Form 8.5 (EPT/NON-RI) EADS(EURO AERONAUTIC DEFENSE SPACE)N.V.
BARCLAYS PLC
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RIâ€) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
(a) Name of exempt principal trader: | Â |
BARCLAYS CAPITAL SECURITIES LTD |
(b) Name of offeror/offeree in relation to whose relevant securities
this form relates:
Use a separate form for each offeror/offeree |
 |
EADS(EURO AERONAUTIC DEFENSE SPACE)N.V. |
(c) Name of the party to the offer with which exempt principal trader is connected: | Â |
Advisor to Offeror |
(d) Date position held/dealing undertaken: | Â |
4 October 2012 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Â |
YES: BAE SYSTEMS PLC Â |
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | Â | Â | Â | ORD | Â | Â | Â | Â | Â | Â | |
Interests | Â | Short Positions | Â | ||||||||
 |  | Number | (%) | Number | (%) | ||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 3,521,203 | 0.43% | 723,199 | 0.09% | |||||||
 |  |  |  |  |  | ||||||
(2) | Derivatives (other than | ||||||||||
options): | 217,846 | 0.03% | 3,411,228 | 0.41% | |||||||
 |  |  |  |  |  | ||||||
(3) | Options and agreements to | ||||||||||
purchase/sell: | 420,020 | 0.05% | 100,000 | 0.01% | |||||||
 |  |  |  |  |  | ||||||
(4) | TOTAL: | ||||||||||
4,159,069 | 0.50% | 4,234,427 | 0.51% |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
Class of relevant security in relation to which subscription right exists: | Â |
Details, including nature of the rights concerned and relevant percentages: | Â |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant | Â | Purchase/sale | Â | Number of | Â | Price per unit | |
security | Â | securities | Â | ||||
ORD | Purchase | 10 | 25.9400 EUR | ||||
ORD | Purchase | 70 | 25.8050 EUR | ||||
ORD | Purchase | 248 | 25.9782 EUR | ||||
ORD | Purchase | 500 | 25.8619 EUR | ||||
ORD | Purchase | 1,149 | 25.9182 EUR | ||||
ORD | Purchase | 1,536 | 25.8092 EUR | ||||
ORD | Purchase | 1,687 | 25.9142 EUR | ||||
ORD | Purchase | 1,891 | 25.9318 EUR | ||||
ORD | Purchase | 2,226 | 25.8904 EUR | ||||
ORD | Purchase | 2,401 | 25.9200 EUR | ||||
ORD | Purchase | 5,000 | 25.7144 EUR | ||||
ORD | Purchase | 5,000 | 25.9948 EUR | ||||
ORD | Purchase | 6,529 | 25.5778 EUR | ||||
ORD | Purchase | 9,782 | 25.9589 EUR | ||||
ORD | Purchase | 9,871 | 25.8950 EUR | ||||
ORD | Purchase | 15,000 | 25.7853 EUR | ||||
ORD | Purchase | 20,000 | 25.7729 EUR | ||||
ORD | Purchase | 21,928 | 25.9149 EUR | ||||
ORD | Purchase | 35,000 | 25.7329 EUR | ||||
ORD | Purchase | 120,000 | 25.8732 EUR | ||||
ORD | Sale | 10 | 25.9000 EUR | ||||
ORD | Sale | 70 | 25.8050 EUR | ||||
ORD | Sale | 100 | 25.9200 EUR | ||||
ORD | Sale | 387 | 25.7505 EUR | ||||
ORD | Sale | 481 | 25.9629 EUR | ||||
ORD | Sale | 483 | 25.9176 EUR | ||||
ORD | Sale | 500 | 25.9050 EUR | ||||
ORD | Sale | 642 | 25.9525 EUR | ||||
ORD | Sale | 995 | 25.9119 EUR | ||||
ORD | Sale | 1,420 | 25.9754 EUR | ||||
ORD | Sale | 1,536 | 25.7622 EUR | ||||
ORD | Sale | 1,883 | 25.9396 EUR | ||||
ORD | Sale | 1,896 | 25.8357 EUR | ||||
ORD | Sale | 2,950 | 25.8850 EUR | ||||
ORD | Sale | 5,273 | 25.8764 EUR | ||||
ORD | Sale | 10,000 | 25.9880 EUR | ||||
ORD | Sale | 10,638 | 25.9361 EUR | ||||
ORD | Sale | 13,400 | 25.8700 EUR | ||||
ORD | Sale | 14,060 | 25.9342 EUR | ||||
ORD | Sale | 14,587 | 25.9469 EUR | ||||
ORD | Sale | 20,000 | 25.8870 EUR | ||||
ORD | Sale | 20,000 | 25.9320 EUR | ||||
ORD | Sale | 22,274 | 25.9485 EUR | ||||
ORD | Sale | 24,794 | 25.8692 EUR | ||||
ORD | Sale | 25,026 | 25.7980 EUR | ||||
ORD | Sale | 29,602 | 25.9474 EUR | ||||
ORD | Sale | 30,000 | 25.8120 EUR | ||||
ORD | Sale | 31,498 | 25.8887 EUR | ||||
ORD | Sale | 37,875 | 25.8922 EUR |
(b) Derivatives transactions (other than options)
Class of | Â | Product | Â | Nature of dealing | Â | Number of | Â | Price per | |
relevant | description | reference | unit | ||||||
security | Â | Â | securities | Â | |||||
ORD | CFD | Long | 371 | 25.9577 EUR | |||||
ORD | CFD | Long | 940 | 25.9444 EUR | |||||
ORD | SWAP | Long | 995 | 25.9120 EUR | |||||
ORD | CFD | Long | 1,037 | 25.9476 EUR | |||||
ORD | SWAP | Long | 1,200 | 25.9081 EUR | |||||
ORD | CFD | Long | 1,637 | 25.9527 EUR | |||||
ORD | CFD | Long | 1,896 | 25.8357 EUR | |||||
ORD | CFD | Long | 1,963 | 25.9377 EUR | |||||
ORD | SWAP | Long | 2,067 | 25.8446 EUR | |||||
ORD | CFD | Long | 4,829 | 25.8954 EUR | |||||
ORD | SWAP | Long | 25,026 | 25.7979 EUR | |||||
ORD | CFD | Long | 29,277 | 25.8840 EUR | |||||
ORD | SWAP | Long | 70,000 | 25.8677 EUR | |||||
ORD | SWAP | Short | 2,555 | 25.8417 EUR | |||||
ORD | CFD | Short | 5,000 | 25.7144 EUR | |||||
ORD | CFD | Short | 5,000 | 25.9948 EUR | |||||
ORD | SWAP | Short | 6,529 | 25.5777 EUR | |||||
ORD | SWAP | Short | 15,000 | 25.7853 EUR | |||||
ORD | SWAP | Short | 20,000 | 25.7728 EUR | |||||
ORD | SWAP | Short | 35,000 | 25.7328 EUR |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security | Â | Product description e.g. call option | Â | Writing, purchasing, selling, varying etc. | Â | Number of securities to which option relates | Â | Exercise price per unit | Â |
Type
e.g. American, European etc. |
 | Expiry date |  | Option money paid/ received per unit |
(ii) Exercising
Class of relevant security | Â |
Product description
e.g. call option |
 | Number of securities |  | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Â |
Nature of dealing
e.g. subscription, conversion |
 | Details |  | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the exempt principal trader making the disclosure and any
party to the offer or any person acting in concert with a party to
the offer:
If there are no such agreements, arrangements or understandings, state “none†|
NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between the exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none†|
NONE |
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | Â |
YES Â |
Date of disclosure: | Â |
5 Oct 2012 |
Contact name: | Â | Geoff Smith |
Telephone number: | Â | 020 3555 4632 |
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
Identity of person whose open positions are being disclosed: | Â |
BARCLAYS CAPITAL SECURITIES LTD |
Name of offeror/offeree in relation to whose relevant securities the disclosure relates: |
EADS(EURO AERONAUTIC DEFENSE SPACE) N.V. |
2. OPTIONS AND DERIVATIVES
Class | Â | Product | Â | Writing, | Â | Number | Â | Exercise | Â | Type | Â | Expiry | |
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
 |  |  | relates |  |  |  | |||||||
ORD | Call Options | Purchased | 100,000 | 27.0000 | American | 6 Oct 2012 | |||||||
ORD | Call Options | Purchased | 300,000 | 28.0000 | American | 6 Oct 2012 | |||||||
ORD | Call Options | Written | -100,000 | 29.0000 | American | 6 Oct 2012 | |||||||
ORD | Equity Forward | Purchased | 20,020 | 30.0943 | Â | Â |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDsâ€) or spread bets.
The currency of all prices and other monetary amounts should be stated.
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.