Form 8.3 - SIBANYE GOLD LIMITED

Form 8.3 - SIBANYE GOLD LIMITED

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SIBANYE GOLD LIMITED
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 17 April 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer?
    LONMIN PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       Ordinary npv
Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 247,961 0.01% 1,182,179 0.05%
           
(2) Cash-settled derivatives:
1,262,656 0.06% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 1,510,617 0.07% 1,182,179 0.05%
 
 
Class of relevant security:   Convertible Bond XS1689727920
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 600,000 0.13% 200,000 0.01%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 600,000 0.13% 200,000 0.01%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
Ordinary npv Purchase 1 10.3600 ZAR
ADR Purchase 400 3.3800 USD
ADR Purchase 1,300 3.3780 USD
ADR Purchase 3,100 3.3770 USD
ADR Purchase 5,200 3.3785 USD
ADR Purchase 14,600 3.4000 USD
ADR Purchase 15,735 3.4077 USD
ADR Purchase 18,208 3.4291 USD
ADR Purchase 19,600 3.4250 USD
ADR Purchase 21,500 3.4205 USD
ADR Purchase 26,611 3.4200 USD
ADR Purchase 44,200 3.4136 USD
ADR Purchase 51,500 3.4101 USD
ADR Purchase 60,900 3.4104 USD
ADR Purchase 160,097 3.4144 USD
ADR Purchase 472,008 3.4371 USD
ADR Sale 400 3.4350 USD
ADR Sale 700 3.4335 USD
ADR Sale 800 3.4200 USD
ADR Sale 1,240 3.3972 USD
ADR Sale 5,000 3.4309 USD
ADR Sale 5,200 3.3785 USD
ADR Sale 5,500 3.4290 USD
ADR Sale 5,808 3.4279 USD
ADR Sale 9,010 3.3883 USD
ADR Sale 9,860 3.3900 USD
ADR Sale 19,100 3.4060 USD
ADR Sale 19,600 3.4250 USD
ADR Sale 24,700 3.4103 USD
ADR Sale 33,100 3.4213 USD
ADR Sale 36,200 3.4104 USD
ADR Sale 41,800 3.4124 USD
ADR Sale 52,895 3.4191 USD
Ordinary npv Sale 82,256 10.3334 ZAR
ADR Sale 95,144 3.4722 USD
ADR Sale 95,332 3.4688 USD
ADR Sale 219,627 3.4144 USD
ADR Sale 223,943 3.4152 USD
Ordinary npv Sale 2,128,000 10.7000 ZAR

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
Ordinary npv CFD Long 2,165 10.1407 ZAR
Ordinary npv CFD Long 5,585 10.4270 ZAR
Ordinary npv CFD Long 22,702 10.2468 ZAR
Ordinary npv CFD Long 136,657 10.1161 ZAR
Ordinary npv CFD Long 259,632 10.1762 ZAR
Ordinary npv CFD Long 351,564 10.1036 ZAR
Ordinary npv CFD Long 2,128,000 10.6989 ZAR
Ordinary npv CFD Short 3,430 10.2029 ZAR
Ordinary npv CFD Short 14,351 10.0840 ZAR
Ordinary npv CFD Short 48,745 10.2777 ZAR
Ordinary npv CFD Short 105,378 10.2541 ZAR
Ordinary npv CFD Short 210,577 10.2471 ZAR
Ordinary npv CFD Short 238,105 10.3222 ZAR
Ordinary npv CFD Short 320,146 10.1040 ZAR
Ordinary npv CFD Short 1,051,592 10.2283 ZAR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 18 Apr 2018
Contact name: Elise Tang
Telephone number: 0207 1163 001

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Barclays (BARC)
UK 100

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