Form 8.3 - Caledon Resources Plc

Form 8.3 - Caledon Resources Plc

Loeb Arbitrage Management LP

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A
PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
 
1. KEY INFORMATION
(a)   Identity of the person whose positions/dealings  
  are being disclosed: Loeb Arbitrage Management LP
(b) Owner or controller of interests and short
positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies is
  insufficient.  
(c) Name of offeror/offeree in relation to whose
relevant securities this form relates: Caledon Resources Plc
  Use a separate form for each offeror/offeree  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 04 January 2011
     
(f) Has the discloser previously disclosed, or are they
today disclosing, under the Code in respect of any NO
  other party to this offer? If YES, specify which:
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
 
(a) Interests and short positions in the relevant securities of the offeror or offeree to
which the disclosure relates following the dealing (if any)
Class of relevant security:   Ordinary
 
  Interests   Short positions
    Number   (%) Number   (%)
(1) Relevant securities owned
  and/or controlled:        
(2) Derivatives (other than
  options) 2,130,924 .95%    
(3) Options and agreements to
  purchase/sell        
 
TOTAL: 2,130,924 .95%    
All interests in short positions should be disclosed.
 
Details of any open derivative or option positions, or agreements to purchase or sell relevant
securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive
options)
Class of relevant security in relation to
which subscription right exists:  
Details, including nature of the rights
concerned and relevant percentages:  
If there are positions or rights to subscribe to disclose in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional
class of relevant security.
3.   DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
 
(a) Purchases and sales
 
Class of relevant   Purchase/sale   Number of securities   Price per unit
security      
 
       
 
 
(b) Derivatives transactions (other than options)
 
Class of   Product   Nature of dealing   Number of   Price per
relevant description e.g. opening/closing a reference unit
security e.g. CFD long/short position, securities
increasing/reducing a
    long/short position    
 
Ordinary shares CFD Decreasing long position 500,000 97.6877 GBp
 
 
(c) Options transactions in respect of existing securities
 
(i)   Writing, selling, purchasing or varying
Class   Product   Writing,   Number of   Exercise   Type   Expiry   Option
of description purchasing, securities price e.g. date money
relevant e.g.call selling, to which per unit American, paid/
security option varying etc. option European received
      relates   etc.   per unit
 
               
 
(ii) Exercising
 
Class of relevant Product description   Number of securities   Exercise price per
security e.g. call option   unit
 
       
 
 
(d) Other dealings (including subscribing for new securities)
 
Class of relevant Nature of dealing   Details Price per unit
security e.g. subscription, conversion   (if applicable)
 
       
 
The currency of all prices and other monetary amounts should be stated.
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
 
4. OTHER INFORMATION
 
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal or
refrain from dealing entered into by the person making the disclosure and any party to the
offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state “none”
 
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the
person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state “none”
 
NONE
(c)   Attachments
Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure:   January 6, 2011
Contact name: Alex McMillan
Telephone number: 212-483-7069

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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