Form 8.3 - SIBANYE GOLD LIMITED

Form 8.3 - SIBANYE GOLD LIMITED

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose

SIBANYE GOLD LIMITED

  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 31 January 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? LONMIN PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   Ordinary npv
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 202,000 0.01% 1,580,168 0.07%
           
(2) Cash-settled derivatives:
210,048 0.01% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 412,048 0.02% 1,580,168 0.07%
 
Class of relevant security: Convertible Bond XS1689727920
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,600,000 0.36% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 1,600,000 0.36% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ADR Purchase 200 4.7650 USD
ADR Purchase 200 4.7000 USD
ADR Purchase 400 4.6600 USD
ADR Purchase 856 4.7140 USD
ADR Purchase 1,900 4.7173 USD
ADR Purchase 4,974 4.7206 USD
ADR Purchase 6,643 4.7074 USD
ADR Purchase 6,700 4.7147 USD
ADR Purchase 7,200 4.7199 USD
ADR Purchase 8,426 4.7300 USD
ADR Purchase 13,743 4.7190 USD
ADR Purchase 14,806 4.7377 USD
ADR Purchase 18,562 4.6712 USD
ADR Purchase 26,200 4.6626 USD
ADR Purchase 39,800 4.7289 USD
ADR Purchase 49,500 4.7253 USD
ADR Purchase 52,229 4.7089 USD
ADR Purchase 52,999 4.7152 USD
ADR Sale 200 4.6625 USD
ADR Sale 300 4.7100 USD
ADR Sale 400 4.7650 USD
ADR Sale 400 4.7200 USD
ADR Sale 500 4.6640 USD
ADR Sale 600 4.7116 USD
ADR Sale 843 4.7038 USD
ADR Sale 1,200 4.6650 USD
ADR Sale 1,500 4.7173 USD
ADR Sale 2,200 4.6609 USD
ADR Sale 3,000 4.7008 USD
ADR Sale 3,000 4.7089 USD
ADR Sale 3,277 4.7361 USD
ADR Sale 3,800 4.7365 USD
ADR Sale 4,800 4.7266 USD
ADR Sale 8,400 4.7300 USD
ADR Sale 10,400 4.6656 USD
ADR Sale 11,700 4.6600 USD
ADR Sale 16,223 4.6979 USD
ADR Sale 20,500 4.7357 USD
ADR Sale 24,899 4.7182 USD
ADR Sale 28,699 4.7188 USD
ADR Sale 29,000 4.7180 USD
ADR Sale 43,500 4.7281 USD
ADR Sale 85,997 4.7055 USD
ORD Sale 400,000 13.7600 ZAR
ORD Sale 626,320 13.7493 ZAR

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
Ordinary npv CFD Long 9,726 13.9544 ZAR
Ordinary npv CFD Long 15,869 13.7270 ZAR
Ordinary npv CFD Long 18,437 13.8868 ZAR
Ordinary npv CFD Long 126,769 13.7755 ZAR
Ordinary npv CFD Long 201,326 13.8759 ZAR
Ordinary npv CFD Long 284,388 13.8653 ZAR
Ordinary npv CFD Long 400,000 13.7586 ZAR
Ordinary npv CFD Short 5,625 13.8092 ZAR
Ordinary npv CFD Short 9,833 13.5854 ZAR
Ordinary npv CFD Short 10,000 13.8039 ZAR
Ordinary npv CFD Short 10,632 13.8464 ZAR
Ordinary npv CFD Short 35,600 13.8153 ZAR
Ordinary npv CFD Short 41,489 13.6563 ZAR
Ordinary npv CFD Short 58,781 13.8130 ZAR
Ordinary npv CFD Short 130,751 13.8277 ZAR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 1 Feb 2018
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Barclays (BARC)
UK 100

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