Form 8.3 - SIBANYE GOLD LIMITED

Form 8.3 - SIBANYE GOLD LIMITED

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SIBANYE GOLD LIMITED
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 10 April 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? LONMIN PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   Ordinary npv
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 73,161 0.00% 1,247,503 0.05%
           
(2) Cash-settled derivatives:
206,600 0.01% 4,341,164 0.20%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 279,761 0.01% 5,588,667 0.25%
 
Class of relevant security: Convertible Bond XS1689727920
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,200,000 0.27% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 1,200,000 0.27% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ADR Purchase 200 3.6775 USD
ADR Purchase 600 3.6800 USD
ADR Purchase 900 3.6983 USD
ADR Purchase 1,200 3.7025 USD
ADR Purchase 1,405 3.7108 USD
ADR Purchase 1,500 3.6900 USD
ADR Purchase 2,519 3.7300 USD
ADR Purchase 2,600 3.7125 USD
ADR Purchase 6,000 3.7400 USD
ADR Purchase 44,100 3.7162 USD
ADR Purchase 57,700 3.7241 USD
ADR Purchase 101,800 3.7207 USD
Ordinary npv Purchase 307,600 10.8965 ZAR
Convertible Bond XS1689727920 Purchase 1,000,000 81.5000 USD
Convertible Bond XS1689727920 Purchase 1,000,000 81.0000 USD
ADR Purchase 1,074,687 3.6886 USD
Ordinary npv Purchase 1,274,262 11.0000 ZAR
ADR Sale 100 3.6800 USD
ADR Sale 100 3.7100 USD
ADR Sale 200 3.6750 USD
ADR Sale 300 3.7283 USD
ADR Sale 400 3.7287 USD
ADR Sale 1,500 3.6900 USD
ADR Sale 1,700 3.7082 USD
ADR Sale 4,105 3.7011 USD
ADR Sale 4,519 3.7300 USD
ADR Sale 6,000 3.7400 USD
ADR Sale 8,700 3.7236 USD
ADR Sale 20,900 3.7268 USD
ADR Sale 80,900 3.7191 USD
ADR Sale 93,100 3.7204 USD
ADR Sale 184,091 3.6951 USD
ADR Sale 214,631 3.6929 USD
ADR Sale 328,409 3.6855 USD
ADR Sale 345,556 3.6853 USD
Convertible Bond XS1689727920 Sale 2,000,000 82.0000 USD
Ordinary npv Sale 12,600,000 11.3000 ZAR

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
Ordinary npv CFD Long 6,000 10.9391 ZAR
Ordinary npv CFD Long 40,466 10.9168 ZAR
Ordinary npv CFD Long 92,924 11.0003 ZAR
Ordinary npv CFD Long 216,894 10.9956 ZAR
Ordinary npv CFD Long 301,200 10.9649 ZAR
Ordinary npv CFD Long 877,060 10.9868 ZAR
Ordinary npv CFD Long 12,600,000 11.2988 ZAR
Ordinary npv CFD Short 14,966 11.0031 ZAR
Ordinary npv CFD Short 25,463 11.2338 ZAR
Ordinary npv CFD Short 67,690 10.9545 ZAR
Ordinary npv CFD Short 73,461 10.9211 ZAR
Ordinary npv CFD Short 292,178 10.9929 ZAR
Ordinary npv CFD Short 1,015,762 11.0011 ZAR
Ordinary npv CFD Short 1,937,649 11.0136 ZAR
Ordinary npv CFD Short 4,224,748 10.9700 ZAR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 11 Apr 2018
Contact name: Elise Tang
Telephone number: 0207 1163 001

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Barclays (BARC)
UK 100

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