Form 8.5 (EPT/NON-RI) EADS(EURO AERONAUTIC DEFE...

Form 8.5 (EPT/NON-RI) EADS(EURO AERONAUTIC DEFENSE SPACE) N.V.

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Name of exempt principal trader:	Â	BARCLAYS CAPITAL SECURITIES LTD
(b)		Name of offeror/offeree in relation to whose		EADS(EURO AERONAUTIC DEFENSE SPACE) N.V.
Â		relevant securities this form relates:		Â
(c)		Name of the party to the offer with which exempt		Advisor to Offeror
Â		principal trader is connected		Â
(d)		Date position held/dealing undertaken:		9 October 2012
(e)		Has the EPT previously disclosed, or is it		YES:
		today disclosing, under the Code in respect		BAE SYSTEMS PLC
Â		of any other party to this offer?		Â

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	ORD	Â	Â	Â	Â	Â	Â
				Interests				Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		3,477,622		0.42%		697,066		0.08%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		237,690		0.03%		3,344,471		0.40%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		420,020		0.05%		100,000		0.01%
Â		Â		Â		Â		Â		Â
(4)		TOTAL:
				4,135,332		0.50%		4,141,537		0.50%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		79		26.1200 EUR
ORD		Purchase		200		26.2239 EUR
ORD		Purchase		412		26.0892 EUR
ORD		Purchase		497		26.0977 EUR
ORD		Purchase		1,101		26.3894 EUR
ORD		Purchase		1,116		26.7000 EUR
ORD		Purchase		1,215		26.2296 EUR
ORD		Purchase		1,347		26.2723 EUR
ORD		Purchase		2,175		26.2936 EUR
ORD		Purchase		2,952		26.3321 EUR
ORD		Purchase		4,368		26.1940 EUR
ORD		Purchase		5,533		26.4983 EUR
ORD		Purchase		7,600		26.3722 EUR
ORD		Purchase		12,000		26.0782 EUR
ORD		Purchase		15,000		26.0430 EUR
ORD		Purchase		20,239		26.5096 EUR
ORD		Purchase		21,044		26.5050 EUR
ORD		Purchase		23,524		26.3383 EUR
ORD		Purchase		25,000		26.2281 EUR
ORD		Purchase		30,000		26.7252 EUR
ORD		Purchase		55,128		26.4635 EUR
ORD		Purchase		67,579		26.3335 EUR
ORD		Purchase		103,452		26.2265 EUR
ORD		Purchase		129,200		26.4885 EUR
ORD		Purchase		141,000		26.7049 EUR
ORD		Sale		13		26.1800 EUR
ORD		Sale		220		26.0950 EUR
ORD		Sale		399		26.0863 EUR
ORD		Sale		489		26.4649 EUR
ORD		Sale		512		26.0655 EUR
ORD		Sale		533		26.1641 EUR
ORD		Sale		625		26.3161 EUR
ORD		Sale		1,215		26.1861 EUR
ORD		Sale		1,585		26.6865 EUR
ORD		Sale		1,587		26.5907 EUR
ORD		Sale		2,175		26.2272 EUR
ORD		Sale		2,448		26.3250 EUR
ORD		Sale		2,665		26.3610 EUR
ORD		Sale		2,950		26.1173 EUR
ORD		Sale		4,211		26.2770 EUR
ORD		Sale		5,322		26.2483 EUR
ORD		Sale		10,079		26.3322 EUR
ORD		Sale		10,131		26.2895 EUR
ORD		Sale		11,772		26.2927 EUR
ORD		Sale		12,898		26.3226 EUR
ORD		Sale		16,579		26.2646 EUR
ORD		Sale		23,208		26.2188 EUR
ORD		Sale		33,321		26.4297 EUR
ORD		Sale		45,284		26.3126 EUR
ORD		Sale		52,568		26.2400 EUR
ORD		Sale		96,914		26.2114 EUR
ORD		Sale		111,295		26.2973 EUR
ORD		Sale		199,097		26.5371 EUR

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		SWAP		Long		625		26.3161 EUR
ORD		CFD		Long		720		26.5675 EUR
ORD		CFD		Long		2,225		26.6702 EUR
ORD		SWAP		Long		5,963		26.1053 EUR
ORD		SWAP		Long		9,664		26.2843 EUR
ORD		CFD		Long		17,759		26.0923 EUR
ORD		CFD		Long		18,604		26.3146 EUR
ORD		SWAP		Long		33,321		26.4297 EUR
ORD		SWAP		Short		200		26.2239 EUR
ORD		SWAP		Short		600		26.1595 EUR
ORD		CFD		Short		5,977		26.6571 EUR
ORD		CFD		Short		12,000		26.0782 EUR
ORD		SWAP		Short		12,912		26.1726 EUR
ORD		SWAP		Short		15,000		26.0430 EUR
ORD		SWAP		Short		25,000		26.2281 EUR
ORD		CFD		Short		30,000		26.7251 EUR

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Â

YES

Date of disclosure:	Â	10 Oct 2012
Contact name:	Â	Geoff Smith
Telephone number:	Â	020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings	Â	BARCLAYS CAPITAL SECURITIES LTD
are being disclosed:		Â
Name of offeror/offeree in relation to whose		EADS(EURO AERONAUTIC DEFENSE SPACE) N.V.
relevant securities this from relates:		Â

2. OPTIONS AND DERIVATIVES

Class

Â

Product

Â

Writing,

Â

Number

Â

Exercise

Â

Type

Â

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

Â

Â

Â

option

Â

Â

Â

ORD

Call Options

Purchased

100,000

27.0000

American

11 Oct 2012

ORD

Call Options

Purchased

300,000

28.0000

American

11 Oct 2012

ORD

Call Options

Written

-100,000

29.0000

American

11 Oct 2012

ORD

Equity Forward

Purchased

20,020

30.0943

Â

Â

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.