Form 8.3 - SIBANYE GOLD LIMITED

Form 8.3 - SIBANYE GOLD LIMITED

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:  

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

   
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

SIBANYE GOLD LIMITED

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:    
(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

6 FEB 2018

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

 

YES LONMIN PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       Ordinary npv       0    
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 336,972 0.02% 1,810,337 0.08%
           
(2) Cash-settled derivatives:
206,600 0.01% 803,434 0.04%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 543,572 0.03% 2,613,771 0.12%
 
Class of relevant security:   Convertible Bond 2023 XS1689727920    
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 2,600,000 0.58% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 2,600,000 0.58% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ADR Purchase 100 4.3100 USD
ADR Purchase 200 4.2700 USD
ADR Purchase 300 4.3400 USD
ADR Purchase 400 4.2750 USD
ADR Purchase 641 4.2629 USD
ADR Purchase 700 4.3207 USD
ADR Purchase 800 4.3362 USD
ADR Purchase 2,100 4.3240 USD
ADR Purchase 2,158 4.3285 USD
ADR Purchase 2,900 4.2882 USD
ADR Purchase 3,600 4.3259 USD
ADR Purchase 3,843 4.3198 USD
ADR Purchase 4,151 4.2754 USD
ADR Purchase 5,200 4.3336 USD
ADR Purchase 5,335 4.3278 USD
ADR Purchase 5,642 4.3270 USD
ADR Purchase 6,500 4.3266 USD
ADR Purchase 8,770 4.2805 USD
ADR Purchase 15,442 4.3450 USD
ADR Purchase 18,800 4.3133 USD
ADR Purchase 50,000 4.3200 USD
ADR Purchase 56,200 4.3265 USD
ADR Purchase 65,200 4.2800 USD
ADR Purchase 200,000 4.3231 USD
ADR Purchase 346,314 4.3113 USD
ADR Sale 42 4.2700 USD
ADR Sale 100 4.4100 USD
ADR Sale 100 4.3700 USD
ADR Sale 100 4.3450 USD
ADR Sale 100 4.2500 USD
ADR Sale 200 4.3050 USD
ADR Sale 200 4.3650 USD
ADR Sale 300 4.3166 USD
ADR Sale 700 4.3400 USD
ADR Sale 800 4.3350 USD
ADR Sale 900 4.3416 USD
ADR Sale 900 4.3338 USD
ADR Sale 1,300 4.3469 USD
ADR Sale 1,400 4.3335 USD
ADR Sale 1,400 4.3225 USD
ADR Sale 1,542 4.3141 USD
ADR Sale 2,650 4.3339 USD
ADR Sale 2,700 4.3301 USD
ADR Sale 2,853 4.3300 USD
ADR Sale 4,200 4.3214 USD
ADR Sale 4,200 4.3276 USD
ADR Sale 5,400 4.3334 USD
ADR Sale 5,625 4.3317 USD
ADR Sale 5,800 4.2841 USD
ADR Sale 9,100 4.3569 USD
ADR Sale 9,705 4.3249 USD
ADR Sale 9,800 4.3261 USD
ADR Sale 10,700 4.3354 USD
ADR Sale 13,300 4.3260 USD
ADR Sale 13,517 4.3168 USD
ADR Sale 15,697 4.3169 USD
ADR Sale 16,100 4.3303 USD
ADR Sale 18,544 4.3247 USD
ADR Sale 23,300 4.3172 USD
ADR Sale 23,800 4.3240 USD
ADR Sale 42,510 4.2993 USD
ADR Sale 48,100 4.3274 USD
ADR Sale 52,615 4.3200 USD
ADR Sale 69,600 4.2800 USD
ADR Sale 74,336 4.3236 USD
ADR Sale 99,317 4.3232 USD
ADR Sale 177,014 4.3066 USD
Ordinary npv Sale 760,000 13.0400 ZAR
Ordinary npv Sale 2,000,000 12.7800 ZAR

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
Ordinary npv CFD Long 299 13.4261 ZAR
Ordinary npv CFD Long 10,408 12.7707 ZAR
Ordinary npv CFD Long 14,424 12.8376 ZAR
Ordinary npv CFD Long 18,763 12.7810 ZAR
Ordinary npv CFD Long 23,118 12.7825 ZAR
Ordinary npv CFD Long 79,732 13.0992 ZAR
Ordinary npv CFD Long 113,621 12.7636 ZAR
Ordinary npv CFD Long 760,000 13.0386 ZAR
Ordinary npv CFD Long 2,000,000 12.7787 ZAR
Ordinary npv CFD Short 613 12.7936 ZAR
Ordinary npv CFD Short 17,002 12.9242 ZAR
Ordinary npv CFD Short 25,305 12.9800 ZAR
Ordinary npv CFD Short 32,001 12.9890 ZAR
Ordinary npv CFD Short 38,547 12.8401 ZAR
Ordinary npv CFD Short 45,966 12.9444 ZAR
Ordinary npv CFD Short 126,196 12.8904 ZAR
Ordinary npv CFD Short 594,110 12.7919 ZAR
Ordinary npv CFD Short 1,112,433 12.9036 ZAR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

NO

Date of disclosure:  

7 FEB 2018

Contact name:

Elise Tang

Telephone number:

0207 1163 001

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Barclays (BARC)
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