Form 8.5 (EPT/NON-RI) - EADS N.V. - AMENDMENT

Form 8.5 (EPT/NON-RI) - EADS N.V. - AMENDMENT

BARCLAYS PLC

FORM 8.5 (EPT/NON-RI) AMENDMENT

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Name of exempt principal trader:   BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose

EADS(EURO AERONAUTIC DEFENSE SPACE)N.V.

  relevant securities this form relates:  
(c) Name of the party to the offer with which exempt Advisor to Offeror
  principal trader is connected  
(d) Date position held/dealing undertaken: 4 October 2012
(e) Has the EPT previously disclosed, or is it YES:
today disclosing, under the Code in respect BAE SYSTEMS PLC
  of any other party to this offer?  

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 3,600,027 0.43% 723,199 0.09%
           
(2) Derivatives (other than
options): 217,846 0.03% 3,411,228 0.41%
           
(3) Options and agreements to
purchase/sell: 420,020 0.05% 100,000 0.01%
           
(4) TOTAL:
4,237,893 0.50% 4,234,427 0.51%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 10 25.9400 EUR
ORD Purchase 70 25.8050 EUR
ORD Purchase 248 25.9782 EUR
ORD Purchase 500 25.8619 EUR
ORD Purchase 1,149 25.9182 EUR
ORD Purchase 1,536 25.8092 EUR
ORD Purchase 1,687 25.9142 EUR
ORD Purchase 1,891 25.9318 EUR
ORD Purchase 2,226 25.8904 EUR
ORD Purchase 2,401 25.9200 EUR
ORD Purchase 5,000 25.7144 EUR
ORD Purchase 5,000 25.9948 EUR
ORD Purchase 6,529 25.5778 EUR
ORD Purchase 9,782 25.9589 EUR
ORD Purchase 9,871 25.8950 EUR
ORD Purchase 15,000 25.7853 EUR
ORD Purchase 20,000 25.7729 EUR
ORD Purchase 21,928 25.9149 EUR
ORD Purchase 78,824 25.8700 EUR
ORD Purchase 35,000 25.7329 EUR
ORD Purchase 120,000 25.8732 EUR
ORD Sale 10 25.9000 EUR
ORD Sale 70 25.8050 EUR
ORD Sale 100 25.9200 EUR
ORD Sale 387 25.7505 EUR
ORD Sale 481 25.9629 EUR
ORD Sale 483 25.9176 EUR
ORD Sale 500 25.9050 EUR
ORD Sale 642 25.9525 EUR
ORD Sale 995 25.9119 EUR
ORD Sale 1,420 25.9754 EUR
ORD Sale 1,536 25.7622 EUR
ORD Sale 1,883 25.9396 EUR
ORD Sale 1,896 25.8357 EUR
ORD Sale 2,950 25.8850 EUR
ORD Sale 5,273 25.8764 EUR
ORD Sale 10,000 25.9880 EUR
ORD Sale 10,638 25.9361 EUR
ORD Sale 13,400 25.8700 EUR
ORD Sale 14,060 25.9342 EUR
ORD Sale 14,587 25.9469 EUR
ORD Sale 20,000 25.8870 EUR
ORD Sale 20,000 25.9320 EUR
ORD Sale 22,274 25.9485 EUR
ORD Sale 24,794 25.8692 EUR
ORD Sale 25,026 25.7980 EUR
ORD Sale 29,602 25.9474 EUR
ORD Sale 30,000 25.8120 EUR
ORD Sale 31,498 25.8887 EUR
ORD Sale 37,875 25.8922 EUR

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD CFD Long 371 25.9577 EUR
ORD CFD Long 940 25.9444 EUR
ORD SWAP Long 995 25.9120 EUR
ORD CFD Long 1,037 25.9476 EUR
ORD SWAP Long 1,200 25.9081 EUR
ORD CFD Long 1,637 25.9527 EUR
ORD CFD Long 1,896 25.8357 EUR
ORD CFD Long 1,963 25.9377 EUR
ORD SWAP Long 2,067 25.8446 EUR
ORD CFD Long 4,829 25.8954 EUR
ORD SWAP Long 25,026 25.7979 EUR
ORD CFD Long 29,277 25.8840 EUR
ORD SWAP Long 70,000 25.8677 EUR
ORD SWAP Short 2,555 25.8417 EUR
ORD CFD Short 5,000 25.7144 EUR
ORD CFD Short 5,000 25.9948 EUR
ORD SWAP Short 6,529 25.5777 EUR
ORD SWAP Short 15,000 25.7853 EUR
ORD SWAP Short 20,000 25.7728 EUR
ORD SWAP Short 35,000 25.7328 EUR

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

YES

Date of disclosure:  

8 Oct 2012

Contact name:   Geoff Smith
Telephone number:   020 3555 4632

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   BARCLAYS CAPITAL SECURITIES LTD
are being disclosed:  
Name of offeror/offeree in relation to whose EADS(EURO AERONAUTIC DEFENSE SPACE) N.V.
relevant securities this from relates:  

2. OPTIONS AND DERIVATIVES

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
            relates            
ORD   Call Options   Purchased   100,000   27.0000   American   6 Oct 2012
ORD   Call Options   Purchased   300,000   28.0000   American   6 Oct 2012
ORD   Call Options   Written   -100,000   29.0000   American   6 Oct 2012
ORD   Equity Forward   Purchased   20,020   30.0943        

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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