Form 8.3 - SIBANYE GOLD LIMITED

Form 8.3 - SIBANYE GOLD LIMITED

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SIBANYE GOLD LIMITED
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 19 April 2018
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? LONMIN PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       Ordinary npv            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 317,564 0.01% 1,211,779 0.05%
           
(2) Cash-settled derivatives:
5,119,602 0.23% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 5,437,166 0.24% 1,211,779 0.05%
 
Class of relevant security:   Convertible Bond XS1689727920      
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 600,000 0.13% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 600,000 0.13% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ADR Purchase 1,031 3.6500 USD
ADR Purchase 5,664 3.6600 USD
ADR Purchase 12,700 3.6685 USD
ADR Purchase 19,500 3.6707 USD
ADR Purchase 41,500 3.6649 USD
ADR Purchase 56,400 3.6710 USD
ADR Purchase 56,700 3.6656 USD
ADR Purchase 56,800 3.6919 USD
ADR Purchase 59,840 3.6911 USD
ADR Purchase 69,651 3.6836 USD
ADR Purchase 76,759 3.6697 USD
Ordinary npv Purchase 232,824 11.0500 ZAR
ADR Sale 200 3.6520 USD
ADR Sale 300 3.7133 USD
ADR Sale 400 3.6700 USD
ADR Sale 1,000 3.6607 USD
ADR Sale 1,031 3.6500 USD
ADR Sale 2,200 3.6627 USD
ADR Sale 2,960 3.6680 USD
ADR Sale 3,300 3.6625 USD
ADR Sale 5,664 3.6600 USD
ADR Sale 6,781 3.6696 USD
ADR Sale 6,874 3.6741 USD
ADR Sale 7,900 3.6874 USD
ADR Sale 9,420 3.6550 USD
ADR Sale 10,000 3.6783 USD
ADR Sale 13,700 3.6685 USD
ADR Sale 15,200 3.6646 USD
ADR Sale 20,100 3.6896 USD
ADR Sale 24,746 3.6745 USD
ADR Sale 29,870 3.6848 USD
ADR Sale 40,500 3.6648 USD
ADR Sale 41,500 3.6660 USD
ADR Sale 212,899 3.6817 USD

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
Ordinary npv CFD Long 2,480 10.7722 ZAR
Ordinary npv CFD Long 14,065 11.0275 ZAR
Ordinary npv CFD Long 199,059 11.0447 ZAR
Ordinary npv CFD Long 219,348 11.0568 ZAR
Ordinary npv CFD Long 814,796 11.0468 ZAR
Ordinary npv CFD Long 1,071,382 11.0566 ZAR
Ordinary npv CFD Short 2,457 10.6846 ZAR
Ordinary npv CFD Short 19,390 11.0031 ZAR
Ordinary npv CFD Short 19,487 11.0008 ZAR
Ordinary npv CFD Short 81,442 11.0531 ZAR
Ordinary npv CFD Short 180,629 11.0567 ZAR
Ordinary npv CFD Short 231,880 11.0549 ZAR
Ordinary npv CFD Short 259,206 11.0074 ZAR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 20 Apr 2018
Contact name: Elise Tang
Telephone number: 0207 1163 001

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Barclays (BARC)
UK 100

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