Form 8.3 - SIBANYE GOLD LIMITED

Form 8.3 - SIBANYE GOLD LIMITED

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SIBANYE GOLD LIMITED
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 09 April 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? LONMIN PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       Ordinary npv            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 84,361 0.00% 1,314,403 0.06%
           
(2) Cash-settled derivatives:
206,600 0.01% 10,823,791 0.50%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 290,961 0.01% 12,138,194 0.56%
 
Class of relevant security:   Convertible Bond XS1689727920      
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,200,000 0.27% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 1,200,000 0.27% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ADR Purchase 100 3.7500 USD
ADR Purchase 300 3.7750 USD
ADR Purchase 1,400 3.8464 USD
ADR Purchase 1,600 3.8431 USD
ADR Purchase 3,400 3.7800 USD
ADR Purchase 5,200 3.8179 USD
ADR Purchase 5,370 3.7768 USD
ADR Purchase 6,241 3.7845 USD
ADR Purchase 6,600 3.8089 USD
ADR Purchase 53,800 3.8038 USD
ADR Purchase 73,700 3.8181 USD
ADR Purchase 142,500 3.7995 USD
ADR Purchase 2,260,510 3.7561 USD
ADR Sale 100 3.7600 USD
ADR Sale 300 3.7750 USD
ADR Sale 500 3.7220 USD
ADR Sale 800 3.7275 USD
ADR Sale 1,300 3.8261 USD
ADR Sale 1,500 3.8533 USD
ADR Sale 2,872 3.7533 USD
ADR Sale 3,400 3.7800 USD
ADR Sale 3,800 3.8167 USD
ADR Sale 4,300 3.6990 USD
ADR Sale 7,300 3.7620 USD
ADR Sale 12,700 3.7817 USD
ADR Sale 15,070 3.8042 USD
ADR Sale 16,700 3.7075 USD
ADR Sale 16,700 3.7874 USD
ADR Sale 114,800 3.8154 USD
ADR Sale 121,500 3.8048 USD
ADR Sale 302,475 3.7505 USD
Ordinary npv Sale 348,561 11.5816 ZAR
ADR Sale 491,477 3.7578 USD
ADR Sale 642,908 3.7565 USD
ADR Sale 793,978 3.7577 USD

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
Ordinary npv CFD Long 1,673 11.2767 ZAR
Ordinary npv CFD Long 2,000 11.4267 ZAR
Ordinary npv CFD Long 7,782 11.2014 ZAR
Ordinary npv CFD Long 21,480 11.3152 ZAR
Ordinary npv CFD Long 45,239 11.2055 ZAR
Ordinary npv CFD Long 49,040 11.3114 ZAR
Ordinary npv CFD Long 50,069 11.7090 ZAR
Ordinary npv CFD Long 134,531 11.2272 ZAR
Ordinary npv CFD Long 170,738 11.1858 ZAR
Ordinary npv CFD Long 736,823 11.3173 ZAR
Ordinary npv CFD Long 1,327,756 11.2954 ZAR
Ordinary npv CFD Short 26,959 11.1415 ZAR
Ordinary npv CFD Short 51,216 11.2164 ZAR
Ordinary npv CFD Short 320,613 11.3536 ZAR
Ordinary npv CFD Short 1,137,618 11.3286 ZAR
Ordinary npv CFD Short 8,867,997 11.2153 ZAR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 10 Apr 2018
Contact name: Elise Tang
Telephone number: 0207 1163 001

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Barclays (BARC)
UK 100

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