Form 8 (DD) - VANTIV

Form 8 (DD) - VANTIV

BARCLAYS PLC

FORM 8 (DD)

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)

Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Full name of discloser:	Â	Barclays PLC.
Â		Â		Â
(b)		Owner or controller of interest and short
Â		positions disclosed, if different from 1(a):		Â
(c)		Name of offeror/offeree in relation to whose		VANTIV INC
Â		relevant securities this form relates:		Â
(d)		Status of person making the disclosure:		CONNECTED TO THE OFFEREE
(e)		Date position held/dealing undertaken:		11 July 2017
(f)		In addition to the company in 1(c) above, is the discloser making		NO
Â		disclosures in respect of any other party to the offer?		Â

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

Class of relevant security:	Â	Â	Â	USD 0.00001 Class A common	Â	Â	Â	Â	Â	Â
				Interests		Â		Short Positions		Â
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		5,460		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(2)		Cash-settled derivatives:
				0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(3)		Stock-settled derivatives (including options)
		and agreements to purchase/sell:		10,200		0.01%		8,900		0.01%
Â		Â		Â		Â		Â		Â
(4)
		TOTAL:		15,660		0.01%		8,900		0.01%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
USD 0.00001 Class A common		Purchase		26		62.6600 USD
USD 0.00001 Class A common		Purchase		73		62.5100 USD
USD 0.00001 Class A common		Purchase		100		62.7100 USD
USD 0.00001 Class A common		Purchase		100		62.7000 USD
USD 0.00001 Class A common		Purchase		300		62.4850 USD
USD 0.00001 Class A common		Purchase		373		62.5123 USD
USD 0.00001 Class A common		Purchase		600		62.5024 USD
USD 0.00001 Class A common		Purchase		600		62.3400 USD
USD 0.00001 Class A common		Purchase		800		62.5050 USD
USD 0.00001 Class A common		Purchase		1,000		62.1610 USD
USD 0.00001 Class A common		Purchase		1,535		61.8523 USD
USD 0.00001 Class A common		Purchase		2,200		62.3752 USD
USD 0.00001 Class A common		Purchase		2,200		62.2145 USD
USD 0.00001 Class A common		Purchase		3,479		62.2711 USD
USD 0.00001 Class A common		Purchase		3,803		62.2283 USD
USD 0.00001 Class A common		Purchase		4,610		62.5672 USD
USD 0.00001 Class A common		Purchase		5,897		62.1192 USD
USD 0.00001 Class A common		Purchase		8,500		62.2968 USD
USD 0.00001 Class A common		Purchase		12,100		62.3947 USD
USD 0.00001 Class A common		Purchase		12,800		62.2321 USD
USD 0.00001 Class A common		Purchase		20,980		62.3992 USD
USD 0.00001 Class A common		Purchase		29,200		62.5543 USD
USD 0.00001 Class A common		Purchase		55,000		62.5332 USD
USD 0.00001 Class A common		Purchase		80,751		62.5459 USD
USD 0.00001 Class A common		Sale		66		61.8700 USD
USD 0.00001 Class A common		Sale		100		61.7400 USD
USD 0.00001 Class A common		Sale		100		62.4700 USD
USD 0.00001 Class A common		Sale		100		61.9500 USD
USD 0.00001 Class A common		Sale		100		61.8701 USD
USD 0.00001 Class A common		Sale		200		62.5125 USD
USD 0.00001 Class A common		Sale		239		62.4489 USD
USD 0.00001 Class A common		Sale		318		62.2566 USD
USD 0.00001 Class A common		Sale		331		62.4951 USD
USD 0.00001 Class A common		Sale		400		62.3137 USD
USD 0.00001 Class A common		Sale		489		62.6989 USD
USD 0.00001 Class A common		Sale		500		62.3581 USD
USD 0.00001 Class A common		Sale		500		62.5080 USD
USD 0.00001 Class A common		Sale		600		61.7533 USD
USD 0.00001 Class A common		Sale		700		62.5642 USD
USD 0.00001 Class A common		Sale		700		62.5507 USD
USD 0.00001 Class A common		Sale		735		61.9352 USD
USD 0.00001 Class A common		Sale		800		61.8875 USD
USD 0.00001 Class A common		Sale		886		62.4850 USD
USD 0.00001 Class A common		Sale		1,403		62.5039 USD
USD 0.00001 Class A common		Sale		1,870		62.5100 USD
USD 0.00001 Class A common		Sale		2,300		62.6773 USD
USD 0.00001 Class A common		Sale		3,361		62.4744 USD
USD 0.00001 Class A common		Sale		7,100		62.5316 USD
USD 0.00001 Class A common		Sale		8,600		62.5525 USD
USD 0.00001 Class A common		Sale		9,273		62.3905 USD
USD 0.00001 Class A common		Sale		12,900		62.1709 USD
USD 0.00001 Class A common		Sale		13,114		62.5133 USD
USD 0.00001 Class A common		Sale		19,400		62.6051 USD
USD 0.00001 Class A common		Sale		20,500		62.3803 USD
USD 0.00001 Class A common		Sale		25,820		62.5711 USD
USD 0.00001 Class A common		Sale		28,000		62.5346 USD
USD 0.00001 Class A common		Sale		45,700		62.5290 USD
USD 0.00001 Class A common		Sale		50,000		62.3666 USD

(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser

Class of relevant security

Â

Purchases/ sales

Â

Total number of securities

Â

Highest price per unit paid/received

Â

Lowest price per unit paid/received

(b) Cash-settled derivative transactions

Class of relevant security

Â

Product description e.g. CFD

Â

Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position

Â

Number of reference securities

Â

Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Â

Product description e.g. call option

Â

Exercising/ exercised against

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Are any Supplemental Forms attached?

Supplemental Form 8 (Open Positions)	Â	YES
Supplemental Form 8 (SBL)		NO
Date of disclosure:		12 Jul 2017
Contact name:		Jay Supaya
Telephone number:		0207 773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings	Â	Barclays PLC.
are being disclosed:		Â
Name of offeror/offeree in relation to whose		VANTIV INC
relevant securities this from relates:		Â

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class	Â	Product	Â	Writing,	Â	Number	Â	Exercise
of		description		purchasing,		of		price
relevant				selling,		securities		per unit
security				varying etc		to which
						option
Â		Â		Â		relates		Â
USD 0.00001 Class A common		Put Options		Purchased		-400		55.0000
USD 0.00001 Class A common		Put Options		Written		9,100		60.0000
USD 0.00001 Class A common		Call Options		Written		-1,300		60.0000
USD 0.00001 Class A common		Put Options		Written		600		60.0000
USD 0.00001 Class A common		Call Options		Written		-600		70.0000
USD 0.00001 Class A common		Call Options		Written		-3,200		65.0000
USD 0.00001 Class A common		Put Options		Purchased		-3,300		60.0000
USD 0.00001 Class A common		Call Options		Purchased		500		60.0000
USD 0.00001 Class A common		Put Options		Purchased		-100		45.0000

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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