Form 8 (DD) - Equinix Inc

Form 8 (DD) - Equinix Inc

BARCLAYS PLC

FORM 8 (DD)

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)

Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:   Barclays Plc
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Equinix Inc

(d) Status of person making the disclosure:

e.g. offeror, offeree, person acting in concert with the offeror/offeree (specify name of offeror/offeree)

Connected to Telecity Group plc
(e) Date dealing undertaken: 22 May 2015
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

NO

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

Class of relevant security:    

 

Interests   Short positions
Number   % Number   %
(1) Relevant securities owned and/or controlled: 585 0.00

0

0.00
(2) Cash-settled derivatives: 89,966 0.16 0 0.00
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 13,252 0.02 31,180 0.05

TOTAL:

103,803 0.18 31,180 0.05

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)

Class of relevant security   Purchase/sale   Number of securities   Price per unit (in USD)
NA NA NA NA

(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser

Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received

(b) Cash-settled derivative transactions

Class of relevant security Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit

(USD)

  Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit (USD)
USD 0.001 Call Option Purchasing 309 180 American 15012016 73.3
USD 0.001 Call Option Purchasing 412 160 American 15012016 116.4
USD 0.001 Call Option Purchasing 2,700 220 American 19062015 47.4
USD 0.001 Call Option Purchasing 3,100 210 American 19062015 57.5
USD 0.001 Call Option Purchasing 4,635 200 American 15012016 74.9
USD 0.001 Call Option Purchasing 6,800 230 American 19062015 37.2

(ii) Exercise

Class of relevant security Product description

e.g. call option

Exercising/ exercised against Number of securities Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security Nature of dealing

e.g. subscription, conversion

Details Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Are any Supplemental Forms attached?

Supplemental Form 8 (Open Positions)  

YES

Supplemental Form 8 (SBL)

NO

Date of disclosure:   26 May 2015
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Full name of person making disclosure:   Barclays Plc
Name of offeror/offeree in relation to whose relevant securities the disclosure relates: Equinix Inc

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class of relevant security   Product description e.g. call option   Written or purchased   Number of securities to which option or derivative relates   Exercise price per unit

(USD)

  Type

e.g. American, European etc.

  Expiry date
USD 0.001 Call Options Purchased 103 165 American 15012016
USD 0.001 Call Options Purchased 100 220 American 18122015
USD 0.001 Call Options Purchased 103 230 American 15012016
USD 0.001 Call Options Purchased 200 240 American 15012016
USD 0.001 Call Options Purchased 300 260 American 15012016
USD 0.001 Call Options Purchased 200 270 American 18092015
USD 0.001 Call Options Purchased 400 270 American 19062015
USD 0.001 Call Options Purchased 200 300 American 17072015
USD 0.001 Call Options Written -309 160 American 15012016
USD 0.001 Call Options Written -409 200 American 15012016
USD 0.001 Put Options Purchased -824 105 American 15012016
USD 0.001 Put Options Purchased -4,738 180 American 15012016
USD 0.001 Put Options Purchased -2,000 210 American 15012016
USD 0.001 Put Options Purchased -100 220 American 18122015
USD 0.001 Put Options Purchased -200 230 American 18092015
USD 0.001 Put Options Purchased -2,500 230 American 18122015
USD 0.001 Put Options Purchased -1,300 230 American 19062015
USD 0.001 Put Options Purchased -4,400 240 American 18092015
USD 0.001 Put Options Purchased -1,100 240 American 18122015
USD 0.001 Put Options Purchased -10,000 240 American 19062015
USD 0.001 Put Options Purchased -1,000 260 American 15012016
USD 0.001 Put Options Purchased -400 260 American 19062015
USD 0.001 Put Options Purchased -1,100 270 American 15012016
USD 0.001 Put Options Purchased -200 270 American 18092015
USD 0.001 Put Options Purchased -100 280 American 18092015
USD 0.001 Put Options Purchased -100 290 American 18122015
USD 0.001 Put Options Purchased -100 300 American 18092015
USD 0.001 Put Options Purchased -100 310 American 15012016
USD 0.001 Put Options Purchased -100 340 American 18122015
USD 0.001 Put Options Purchased -100 350 American 18122015
USD 0.001 Put Options Written 309 95 American 15012016
USD 0.001 Put Options Written 206 115 American 15012016
USD 0.001 Put Options Written 515 120 American 15012016
USD 0.001 Put Options Written 500 155 American 15012016
USD 0.001 Put Options Written 1,300 155 American 18092015
USD 0.001 Put Options Written 618 175 American 15012016
USD 0.001 Put Options Written 200 200 American 15012016
USD 0.001 Put Options Written 103 220 American 15012016
USD 0.001 Put Options Written 4,014 230 American 15012016
USD 0.001 Put Options Written 103 240 American 15012016
USD 0.001 Put Options Written 1,442 250 American 15012016
USD 0.001 Put Options Written 900 250 American 19062015
USD 0.001 Put Options Written 1,030 280 American 15012016
USD 0.001 Put Options Written 200 300 American 15012016
USD 0.001 Put Options Written 206 310 American 15012016

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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