966 USD
ADR Sale 600 4.0016 USD
ADR Sale 993 3.9965 USD
ADR Sale 1,100 4.0127 USD
ADR Sale 1,200 4.0050 USD
ADR Sale 2,000 4.0192 USD
ADR Sale 2,200 3.9986 USD
ADR Sale 2,800 3.9957 USD
ADR Sale 4,700 4.0059 USD
ADR Sale 5,900 3.9953 USD
ADR Sale 6,400 3.9993 USD
ADR Sale 8,200 3.9951 USD
ADR Sale 8,249 4.0100 USD
ADR Sale 9,200 3.9973 USD
ADR Sale 9,600 4.0000 USD
ADR Sale 10,539 3.9900 USD
ADR Sale 11,300 4.0201 USD
ADR Sale 11,700 3.9974 USD
ADR Sale 14,000 3.9970 USD
ADR Sale 24,700 3.9695 USD
ADR Sale 35,433 3.9750 USD
ADR Sale 41,700 3.9943 USD
ADR Sale 46,797 4.0031 USD
ADR Sale 78,862 4.0145 USD
Ordinary npv Sale 190,399 11.7308 ZAR
 
(b) Cash-settled derivative transactions      
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security     securities  
Ordinary npv CFD Long 2,200 11.6180 ZAR
Ordinary npv CFD Long 10,579 11.6290 ZAR
Ordinary npv CFD Long 33,979 11.6643 ZAR
Ordinary npv CFD Long 69,237 11.7239 ZAR
Ordinary npv CFD Long 230,178 11.6105 ZAR
Ordinary npv CFD Long 258,248 11.8068 ZAR
Ordinary npv CFD Short 2,200 11.5346 ZAR
Ordinary npv CFD Short 9,970 11.5579 ZAR
Ordinary npv CFD Short 10,579 11.6915 ZAR
Ordinary npv CFD Short 75,202 11.6533 ZAR
Ordinary npv CFD Short 114,892 11.5755 ZAR
Ordinary npv CFD Short 391,720 11.6620 ZAR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

NO

Date of disclosure:  

3 April 2018

Contact name:

ELISE TANG

Telephone number:

0207 1163001

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Barclays (BARC)
UK 100
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