Form 8.3 - SIBANYE GOLD LIMITED

Form 8.3 - SIBANYE GOLD LIMITED

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose LONMIN PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 09 February 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? SIBANYE GOLD LIMITED

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       Ordinary npv            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 591,400 0.03% 1,839,637 0.09%
           
(2) Cash-settled derivatives:
206,600 0.01% 3,972,896 0.18%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 798,000 0.04% 5,812,533 0.27%
 
Class of relevant security:   Convertible Bond XS1689727920      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 2,600,000 0.58% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 2,600,000 0.58% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ADR Purchase 100 4.0400 USD
ADR Purchase 200 4.0200 USD
ADR Purchase 300 4.0366 USD
ADR Purchase 300 4.0250 USD
ADR Purchase 700 4.0214 USD
Ordinary npv Purchase 5,205 12.4500 ZAR
ADR Purchase 5,524 4.0127 USD
ADR Purchase 5,800 4.0900 USD
ADR Purchase 6,300 4.0195 USD
ADR Purchase 7,457 4.0365 USD
ADR Purchase 8,758 4.0208 USD
ADR Purchase 10,020 4.0290 USD
ADR Purchase 11,788 4.0255 USD
ADR Purchase 14,900 4.0193 USD
ADR Purchase 19,600 4.0447 USD
ADR Purchase 33,308 4.0272 USD
ADR Purchase 34,800 4.0337 USD
ADR Purchase 41,000 3.9900 USD
ADR Purchase 44,900 4.0191 USD
ADR Purchase 53,994 4.0657 USD
ADR Purchase 60,993 4.0712 USD
ADR Purchase 66,575 4.0505 USD
ADR Purchase 83,629 4.0482 USD
ADR Purchase 98,329 4.0403 USD
ADR Sale 300 3.9933 USD
ADR Sale 900 4.0366 USD
ADR Sale 1,293 3.9784 USD
ADR Sale 2,000 4.0095 USD
ADR Sale 4,300 4.0260 USD
ADR Sale 4,400 4.0022 USD
ADR Sale 5,000 4.0082 USD
ADR Sale 5,600 4.0231 USD
ADR Sale 5,800 4.0900 USD
ADR Sale 7,300 4.0276 USD
ADR Sale 7,400 4.0143 USD
ADR Sale 7,400 4.0111 USD
ADR Sale 8,500 4.0731 USD
ADR Sale 9,733 4.0500 USD
ADR Sale 9,800 4.0302 USD
ADR Sale 12,000 4.0280 USD
ADR Sale 25,000 4.0351 USD
ADR Sale 27,500 4.0353 USD
ADR Sale 33,300 4.0558 USD
ADR Sale 36,136 4.0434 USD
ADR Sale 41,000 3.9900 USD
ADR Sale 168,302 4.0350 USD
ADR Sale 186,311 4.0592 USD

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
Ordinary npv CFD Long 10,000 12.1365 ZAR
Ordinary npv CFD Long 10,289 12.3950 ZAR
Ordinary npv CFD Long 12,321 12.4167 ZAR
Ordinary npv CFD Long 34,541 12.2650 ZAR
Ordinary npv CFD Long 77,631 12.2680 ZAR
Ordinary npv CFD Long 211,640 12.3434 ZAR
Ordinary npv CFD Long 325,872 12.2515 ZAR
Ordinary npv CFD Long 362,710 12.3571 ZAR
Ordinary npv CFD Short 233 12.0334 ZAR
Ordinary npv CFD Short 6,081 12.3824 ZAR
Ordinary npv CFD Short 10,289 12.4422 ZAR
Ordinary npv CFD Short 11,230 12.1408 ZAR
Ordinary npv CFD Short 66,026 12.2515 ZAR
Ordinary npv CFD Short 107,381 12.0244 ZAR
Ordinary npv CFD Short 164,359 12.2342 ZAR
Ordinary npv CFD Short 335,167 12.1174 ZAR
Ordinary npv CFD Short 562,018 12.0589 ZAR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 12 Feb 2018
Contact name: Elise Tang
Telephone number: 0207 1163 001

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Barclays (BARC)
UK 100

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