Form 8.5 (EPT/NON-RI) - EADS(EURO AERONAUTIC DE...

Form 8.5 (EPT/NON-RI) - EADS(EURO AERONAUTIC DEFENSE SPACE) N.V. - Amendment

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI) AMENDMENT

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Â	EADS(EURO AERONAUTIC DEFENSE SPACE) N.V.
(c) Name of the party to the offer with which exempt principal trader is connected:	Â	Advisor to Offeror
(d) Date position held/dealing undertaken:	Â	2 October 2012
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?	Â	YES: BAE SYSTEMS PLC Â

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	ORD	Â	Â	Â	Â	Â	Â
				Interests				Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		3,710,814		0.45%		700,637		0.08%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		181,570		0.02%		3,453,858		0.42%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		420,020		0.05%		100,000		0.01%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				4,312,404		0.52%		4,254,495		0.51%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		11		25.5700 EUR
ORD		Purchase		15		25.2250 EUR
ORD		Purchase		46		25.4850 EUR
ORD		Purchase		48		25.2500 EUR
ORD		Purchase		391		25.4350 EUR
ORD		Purchase		521		25.6281 EUR
ORD		Purchase		1,019		25.4636 EUR
ORD		Purchase		2,061		25.4784 EUR
ORD		Purchase		3,497		25.5076 EUR
ORD		Purchase		4,378		25.5625 EUR
ORD		Purchase		8,050		25.6063 EUR
ORD		Purchase		9,474		25.6764 EUR
ORD		Purchase		10,898		25.4306 EUR
ORD		Purchase		14,151		25.2565 EUR
ORD		Purchase		20,000		25.4723 EUR
ORD		Purchase		22,230		25.5881 EUR
ORD		Purchase		25,000		25.6453 EUR
ORD		Purchase		40,000		25.3851 EUR
ORD		Purchase		48,707		25.6079 EUR
ORD		Purchase		82,093		25.3499 EUR
ORD		Sale		11		25.5700 EUR
ORD		Sale		71		25.6750 EUR
ORD		Sale		200		25.5050 EUR
ORD		Sale		391		25.4350 EUR
ORD		Sale		602		25.6011 EUR
ORD		Sale		969		25.7112 EUR
ORD		Sale		1,000		25.5800 EUR
ORD		Sale		1,593		25.3861 EUR
ORD		Sale		1,711		25.5554 EUR
ORD		Sale		1,715		25.5650 EUR
ORD		Sale		2,061		25.4380 EUR
ORD		Sale		2,232		25.5212 EUR
ORD		Sale		4,648		25.3854 EUR
ORD		Sale		6,300		25.5947 EUR
ORD		Sale		14,151		25.2169 EUR
ORD		Sale		15,383		25.3673 EUR
ORD		Sale		15,521		25.5671 EUR
ORD		Sale		18,178		25.5822 EUR
ORD		Sale		21,513		25.4169 EUR
ORD		Sale		21,774		25.4601 EUR
ORD		Sale		26,549		25.3708 EUR
ORD		Sale		30,385		25.3692 EUR
ORD		Sale		37,844		25.4865 EUR
ORD		Sale		59,000		25.7400 EUR
ORD		Sale		59,121		25.5600 EUR
ORD (traded as ADR)		Purchase		9		32.8500 USD
ORD (traded as ADR)		Sale		9		32.8500 USD

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		1,000		25.5748 EUR
ORD		SWAP		Long		1,711		25.5553 EUR
ORD		SWAP		Long		18,178		25.5822 EUR
ORD		SWAP		Long		21,400		25.3911 EUR
ORD		SWAP		Long		21,490		25.4770 EUR
ORD		SWAP		Long		37,844		25.4864 EUR
ORD		CFD		Long		111,480		25.1794 EUR
ORD		CFD		Short		832		25.1135 EUR
ORD		SWAP		Short		1,019		25.4636 EUR
ORD		SWAP		Short		2,300		25.6033 EUR
ORD		SWAP		Short		3,497		25.5076 EUR
ORD		CFD		Short		20,000		25.4722 EUR
ORD		SWAP		Short		21,707		25.5058 EUR
ORD		CFD		Short		22,011		25.2339 EUR
ORD		SWAP		Short		65,000		25.4852 EUR

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

YES Â

Date of disclosure:	Â	3 Oct 2012
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of person whose open positions are being disclosed:	Â	BARCLAYS CAPITAL SECURITIES LTD
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:		EADS(EURO AERONAUTIC DEFENSE SPACE) N.V.

2. OPTIONS AND DERIVATIVES

Class

Â

Product

Â

Writing,

Â

Number

Â

Exercise

Â

Type

Â

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

Â

Â

Â

relates

Â

Â

Â

ORD

Call Options

Purchased

100,000

27.0000

American

4 Oct 2012

ORD

Call Options

Purchased

300,000

28.0000

American

4 Oct 2012

ORD

Call Options

Written

-100,000

29.0000

American

4 Oct 2012

ORD

Equity Forward

Purchased

20,020

30.0943

Â

Â

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.