Form 8.3 - SIBANYE GOLD LIMITED

Form 8.3 - SIBANYE GOLD LIMITED

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SIBANYE GOLD LIMITED
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 11 April 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? LONMIN PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       Ordinary npv            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 66,361 0.00% 1,247,103 0.05%
           
(2) Cash-settled derivatives:
206,600 0.01% 3,469,864 0.16%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 272,961 0.01% 4,716,967 0.21%
 
Class of relevant security:   Convertible Bond XS1689727920      
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,200,000 0.27% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 1,200,000 0.27% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ADR Purchase 1,600 3.8372 USD
ADR Purchase 2,609 3.8500 USD
ADR Purchase 3,800 3.7650 USD
ADR Purchase 4,900 3.8600 USD
ADR Purchase 27,706 3.8223 USD
ADR Purchase 30,900 3.8278 USD
ADR Purchase 35,600 3.8357 USD
ADR Purchase 36,700 3.8540 USD
ADR Purchase 52,666 3.8502 USD
ADR Purchase 63,440 3.8301 USD
ADR Purchase 66,500 3.8320 USD
ADR Purchase 184,423 3.8022 USD
ADR Purchase 233,966 3.8184 USD
ADR Sale 100 3.8450 USD
ADR Sale 200 3.8350 USD
ADR Sale 399 3.8399 USD
ADR Sale 500 3.8400 USD
ADR Sale 600 3.8033 USD
ADR Sale 624 3.7977 USD
ADR Sale 950 3.7952 USD
ADR Sale 1,100 3.8355 USD
ADR Sale 1,400 3.8578 USD
ADR Sale 2,000 3.7975 USD
ADR Sale 2,200 3.8081 USD
ADR Sale 2,709 3.8500 USD
ADR Sale 3,800 3.7650 USD
ADR Sale 4,900 3.8600 USD
ADR Sale 8,241 3.8445 USD
ADR Sale 9,786 3.7997 USD
ADR Sale 10,300 3.8439 USD
ADR Sale 22,800 3.7898 USD
ADR Sale 29,841 3.8244 USD
ADR Sale 30,300 3.8582 USD
ADR Sale 33,326 3.8192 USD
ADR Sale 33,509 3.8129 USD
ADR Sale 56,200 3.8298 USD
ADR Sale 64,500 3.8331 USD
ADR Sale 123,030 3.8196 USD
ADR Sale 301,495 3.8187 USD

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
Ordinary npv CFD Long 4,281 10.9357 ZAR
Ordinary npv CFD Long 11,120 10.7569 ZAR
Ordinary npv CFD Long 41,115 10.9214 ZAR
Ordinary npv CFD Long 300,324 10.9802 ZAR
Ordinary npv CFD Long 1,208,257 10.9551 ZAR
Ordinary npv CFD Short 508 11.0531 ZAR
Ordinary npv CFD Short 4,629 10.8953 ZAR
Ordinary npv CFD Short 129,510 10.9132 ZAR
Ordinary npv CFD Short 217,533 10.9700 ZAR
Ordinary npv CFD Short 341,617 11.0084 ZAR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 12 Apr 2018
Contact name: Elise Tang
Telephone number: 0207 1163 001

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Barclays (BARC)
UK 100

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