Form 8.3 - SIBANYE GOLD LIMITED

Form 8.3 - SIBANYE GOLD LIMITED

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:  

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

   
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

SIBANYE GOLD LIMITED

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:    
(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

8 FEB 2018

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

 

YES LONMIN PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       Ordinary npv       0    
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 748,200 0.04% 1,996,437 0.09%
           
(2) Cash-settled derivatives:
206,600 0.01% 3,755,116 0.17%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 954,800 0.05% 5,751,553 0.26%
 
Class of relevant security:   Convertible Bond 2023 XS1689727920    
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 2,600,000 0.58% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 2,600,000 0.58% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ADR Purchase 100 4.1150 USD
ADR Purchase 200 4.1600 USD
ADR Purchase 200 4.1250 USD
ADR Purchase 200 4.1225 USD
ADR Purchase 400 4.0900 USD
ADR Purchase 400 4.1375 USD
ADR Purchase 400 4.1050 USD
ADR Purchase 600 4.0400 USD
ADR Purchase 700 4.1064 USD
ADR Purchase 700 4.0928 USD
ADR Purchase 700 4.1200 USD
ADR Purchase 940 4.1462 USD
ADR Purchase 1,300 4.1305 USD
ADR Purchase 1,300 4.1353 USD
ADR Purchase 1,400 4.0889 USD
ADR Purchase 1,546 4.0846 USD
ADR Purchase 1,700 4.1102 USD
ADR Purchase 1,900 4.1415 USD
ADR Purchase 2,300 4.1045 USD
ADR Purchase 2,867 4.1465 USD
ADR Purchase 3,800 4.0993 USD
ADR Purchase 6,200 4.1478 USD
ADR Purchase 6,600 4.1490 USD
ADR Purchase 7,800 4.1429 USD
ADR Purchase 9,100 4.1365 USD
ADR Purchase 11,680 4.1128 USD
ADR Purchase 14,034 4.1090 USD
ADR Purchase 22,500 4.1343 USD
ADR Purchase 26,147 4.1129 USD
ADR Purchase 29,700 4.1266 USD
ADR Purchase 40,404 4.1229 USD
ADR Purchase 45,500 4.1276 USD
ADR Purchase 49,100 4.1300 USD
ADR Purchase 87,423 4.1325 USD
ADR Purchase 116,586 4.1287 USD
ADR Purchase 662,698 4.0968 USD
Ordinary npv Purchase 1,845,700 12.2928 ZAR
Convertible Bond Purchase 5,000,000 89.3600 USD
ADR Sale 200 4.0300 USD
ADR Sale 200 4.1350 USD
ADR Sale 300 4.1166 USD
ADR Sale 600 4.0400 USD
ADR Sale 700 4.0528 USD
ADR Sale 700 4.1500 USD
ADR Sale 1,181 4.1323 USD
ADR Sale 1,200 4.1208 USD
ADR Sale 1,219 4.0900 USD
ADR Sale 1,300 4.1305 USD
ADR Sale 1,300 4.1400 USD
ADR Sale 1,527 4.1013 USD
ADR Sale 1,600 4.0912 USD
ADR Sale 1,600 4.1412 USD
ADR Sale 2,700 4.1366 USD
ADR Sale 3,873 4.1076 USD
ADR Sale 5,500 4.1432 USD
ADR Sale 21,800 4.1265 USD
ADR Sale 25,000 4.1287 USD
ADR Sale 25,300 4.1087 USD
ADR Sale 45,300 4.1281 USD
ADR Sale 48,900 4.1300 USD
ADR Sale 49,633 4.1124 USD
ADR Sale 52,342 4.1198 USD
ADR Sale 113,769 4.0695 USD
ADR Sale 180,673 4.1079 USD
ADR Sale 263,620 4.1279 USD
ADR Sale 263,681 4.0936 USD
Ordinary npv Sale 1,000,000 12.4900 ZAR
Ordinary npv Sale 1,186,109 12.1181 ZAR
Convertible Bond Sale 5,000,000 90.1250 USD

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
Ordinary npv CFD Long 2,000 12.1263 ZAR
Ordinary npv CFD Long 9,609 12.1551 ZAR
Ordinary npv CFD Long 10,782 12.1893 ZAR
Ordinary npv CFD Long 17,092 12.1618 ZAR
Ordinary npv CFD Long 49,061 12.1404 ZAR
Ordinary npv CFD Long 1,000,000 12.4887 ZAR
Ordinary npv CFD Short 16,223 12.2458 ZAR
Ordinary npv CFD Short 21,399 12.1525 ZAR
Ordinary npv CFD Short 58,968 12.0327 ZAR
Ordinary npv CFD Short 268,942 12.0047 ZAR
Ordinary npv CFD Short 278,593 12.1664 ZAR
Ordinary npv CFD Short 282,542 12.1807 ZAR
Ordinary npv CFD Short 557,912 12.1018 ZAR
Ordinary npv CFD Short 1,582,240 12.1431 ZAR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

NO

Date of disclosure:  

9 FEB 2018

Contact name:

Elise Tang

Telephone number:

0207 1163 001

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Barclays (BARC)
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