Form 8.5 (EPT/NON-RI) EADS(EURO AERONAUTIC DEFE...

Form 8.5 (EPT/NON-RI) EADS(EURO AERONAUTIC DEFENSE SPACE) N.V.

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)		Name of offeror/offeree in relation to whose		EADS(EURO AERONAUTIC DEFENSE SPACE) N.V.
Â		relevant securities this form relates:		Â
(c)		Name of the party to the offer with which exempt		Advisor to Offeror
Â		principal trader is connected		Â
(d)		Date position held/dealing undertaken:		8 October 2012
(e)		Has the EPT previously disclosed, or is it		YES:
		today disclosing, under the Code in respect		BAE SYSTEMS PLC
Â		of any other party to this offer?		Â

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

	Â		Â	Interests			Â	Short Positions
Â		Â		Number	Â	(%)		Number	Â	(%)
(1)		Relevant securities owned
		and/or controlled:		3,426,845		0.41%		669,060		0.08%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		226,099		0.03%		3,320,072		0.40%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		420,020		0.05%		100,000		0.01%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				4,072,964		0.49%		4,089,132		0.49%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		120		26.2800 EUR
ORD		Purchase		200		26.3940 EUR
ORD		Purchase		240		26.2913 EUR
ORD		Purchase		491		26.4900 EUR
ORD		Purchase		925		26.2383 EUR
ORD		Purchase		1,727		26.2988 EUR
ORD		Purchase		1,889		26.3036 EUR
ORD		Purchase		1,957		26.3439 EUR
ORD		Purchase		2,167		26.2351 EUR
ORD		Purchase		3,640		26.2893 EUR
ORD		Purchase		5,162		26.3888 EUR
ORD		Purchase		10,948		26.2512 EUR
ORD		Purchase		14,503		26.2844 EUR
ORD		Purchase		23,187		26.3060 EUR
ORD		Purchase		26,008		26.3252 EUR
ORD		Purchase		50,333		26.3955 EUR
ORD		Purchase		62,589		26.2952 EUR
ORD		Purchase		93,484		26.2759 EUR
ORD		Purchase		389,878		26.3139 EUR
ORD		Sale		170		26.3300 EUR
ORD		Sale		451		26.1901 EUR
ORD		Sale		554		26.1719 EUR
ORD		Sale		858		26.3161 EUR
ORD		Sale		925		26.2125 EUR
ORD		Sale		1,047		26.2508 EUR
ORD		Sale		1,287		26.3383 EUR
ORD		Sale		1,423		26.2833 EUR
ORD		Sale		1,613		26.2568 EUR
ORD		Sale		1,889		26.2635 EUR
ORD		Sale		1,957		26.3439 EUR
ORD		Sale		2,704		26.2776 EUR
ORD		Sale		3,196		26.2982 EUR
ORD		Sale		3,306		26.4532 EUR
ORD		Sale		6,248		26.2814 EUR
ORD		Sale		6,678		26.2958 EUR
ORD		Sale		8,347		26.2938 EUR
ORD		Sale		8,436		26.5006 EUR
ORD		Sale		24,369		26.3047 EUR
ORD		Sale		36,564		26.3868 EUR
ORD		Sale		49,703		26.2643 EUR
ORD		Sale		58,015		26.2947 EUR
ORD		Sale		550,000		26.3137 EUR

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		SWAP		Long		449		26.3028 EUR
ORD		SWAP		Long		598		26.2117 EUR
ORD		SWAP		Long		3,900		26.2893 EUR
ORD		SWAP		Long		8,436		26.5005 EUR
ORD		CFD		Long		13,854		26.2311 EUR
ORD		SWAP		Long		14,609		26.3217 EUR
ORD		CFD		Long		14,877		26.2446 EUR
ORD		SWAP		Long		36,564		26.3868 EUR
ORD		SWAP		Short		200		26.3939 EUR
ORD		SWAP		Short		12,641		26.2972 EUR
ORD		CFD		Short		12,910		26.4735 EUR

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

YES

Date of disclosure:	Â	9 Oct 2012
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings	Â	BARCLAYS CAPITAL SECURITIES LTD
are being disclosed:		Â
Name of offeror/offeree in relation to whose		EADS(EURO AERONAUTIC DEFENSE SPACE) N.V.
relevant securities this from relates:		Â

2. OPTIONS AND DERIVATIVES

Class

Â

Product

Â

Writing,

Â

Number

Â

Exercise

Â

Type

Â

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

Â

Â

Â

relates

Â

Â

Â

ORD

Call Options

Purchased

100,000

27.0000

American

10 Oct 2012

ORD

Call Options

Purchased

300,000

28.0000

American

10 Oct 2012

ORD

Call Options

Written

-100,000

29.0000

American

10 Oct 2012

ORD

Equity Forward

Purchased

20,020

30.0943

Â

Â

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.